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27 Jan 2016, 5:55 am by Doug Cornelius
Sources: Regulators to Return $21.5 Million to Hedge Fund Shut After Raid by Matthew Goldstein in DealBook SEC response Declaration for motion Order to Return Fine [read post]
11 Jan 2016, 4:01 pm by Rob McKenna
Times, Jan. 5, 2016, [read post]
7 Jan 2016, 1:41 pm by D. Daxton White
For a copy of IRS Notice 2015-47 go to: For related stories, see: [read post]
27 Dec 2015, 8:15 am by David Yellen
The NYT has an article noting the lack of success of the 2-year JD movement. [read post]
8 Dec 2015, 5:53 am by Staci Zaretsky
[DealBook / New York Times] * Law students, get ready to lobby even harder for this, because a proposal to do away with the American Bar Association's ban on law students receiving academic credit for paid externships is moving forward to a notice and comment period. [read post]
7 Dec 2015, 6:02 am by Staci Zaretsky
[DealBook / New York Times] * At this point, it's anyone's best guess as to what the future of net neutrality may be: The FCC's latest proposal for equal treatment of internet traffic apparently left a bad taste in the D.C. [read post]
4 Dec 2015, 1:08 pm by C. Steven Bradford
The New York Times DealBook has a fascinating piece on the relationship between JPMorgan Chase and one of its former brokers, Johnny Burris. [read post]
4 Dec 2015, 6:00 am by Doug Cornelius
Henning in the NY Times’ DealBook But one provision tucked in the legislation could have a significant impact on prosecuting regulatory offenses, the type often pursued against businesses and corporate managers. [read post]
2 Dec 2015, 12:30 pm by Mark Astarita
 according to various prospectuses of nontraded REITs.Related articlesDividend payers get a break from Fed decision DealBook: An Appraisal for a Mortgage Values Saks at $3.7 Billion UBS Puerto Rico Investment Problems Expand-----Mark Astarita is a New York securities lawyer who represents investors, brokers and firms in securities regulatory, enforcement and arbitration matters across the country. [read post]
2 Dec 2015, 11:33 am by Adam Levitin
Steve Davidoff Solomon has a Dealbook column on the CFPB's attempts to regulate auto lending that unfortunately gives the wrong impression about what the agency is up to, but which does tee up a really interesting question about the agency's politics. [read post]
20 Nov 2015, 5:58 am by Staci Zaretsky
[DealBook / New York Times] * UnitedHealth recently announced that it expects to suffer in terms of its insurance sales under the Affordable Care Act, and has gone so far as to threaten that it may pull out of the exchange. [read post]
4 Nov 2015, 5:27 am by SHG
In a very astute New York Times Dealbook article, Peter Henning provides some excellent insight into the problems faced by lawyers in deciding whether to put a defendant on the stand. [read post]
2 Nov 2015, 5:56 am by Staci Zaretsky
" [DealBook / New York Times] * Uh oh! [read post]
1 Nov 2015, 3:33 am by SHG
The New York Times Dealbook has a major exposé on what’s become of arbitration since then, included in nearly every major corporation’s terms as a contract of adhesion, requiring mandatory binding individual arbitration of all disputes. [read post]
29 Oct 2015, 5:56 am by Staci Zaretsky
[DealBook / New York Times] [read post]
29 Oct 2015, 5:00 am by Doug Cornelius
Joe Company Settles With S.E.C. on Overvaluing Land Holdings by Liz Moyer in DealBook [read post]
27 Oct 2015, 8:28 am by Morse, Barnes-Brown Pendleton
On October 26, the New York Times Dealbook published an article on the administrative case filed against Fidelity Brokerage Service LLC by the Massachusetts secretary of the commonwealth, William F. [read post]
23 Oct 2015, 5:58 am by Staci Zaretsky
[DealBook / New York Times] * Charleston Law fired back against professors who sued the school by saying in its answer it wouldn't be in such dire straits if they hadn't "sabotaged the transfer of the school to InfiLaw. [read post]
22 Oct 2015, 4:31 am by Mark Astarita
Call us today - 212-509-6544 - Sallah Astarita & Cox, a national securities law firm.Related articlesGood Markets, More Broker Transitions DealBook News Analysis: In Credit Suisse Settlement, a Question of Justice [read post]