Search for: "C. S. Lynch"
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23 Sep 2009, 3:33 am
Lynch. [read post]
17 Sep 2018, 9:58 am
Presented in today's BrokeAndBroker.com Blog is a dispute in which two former Citigroup Global Markets customers sued the brokerage firm for trades that were recommended in 1999 when they had accounts at Merrill Lynch. [read post]
19 May 2009, 11:58 am
Sex Offender Issues (C) 2006-2009, Sex Offender Issues, All Rights Reserved [read post]
6 Apr 2016, 5:04 am
Lynch. [read post]
8 Jul 2020, 8:05 am
Lynch).Section 2(c): Section 2(c) bars registration of a mark that "[c]onsists of or comprises a name, portrait, or signature identifying a particular living individual except by his written consent. [read post]
6 Mar 2008, 11:27 am
After postponing twice, it looks like tomorrow is the day that Countrywide’s (CFC) Angelo Mozilo, as well as Stan O’Neal, and Chuck Prince, formerly of Merrill Lynch (MER) and Citigroup (C) will be heading to Capitol Hill to appear before the House Oversight Committee to talk about compensation and the subprime mess. [read post]
15 May 2012, 1:55 am
Cross-selling is viewed as an opportunity for insurance companies to expand their products beyond existing personal insurance, group insurance and bancasurance products and has become popular within insurance groups, i.e. agents from life and non-life divisions of the same insurance group are permitted to cross-sell each other's products.Bank of America/Merrill Lynch release (dated 20 April 2012). [read post]
28 Jun 2012, 3:38 pm
Smith’s client, Catharine C. [read post]
29 Oct 2011, 5:55 am
” No reasonable person in Lynch’s position would have felt free to leave. ... [read post]
4 Oct 2007, 1:58 am
Following a Rhode Island jury’s verdict in 2006 that three manufacturers of lead paint created a public nuisance when they manufactured and sold the paint, the state’s Attorney General, Patrick C. [read post]
2 Mar 2014, 9:01 pm
” Justice Lynch rejected William’s attack on the release. [read post]
10 Aug 2022, 6:30 am
Merrill Lynch & Co., 396 F.3d 161 (2d Cir. 2005)—in which the court previously held that misstatements and omissions alone do not suffice for scheme liability under Rule 10b-5(a) and (c) of the federal securities laws—continues to retain its vitality after the Supreme Court’s decision in Lorenzo v. [read post]
10 Aug 2022, 6:30 am
Merrill Lynch & Co., 396 F.3d 161 (2d Cir. 2005)—in which the court previously held that misstatements and omissions alone do not suffice for scheme liability under Rule 10b-5(a) and (c) of the federal securities laws—continues to retain its vitality after the Supreme Court’s decision in Lorenzo v. [read post]
25 Sep 2009, 2:00 pm
Judge Lynch's colleague on the Southern District, the Honorable Denise L. [read post]
27 Jun 2016, 6:53 am
On the broker-dealer side it’s the Customer Protection Rule under Section 15(c)(3) of the Securities Exchange Act and Rule 15c3-3 thereunder. [read post]
2 Aug 2022, 9:01 pm
Merrill Lynch & Co., 396 F.3d 161, 177 (2d Cir. 2005). [5] Lorenzo, 139 S. [read post]
9 May 2016, 6:06 am
Bank Of America Corporation, Bank Of America Securities, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated, Defendants (Complaint, SDNY, 16-CV-03653, May 16, 2016).BackgroundThe Complaint c... [read post]
30 Jan 2009, 1:21 am
Madoff's alleged fraud. [read post]
11 Jul 2012, 2:04 pm
In December of 2009, Robert C. [read post]
6 Sep 2011, 4:20 pm
There was talk last week of a tracking stock, but that appears to be a bad idea that has been abandoned.More to follow, but here is the original article -http://www.investmentnews.com/article/20110906/FREE/110909973/-1/INBreakingNews01Related articles, courtesy of Zemanta: BANK OF AMERICA: If Things Really Go To Hell, We'll Sort Of Spin Off Some Of Merrill Lynch (BAC)Don't Look At What's Happening To Bank of America Right Now (BAC, C, GS, JPM, MS)Fed asks… [read post]
