Search for: "Capital One Financial Corporation" Results 1 - 20 of 4,414
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15 Apr 2019, 3:43 pm by Rob Robinson
Extract from an article by Song Ma, Assistant Professor of Finance at the Yale University School of Management Recent decades have witnessed non-financial firms’ forays into venture capital by creating Corporate Venture Capital (CVC) divisions. [read post]
3 Aug 2018, 9:41 am by Fitapelli Kurta
Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 3, 2018 indicate that Pennsylvania-based brokerage firm Mid Atlantic Capital Corporation has received several regulatory sanctions. [read post]
12 Jun 2017, 7:28 am by Fitapelli Kurta
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 9, 2017 indicate that Pennsylvania-based brokerage firm Mid Atlantic Capital Corporation was recently sanctioned by FINRA in connection to alleged rule violations. [read post]
15 Apr 2019, 5:59 am
Recent decades have witnessed non-financial firms’ forays into venture capital by creating Corporate Venture Capital (CVC) divisions. [read post]
24 Apr 2013, 12:26 pm by Securites Lawprof
The SEC charged Capital One Financial Corporation and two senior executives for understating millions of dollars in auto loan losses incurred during the months leading into the financial crisis. [read post]
16 Jan 2018, 6:31 am
CVC investing differs from pure venture capital investing in that financial returns are not the primary consideration, but rather, strategic gains are often the driving motivation to invest. [read post]
20 May 2011, 2:31 pm by Steve Bainbridge
Corporate Governance after the Financial Crisis asks two questions about these changes. [read post]
17 Aug 2019, 7:21 am
Thompson on suspicion of downloading nearly 30 GB of 100 million Capital One Financial Corp credit applications from a rented cloud data server. [read post]
Because corporate diversification also has benefits and costs, our finding that firms with more concentrated ownership are less diversified can be interpreted in one of two ways. [read post]
26 Apr 2019, 8:19 am by Fitapelli Kurta
William Byrd has spent 33 years in the securities industry and has been registered with Capital Financial Services in Tampa, Florida since September 2016. [read post]
12 Mar 2019, 12:59 pm by Fitapelli Kurta
Previous registrations include Investors Capital Corporation in Clearwater, Florida (1998-2010); JW Cole Financial in Clearwater, Florida (2008); Aragon Financial Services in Irvine, California (1996-1998); The Investment Center in Bedminster, New Jersey (1995); SunAmerica Securities in Phoenix, Arizona (1995); MetLife Securities in Springfield, Massachusetts (1991-1994); and the Metropolitan Life Insurance Company in New York, New York (1991-1994). [read post]
20 Jun 2017, 7:31 am by Renae Lloyd
Aegis Capital Corporation is a mid-size boutique investment bank that offers financial advisory services. [read post]
25 Jul 2013, 1:18 pm by Mark Astarita
There are a couple of reasons, but principally one - to put the entity out of business. [read post]
11 Nov 2014, 9:13 am by James Hamilton
The current tax code must also be examined since they have a strong bias against equity and favor both corporate debt and mortgage debt. [read post]
30 Apr 2019, 10:35 am by Brianna Bell
US President Donald Trump, his family members and his businesses filed a complaint against Deutsche Bank and Capital One Financial Corporation Monday to prevent them from answering subpoenas issued by the House Permanent Select Committee on Intelligence and the House Financial Services Committee. [read post]
14 Nov 2007, 3:58 am
The fund, announced before the elections last spring, is seeded with $90 million of government money and additonal commitments of $75 million from RBC Capital Partners, OMERS, Business Development Bank and Manulife Financial. [read post]
25 Apr 2013, 3:28 am
On April 24, 2013, the Securities and Exchange Commission (“SEC”) charged Capital One Financial Corporation (Ticker: COF), former Chief Risk Officer Peter A. [read post]