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11 Nov 2014, 9:13 am by James Hamilton
As the new European Commission charts a path towards equity funding through securities offerings and away from the dominant bank funding, Financial Services Commissioner Lord Jonathan Hill said that he will launch a wide public consultation on the creation of a Capital Markets Union. [read post]
1 Jul 2009, 6:45 am
According to the Securities and Exchange Commission (SEC), Prime Capital Services (PCS), a New York-Based Firm, has been charged with luring Florida senior citizens through free-lunch seminars to buy variable annuities which were unsuitable for these individuals. [read post]
12 May 2009, 8:01 am
Barclays Capital said Tuesday it appointed Greg Barrett as the head of its prime services capital solutions division, a unit of the London-based bank that assists hedge funds in raising new money from institutional investors. [read post]
20 Sep 2021, 5:57 am by Holly Buckley
Amulet Capital Partners has announced it has closed its second fund, Amulet Capital Partners II, in excess of $650 million in capital commitments. [read post]
8 Aug 2019, 7:50 am by Lee Reiners
The hacker, a former employee of Amazon Web Services Inc., allegedly breached Capital One’s firewalls to […] The post A New Source of Systemic Risk: Cloud Service Providers appeared first on The FinReg Blog. [read post]
1 May 2019, 7:31 am by Rob Robinson
About Lightyear Capital LLC Founded in 2000, Lightyear is a financial services-focused private equity firm based in New York. [read post]
18 Jun 2008, 4:12 am by Joseph Mullaney
The Law Office of Dimitrios Kolovos, LLC filed a lawsuit on behalf of a New Jersey woman against Nosoma Systems, Inc. d/b/a Capital Collection Service in the federal court for the District of New Jersey. [read post]
7 Sep 2018, 8:03 am by Silver Law Group
Attorney Scott Silver was quoted in an article from Investment News regarding the recent bankruptcy filing by small business merchant service company 1st Global Capital, and a sister company, 1 West Capital. [read post]
12 Jan 2011, 2:51 pm by Brad Jenkins
" With this new capital investment, Ivize will strengthen its capability to locally deliver superior electronic discovery, processing, and hosting services, while maintaining excellent support for its clients' paper-based imaging needs. [read post]
12 Jan 2011, 2:51 pm by Brad Jenkins
" With this new capital investment, Ivize will strengthen its capability to locally deliver superior electronic discovery, processing, and hosting services, while maintaining excellent support for its clients' paper-based imaging needs. [read post]
10 May 2016, 4:02 am by Dan Antoun
On 21 March 2016 the Supreme Court heard the appeal of BNY Mellon Corporate Trustee Services Lte v LBG Capital No. 1 plc & Anor. [read post]
6 Jun 2011, 5:21 am by Amy Bray
May, 2011 – Brad Carr and Kathleen Hart of Andersen, Tate & Carr, P.C. represented Highwinds Capital, Inc. in securing a new $50 million credit facility with Silicon Valley Bank and Comerica Bank. [read post]
20 Jun 2018, 9:13 am by Silver Law Group
Continue reading The post First Nationle Solution LLC, United RL Capital Services, and Percipience Global Corp. $102 Million Ponzi Scheme Attorneys appeared first on Securities Arbitration Lawyers Blog. [read post]
17 Mar 2010, 3:48 am by traceydennis
“The new head of the Crown Prosecution Service in London has set in place plans to improve the service CPS London provides to victims and witnesses in the capital. [read post]
26 Nov 2021, 8:40 pm by Simon Lovegrove (UK)
The establishment of a ESAP by 2024 is a main goal of the Capital Markets Union Action Plan adopted by the Commission in September 2020, to help provide EU-wide access to information activities and products of entities that are required to disclose information relevant to capital markets, financial services and sustainable finance. [read post]
19 Aug 2010, 5:03 am by Howard Friedman
New York's General Business Law, Sec. 11, prohibits service of process in civil cases on Sundays. [read post]
13 Sep 2014, 1:22 pm by James Hamilton
In a groundbreaking move, the new European Commission will have a Commissioner for Financial Services, Financial Stability and Capital Markets, with complete oversight of securities and banking regulation across the E.U. [read post]
15 Nov 2021, 11:11 am by Holly Buckley
Lightyear, based in New York, is private equity firm focused on healthcare financial services and other sectors. [read post]
29 Apr 2019, 1:29 pm by Daily Record Staff
The growth capital will be used to support Vigene’s expansion into a new facility to support ... [read post]
1 Feb 2008, 7:23 am
From the Atlanta Business Chronicle, Roark Capital, which owns Chapter 11 Debtor Pike Nursery Holding, LLC., has formed a new equity fund -  Roark Capital Group said it has formed a private equity fund with $1 billion with which it will invest in consumer and business service companies. [read post]