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8 Oct 2021, 1:10 pm
Crenshaw at "SEC Speaks")Going Dark: The Growth of Private Markets and the Impact on Investors and the Economy (Remarks by SEC Commissioner Allison Herren Lee at "SEC Speaks")... [read post]
30 Sep 2021, 8:01 am by John Jascob
Commissioners Allison Herren Lee and Caroline Crenshaw also voiced their support for the proposed amendments. [read post]
24 Aug 2021, 6:12 am
Gensler observed that concerns have been raised, including by whistleblowers as well as by Commissioners Allison Herren Lee and Caroline Crenshaw, that those amendments “could discourage whistleblowers from coming forward. [read post]
13 Aug 2021, 5:51 am
Securities and Exchange Commission, on Saturday, August 7, 2021 Tags: Boards of Directors, Disclosure, Diversity, ESG, Listing standards, NASDAQ, SEC, SEC rulemaking, Securities regulation Statement by Commissioners Lee and Crenshaw on Nasdaq’s Diversity Proposals Posted by Allison Herren Lee and Caroline Crenshaw, U.S. [read post]
10 Aug 2021, 9:12 am by John Jascob
The Commission voted 3-2 to approve the Nasdaq rule.SEC Chair Gary Gensler stated that the rules are consistent with the requirements of the Exchange Act, and reflect calls from investors for greater transparency about the people who lead public companies.Commissioners Alison Herren Lee and Caroline Crenshaw supported the rule, calling it "a positive first step for investors" while cautioning there is more work to be done in improving both diversity and transparency at… [read post]
8 Aug 2021, 10:58 am by Kevin LaCroix
” The two other Democratic Commissioners, Allison Herren Lee and Caroline Crenshaw also issued a statement in support of the approval of the guidelines. [read post]
14 Jul 2021, 6:28 am by Daily Record Staff
Criminal procedure — Illegal sentence — Ambiguity in pronouncement Following a 2005 trial in the Circuit Court for Caroline County, a jury found Kenneth Lee Trice, appellant, guilty of second-degree assault on a correctional officer, first-degree escape, carjacking, and related offenses. [read post]
9 Jun 2021, 4:30 am by Tom Kosakowski
Adam Martin interviews Liz Hill, Jon Lee and Ken Skodacek who share insights and background about Ombuds and Ombuds Day. [read post]
8 Jun 2021, 7:10 am by John Jascob
Commissioners Caroline Crenshaw and Allison Herren Lee have also expressed support for shoring up the rules on insider trading plans.Limits on cancelation. [read post]
28 May 2021, 10:40 am by John Jascob
The senators cited Lee’s and Commissioner Caroline Crenshaw’s dissent from that rulemaking in which they addressed the inherent conflicts of interest that pervade the current issuer-pays model for the auditing profession while expressing concern that audit independence standards would become less effective and less transparent.Emerging audit concerns. [read post]
26 May 2021, 8:42 am by John Jascob
"However, Commissioners Allison Herren Lee and Caroline Crenshaw jointly expressed concerns about how the NYSE proposal would evolve the IPO process away from traditional, firm-commitment underwritten IPOs. [read post]
25 May 2021, 3:03 am by Lynn Jokela
  Commissioner Caroline Crenshaw reportedly views a “cooling-off” period as a solution. [read post]
17 May 2021, 3:00 am by John Jenkins
Commissioner Lee’s dissenting statement on last year’s rule adoption might provide some insight. [read post]
12 May 2021, 11:00 pm by Thaddeus Mason Pope, JD, PhD
Here are some notable sessions.Wednesday May 26, 2021 (1:30 - 2:15)78 – Psilocybin use in palliative care – Ontario Vipushi Sivanesanathan117 – VSED as an option for hastening death– Ontario/US Thaddeus PopeThursday May 27, 2021 (3:00 t0 3:45)63 – MAID and Ethics consultation – Ontario - Kathryn Morrison106 - Refusal of a life-saving hysterectomy – Ontario Marnina Norys49 - Experiences Providing Advice to Policy Makers (Ontario) Maxwell SmithFriday May 28,… [read post]
26 Mar 2021, 3:03 am by Lynn Jokela
” As a potential sign the Commission wants to take action in this area, some may have read commentary that Gary Gensler, the nominee for SEC Chair, and Commissioner Caroline Crenshaw each voiced interest too. [read post]
19 Mar 2021, 6:08 am
Yust (Texas A&M University), on Thursday, March 18, 2021 Tags: Accounting, Corporate fraud, Misconduct, Oversight, SEC enforcement, Securities enforcement, Securities fraud Speech by Acting Chair Lee on the Importance of Fund Voting and Disclosure Posted by Allison Herren Lee, U.S. [read post]
29 Jan 2021, 3:21 pm by Geoff Schweller
On January 29, Acting SEC Chair Allison Lee and SEC Commissioners Hester Peirce, Elad Roisman, and Caroline Crenshaw released a statement regarding the recent market volatility. [read post]