Search for: "Caroline Lee"
Results 61 - 80
of 203
Sort by Relevance
|
Sort by Date
18 Mar 2022, 11:51 am
Motion to Vacate FINRA Arbitration Award Fails To Raise Federal Jurisdiction (BrokeAndBroker.com Blog)Court Imposes Restrictions on Credit Repair Company to Protect Consumer (DOJ Release)SEC Proposes Rules to Enhance and Standardize Climate-Related Disclosures for Investors (SEC Release)Shelter from the Storm: Helping Investors Navigate Climate Change Risk[1] by SEC Commissioner Allison Herren Lee Statement on the Enhancement and Standardization of Climate-Related Disclosures for… [read post]
12 Mar 2022, 7:37 am
But, surprisingly, the conflicts are not between the Dems and the one Republican remaining on the SEC; rather, they’re reportedly between SEC Chair Gary Gensler and the two other Democratic commissioners, Allison Herren Lee and Caroline Crenshaw, about how far to push the proposed new disclosure requirements, especially in light of the near certainty of litigation, and whether to require that the disclosures be audited. [read post]
24 Jan 2022, 7:36 pm
Benham’s article E-Discovery Direct Access of Electronic Devices After In re Marion Shipman is cited in the following book: Caroline Baker & Sofia Androgue, Texas Business Litigation (December 2021 Update). 16. [read post]
28 Nov 2021, 11:20 am
Lee said. [read post]
19 Nov 2021, 5:57 am
Securities and Exchange Commission, on Wednesday, November 17, 2021 Tags: Accounting, Climate change, Cybersecurity, Disclosure, ESG, Internal control, Risk management Statement by Commissioner Lee on Proposed Amendments Related to Proxy Voting Advice Posted by Allison Herren Lee, U.S. [read post]
18 Nov 2021, 6:10 am
Commissioner Caroline Crenshaw observed that few shareholders attend a corporation’s annual meeting in-person to vote, and stated that the rule achieves uniformity, fairness, and efficiency. [read post]
15 Nov 2021, 6:17 pm
Crenshaw and fellow Commissioner Allison Herren Lee have spoken, often jointly, during the past year or so on the need for more ESG disclosures. [read post]
12 Nov 2021, 3:00 am
This year, we have an extraordinary lineup: Rod Rosenstein, King & Spalding and former Deputy Attorney General of the United States; Chuck Duross, Morrison & Foerster and former Deputy Chief, Fraud Section, DOJ; Brian Kelly, Nixon Peabody and former AUSA, District of Massachusetts; Justice Rebeca Aizpuru Huddle of the Supreme Court of Texas; Caroline Ciraolo, Kostelanetz & Fink and former Acting Assistant AG, Tax Division, U.S. [read post]
4 Nov 2021, 6:01 pm
A teacher in Florida was accused of assaulting one of the school’s students two days after she received the Teacher of the Year award. 60-year-old Caroline Melanie Lee is an English teacher at Darnell-Cookman Middle/High School in the Jacksonville area. [read post]
8 Oct 2021, 6:02 am
Brady, Caroline S. [read post]
30 Sep 2021, 8:01 am
Commissioners Allison Herren Lee and Caroline Crenshaw also voiced their support for the proposed amendments. [read post]
24 Aug 2021, 6:12 am
Gensler observed that concerns have been raised, including by whistleblowers as well as by Commissioners Allison Herren Lee and Caroline Crenshaw, that those amendments “could discourage whistleblowers from coming forward. [read post]
13 Aug 2021, 5:51 am
Securities and Exchange Commission, on Saturday, August 7, 2021 Tags: Boards of Directors, Disclosure, Diversity, ESG, Listing standards, NASDAQ, SEC, SEC rulemaking, Securities regulation Statement by Commissioners Lee and Crenshaw on Nasdaq’s Diversity Proposals Posted by Allison Herren Lee and Caroline Crenshaw, U.S. [read post]
10 Aug 2021, 9:12 am
The Commission voted 3-2 to approve the Nasdaq rule.SEC Chair Gary Gensler stated that the rules are consistent with the requirements of the Exchange Act, and reflect calls from investors for greater transparency about the people who lead public companies.Commissioners Alison Herren Lee and Caroline Crenshaw supported the rule, calling it "a positive first step for investors" while cautioning there is more work to be done in improving both diversity and transparency at… [read post]
7 Aug 2021, 4:45 am
Posted by Allison Herren Lee and Caroline Crenshaw, U.S. [read post]
16 Jul 2021, 6:19 am
Breheny, Raquel Fox, and Caroline S. [read post]
14 Jul 2021, 6:28 am
Criminal procedure — Illegal sentence — Ambiguity in pronouncement Following a 2005 trial in the Circuit Court for Caroline County, a jury found Kenneth Lee Trice, appellant, guilty of second-degree assault on a correctional officer, first-degree escape, carjacking, and related offenses. [read post]
9 Jun 2021, 4:30 am
Adam Martin interviews Liz Hill, Jon Lee and Ken Skodacek who share insights and background about Ombuds and Ombuds Day. [read post]
8 Jun 2021, 7:10 am
Commissioners Caroline Crenshaw and Allison Herren Lee have also expressed support for shoring up the rules on insider trading plans.Limits on cancelation. [read post]
28 May 2021, 10:40 am
The senators cited Lee’s and Commissioner Caroline Crenshaw’s dissent from that rulemaking in which they addressed the inherent conflicts of interest that pervade the current issuer-pays model for the auditing profession while expressing concern that audit independence standards would become less effective and less transparent.Emerging audit concerns. [read post]
