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26 May 2021, 8:42 am
"However, Commissioners Allison Herren Lee and Caroline Crenshaw jointly expressed concerns about how the NYSE proposal would evolve the IPO process away from traditional, firm-commitment underwritten IPOs. [read post]
25 May 2021, 3:03 am
Commissioner Caroline Crenshaw reportedly views a “cooling-off” period as a solution. [read post]
17 May 2021, 3:00 am
Commissioner Lee’s dissenting statement on last year’s rule adoption might provide some insight. [read post]
12 May 2021, 11:00 pm
Here are some notable sessions.Wednesday May 26, 2021 (1:30 - 2:15)78 – Psilocybin use in palliative care – Ontario Vipushi Sivanesanathan117 – VSED as an option for hastening death– Ontario/US Thaddeus PopeThursday May 27, 2021 (3:00 t0 3:45)63 – MAID and Ethics consultation – Ontario - Kathryn Morrison106 - Refusal of a life-saving hysterectomy – Ontario Marnina Norys49 - Experiences Providing Advice to Policy Makers (Ontario) Maxwell SmithFriday May 28,… [read post]
26 Mar 2021, 3:03 am
” As a potential sign the Commission wants to take action in this area, some may have read commentary that Gary Gensler, the nominee for SEC Chair, and Commissioner Caroline Crenshaw each voiced interest too. [read post]
19 Mar 2021, 6:08 am
Yust (Texas A&M University), on Thursday, March 18, 2021 Tags: Accounting, Corporate fraud, Misconduct, Oversight, SEC enforcement, Securities enforcement, Securities fraud Speech by Acting Chair Lee on the Importance of Fund Voting and Disclosure Posted by Allison Herren Lee, U.S. [read post]
29 Jan 2021, 3:21 pm
On January 29, Acting SEC Chair Allison Lee and SEC Commissioners Hester Peirce, Elad Roisman, and Caroline Crenshaw released a statement regarding the recent market volatility. [read post]
22 Jan 2021, 3:03 am
Commissioners Hester Peirce, Elad Roisman and Caroline Crenshaw issued a statement congratulating Commissioner Lee on her designation as Acting Chair. [read post]
20 Jan 2021, 9:02 pm
Parkin served as an example to others as a loyal Member, a professional, and an educator dedicated to protecting the food supply.The Ivan Parkin Lecturer is selected by the President-Elect and approved by the Executive Board.2020 Recipient: Caroline Smith DeWaal John H. [read post]
19 Jan 2021, 1:17 pm
Statement from the Division I Student-Athlete Advisory Committee The Division I Student-Athlete Advisory Committee released a statement to ESPN via vice-chair Caroline Lee: “We are thrilled at the passing of the blanket waiver, as we believe it is in line with D1 SAAC, ensuring that all of our student-athletes have the best opportunity to thrive both academically and athletically. [read post]
18 Jan 2021, 11:30 am
These concerns were voiced by Democratic SEC Commissioners Allison Lee and Caroline Crenshaw in their dissenting opinions on last year’s vote on rule changes to the program. [read post]
18 Jan 2021, 11:30 am
These concerns were voiced by Democratic SEC Commissioners Allison Lee and Caroline Crenshaw in their dissenting opinions on last year’s vote on rule changes to the program. [read post]
15 Jan 2021, 8:08 am
Roisman, and Caroline A. [read post]
15 Jan 2021, 8:08 am
Roisman, and Caroline A. [read post]
8 Jan 2021, 5:52 am
Yaffe, and Caroline S. [read post]
5 Jan 2021, 6:27 am
Posted by Allison Herren Lee & Caroline Crenshaw, U.S. [read post]
4 Jan 2021, 1:26 pm
The directors’ and officers’ liability environment is always changing, but 2020 was a particularly eventful year, with important consequences for the D&O insurance marketplace. [read post]
31 Dec 2020, 3:03 am
With Chairman Clayton departing from the SEC on December 23, the Commission is down to four Commissioners and like many rule proposals this year, the Commission adopted the NYSE direct listing rule by a 3-2 vote with Commissioners Allison Herren Lee and Caroline Crenshaw dissenting. [read post]
29 Dec 2020, 3:03 am
Commissioners Hester Peirce, Allison Herren Lee and Caroline Crenshaw issued a statement congratulating Commissioner Roisman’s designation as Acting Chair. [read post]
27 Nov 2020, 5:58 am
Securities and Exchange Commission, on Friday, November 20, 2020 Tags: Capital formation, Capital markets, Compliance and disclosure interpretation, COVID-19, Disclosure, ESG, SEC, SEC rulemaking, Securities regulation Investing in a SPAC Posted by Eleazer Klein and Adriana Schwartz, Schulte Roth & Zabel LLP, on Saturday, November 21, 2020 Tags: Acquisition agreements, Capital formation, Institutional… [read post]
