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22 Jun 2020, 3:03 am by Lynn Jokela
If Jay departs after Caroline is confirmed, that would return the number of Commissioners to four – and they might split 2-2 in their decision-making, with Commissioners Roisman and Peirce taking one view and Commissioners Lee and Crenshaw taking another. [read post]
26 May 2021, 8:42 am by John Jascob
"However, Commissioners Allison Herren Lee and Caroline Crenshaw jointly expressed concerns about how the NYSE proposal would evolve the IPO process away from traditional, firm-commitment underwritten IPOs. [read post]
21 Jul 2014, 11:00 am by Schachtman
David Egilman, Tess Bird[1], and Caroline Lee[2], “Dust diseases and the legacy of corporate manipulation of science and law, 20 Internat’l J. [read post]
18 Jan 2021, 11:30 am by Geoff Schweller
These concerns were voiced by Democratic SEC Commissioners Allison Lee and Caroline Crenshaw in their dissenting opinions on last year’s vote on rule changes to the program. [read post]
18 Jan 2021, 11:30 am by Geoff Schweller
These concerns were voiced by Democratic SEC Commissioners Allison Lee and Caroline Crenshaw in their dissenting opinions on last year’s vote on rule changes to the program. [read post]
29 Jan 2021, 3:21 pm by Geoff Schweller
On January 29, Acting SEC Chair Allison Lee and SEC Commissioners Hester Peirce, Elad Roisman, and Caroline Crenshaw released a statement regarding the recent market volatility. [read post]
19 Mar 2021, 6:08 am
Yust (Texas A&M University), on Thursday, March 18, 2021 Tags: Accounting, Corporate fraud, Misconduct, Oversight, SEC enforcement, Securities enforcement, Securities fraud Speech by Acting Chair Lee on the Importance of Fund Voting and Disclosure Posted by Allison Herren Lee, U.S. [read post]
27 Aug 2020, 3:03 am by Lynn Jokela
The Commission adopted the amendments by a 3-2 vote – Commissioners Allison Herren Lee and Caroline Crenshaw dissented. [read post]
12 Mar 2022, 7:37 am
But, surprisingly, the conflicts are not between the Dems and the one Republican remaining on the SEC; rather, they’re reportedly between SEC Chair Gary Gensler and the two other Democratic commissioners, Allison Herren Lee and Caroline Crenshaw, about how far to push the proposed new disclosure requirements, especially in light of the near certainty of litigation, and whether to require that the disclosures be audited. [read post]
18 Nov 2021, 6:10 am by John Jascob
Commissioner Caroline Crenshaw observed that few shareholders attend a corporation’s annual meeting in-person to vote, and stated that the rule achieves uniformity, fairness, and efficiency. [read post]
27 Jan 2016, 10:41 am by Tom Kosakowski
Ombuds United States Legal Update, presented by Charles Howard and Caroline Adams12. [read post]
8 Jun 2021, 7:10 am by John Jascob
Commissioners Caroline Crenshaw and Allison Herren Lee have also expressed support for shoring up the rules on insider trading plans.Limits on cancelation. [read post]
10 Aug 2021, 9:12 am by John Jascob
The Commission voted 3-2 to approve the Nasdaq rule.SEC Chair Gary Gensler stated that the rules are consistent with the requirements of the Exchange Act, and reflect calls from investors for greater transparency about the people who lead public companies.Commissioners Alison Herren Lee and Caroline Crenshaw supported the rule, calling it "a positive first step for investors" while cautioning there is more work to be done in improving both diversity and transparency at… [read post]
6 Jul 2014, 9:01 pm by KC Johnson
Lee Baker is dean of academic affairs at Trinity College. [read post]
31 Jul 2013, 12:47 pm by Fredrick Vars
” Adam Gershowitz Adele Bernhard Adne Cummings Alex Kreit Alex Landon Alexandra Natapoff Allie Robbins Amy Eldridge Andrea Armstrong Andrea Roth Angela Davis Ann McGinley Anna Roberts Anne Hornsby Anne Poulin Art Leavens Barbara Stark Bennett Capers Beryl Blaustone Bonnie Williams Brian Clarke Brian Gallini Brian Sheppard Bryan Adamson Carlin Meyer Carmen Gonzalez Carol Steiker Caroline Harada Cassandra Robertson Catherine Grosso Catherine Rogers Charles Bobis Charles Nadler… [read post]
23 Oct 2020, 9:53 am by John Jascob
SEC Chairman Clayton and SEC Commissioners Roisman and Peirce also voted to approve the final rule, while Commissioners Lee and Crenshaw dissented. [read post]
8 Oct 2020, 7:11 am by John Jascob
Commissioner Allison Herren Lee, who opposed the proposal, said that claiming that the agency is taking these steps in the name of clarity is misleading because the proposal requires no form of recordkeeping from finders.Two classes of finders. [read post]
24 Nov 2017, 6:00 am by Doug Cornelius
[More…] Gibson Dunn Discusses Proposed Changes to CFIUS Review by Judith Alison Lee, Caroline Krass, Jose Fernandez and Stephanie Connor The proposed Foreign Investment Risk Review Modernization Act of 2017 (“FIRRMA”) would modernize the CFIUS review and approval process, which has struggled to keep pace with a surge of foreign investment in the United States over the last several years. [read post]
19 Jan 2021, 1:17 pm by Barry, Barall & Spinella, LLC
Statement from the Division I Student-Athlete Advisory Committee The Division I Student-Athlete Advisory Committee released a statement to ESPN via vice-chair Caroline Lee: “We are thrilled at the passing of the blanket waiver, as we believe it is in line with D1 SAAC, ensuring that all of our student-athletes have the best opportunity to thrive both academically and athletically. [read post]