Search for: "Caroline Lee" Results 81 - 100 of 202
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
25 Sep 2020, 11:49 am by luiza
Dissents by Commissioners Allison Herren Lee and Caroline Crenshaw should serve as a warning to the Commission on when and how to exercise its discretion. [read post]
25 Sep 2020, 6:17 am by Geoff Schweller
The two dissenting Commissioners, Commissioner Allison Lee and Commissioner Caroline Crenshaw, expressed concerns about the rule changes, which echo concerns raised by whistleblower advocates in the lead up to the vote. [read post]
24 Sep 2020, 8:33 am by John Jascob
Commissioner Elad Roisman, who spearheaded the Commission’s efforts on the issue, said that the amendments will curb the potential misuse of the process by a few proponents at the expense of the rest of a company’s shareholders.Commissioners Allison Herren Lee and Caroline Crenshaw voiced strong opposition, with Lee calling the move the capstone in a series of actions taken by the Commission that will dial back shareholder oversight of companies. [read post]
12 Sep 2020, 6:10 am
The SEC stopped short of addressing a broad range of ESG issues, such as climate change, and this led two Commissioners, Allison Herren Lee and Caroline A. [read post]
3 Sep 2020, 6:25 am by Steve Parker
But the two Democratic Commissioners, Allison Herren Lee and Caroline Crenshaw, issued a joint release accusing the SEC of steadily expanding the market for unregistered securities without regard for the higher risk they entail, including risks stemming from the absence of the registration and reporting requirements that accompany public securities. [read post]
1 Sep 2020, 3:35 pm by Kevin LaCroix
Arguments Against the Amendments The two Democratic Commissioners, Allison Herren Lee and Caroline Crenshaw, voted against the amendments and issued a joint statement, characterizing the Commission’s decision as a “failure to modernize the accredited investor definition. [read post]
30 Aug 2020, 3:45 pm by Doug Cornelius
PeirceCommissioner Roisman Statement on Amending the “Accredited Investor” DefinitionJoint Statement on the Failure to Modernize the Accredited Investor Definition – Commissioners Allison Herren Lee and Caroline CrenshawSEC Gives More Investors Access to Private Equity, Hedge Funds – Wall Street JournalMore Guidance on Knowledgeable Employee Exemption for Private Funds [read post]
28 Aug 2020, 6:11 am
., on Wednesday, August 26, 2020 Tags: Climate change, DOL, Environmental disclosure, ERISA, ESG, Fiduciary duties, Institutional Investors, Retirement plans, Securities regulation, Sustainability McDonald’s Clawback Suit Against Former CEO: A Cautionary Tale Posted by Scott Spector, David Bell, and Elizabeth Gartland, Fenwick & West LLP, on Wednesday, August 26, 2020 Tags: Attorneys’… [read post]
27 Aug 2020, 3:03 am by Lynn Jokela
The Commission adopted the amendments by a 3-2 vote – Commissioners Allison Herren Lee and Caroline Crenshaw dissented. [read post]
7 Aug 2020, 3:03 am by Lynn Jokela
Late yesterday evening, the Senate confirmed the nominations of Hester Peirce and Caroline Crenshaw to serve as SEC Commissioners by a voice vote. [read post]
3 Jul 2020, 3:00 am by Jim Sedor
GOP Appointee Resigns from Federal Election Commission, Once Again Leaving It Without a Quorum Washington Post – Michelle Ye Hee Lee | Published: 6/26/2020 Caroline Hunter, a Republican commissioner on FEC, announced he is stepping down on July 3, leaving the agency without a quorum and unable to vote on enforcement actions. [read post]
22 Jun 2020, 3:03 am by Lynn Jokela
If Jay departs after Caroline is confirmed, that would return the number of Commissioners to four – and they might split 2-2 in their decision-making, with Commissioners Roisman and Peirce taking one view and Commissioners Lee and Crenshaw taking another. [read post]
27 Feb 2020, 6:39 am by Dan Ernst
Caroline Cunill, Faculty Member, History Department, Universite du Maine, shared her research on the construction of imperial legality in the sixteenth-century Spanish monarchy. [read post]
7 Feb 2020, 6:00 am
Securities and Exchange Commission, on Saturday, February 1, 2020 Tags: Disclosure, Environmental disclosure, ESG, Form 10-K, Materiality, SEC, Securities regulation, Sustainability Statement by Commissioner Lee on “Modernizing” Regulation S-K: Ignoring the Elephant in the Room Posted by Allison Herren Lee, U.S. [read post]
3 Jan 2020, 4:30 am by Tom Kosakowski
Navigating Ethical Principle Dilemmas, Shreya Trivedi, Jon Lee, Ronnie Thomson, Melissa Connell, Linda Falkson, David Michael, Dolores Gomez-Moran (Emerging)Strategies for Addressing Title IX & Sexual Harassment Concerns with Visitors, Christina Sabee (Emerging)The Ombuds Dilemma: Can We Impact Systemic Oppression & Inequality While Remaining a Designated Neutral? [read post]
4 Dec 2019, 1:39 am by Jay Cohen
Finch 14th floor 10 Judge Lee Harper Wilson 14th floor 11 Judge Sedrick T. [read post]
1 Dec 2019, 6:23 pm
Rohini Acharya, Olga Falgueras Alamo, Salma Mohamed Thabit Al-Battashi, Anoush der Boghossian, Naghm Ghei, Tania Parcero Herrera, Lee Ann Jackson, Ulla Kask, Claudia Locatelli, Gabrielle Marceau, Ioana-Virginia Motoc, Anna Caroline Müller, Nora Neufeld, Simon Padilla, Josefita Pardo de Léon, Stella Perantakou, Nadezhda Sporysheva, & Christiane Wolff, Trade and Women—Opportunities for Women in the Framework of the World Trade Organization Pierre Sauvé,… [read post]