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19 Jan 2021, 1:17 pm by Barry, Barall & Spinella, LLC
Statement from the Division I Student-Athlete Advisory Committee The Division I Student-Athlete Advisory Committee released a statement to ESPN via vice-chair Caroline Lee: “We are thrilled at the passing of the blanket waiver, as we believe it is in line with D1 SAAC, ensuring that all of our student-athletes have the best opportunity to thrive both academically and athletically. [read post]
18 Jan 2021, 11:30 am by Geoff Schweller
These concerns were voiced by Democratic SEC Commissioners Allison Lee and Caroline Crenshaw in their dissenting opinions on last year’s vote on rule changes to the program. [read post]
18 Jan 2021, 11:30 am by Geoff Schweller
These concerns were voiced by Democratic SEC Commissioners Allison Lee and Caroline Crenshaw in their dissenting opinions on last year’s vote on rule changes to the program. [read post]
4 Jan 2021, 1:26 pm by Kevin LaCroix
The directors’ and officers’ liability environment is always changing, but 2020 was a particularly eventful year, with important consequences for the D&O insurance marketplace. [read post]
31 Dec 2020, 3:03 am by Lynn Jokela
  With Chairman Clayton departing from the SEC on December 23, the Commission is down to four Commissioners and like many rule proposals this year, the Commission adopted the NYSE direct listing rule by a 3-2 vote with Commissioners Allison Herren Lee and Caroline Crenshaw dissenting. [read post]
29 Dec 2020, 3:03 am by Lynn Jokela
  Commissioners Hester Peirce, Allison Herren Lee and Caroline Crenshaw issued a statement congratulating Commissioner Roisman’s designation as Acting Chair. [read post]
27 Nov 2020, 5:58 am
Securities and Exchange Commission, on Friday, November 20, 2020 Tags: Capital formation, Capital markets, Compliance and disclosure interpretation, COVID-19, Disclosure, ESG, SEC, SEC rulemaking, Securities regulation Investing in a SPAC Posted by Eleazer Klein and Adriana Schwartz, Schulte Roth & Zabel LLP, on Saturday, November 21, 2020 Tags: Acquisition agreements, Capital formation, Institutional… [read post]
25 Nov 2020, 3:07 am by Liz Dunshee
Commissioners Allison Herren Lee & Caroline Crenshaw dissented – and they were careful to point out that they did support the other proposal. [read post]
23 Nov 2020, 9:01 pm by News Desk
The Ivan Parkin Lecturer is selected by the President-Elect and approved by the Executive Board.2020 Recipient: Caroline Smith DeWaal John H. [read post]
20 Nov 2020, 3:03 am by Lynn Jokela
Commissioner Lee issued a joint statement with Commissioner Caroline Crenshaw in which they voice two concerns: first, that the amendments eliminate the contractual obligations table and second, the principles-based disclosure requirements don’t address climate risk. [read post]
We chat to Jonathan Herbst about the latest Brexit news, Caroline Herkströter will discuss the German thinking around reverse solicitation, and Lisa Lee Lewis will explain some of the findings of Norton Rose Fulbright’s recently conducted Operational Resilience Survey. [read post]
9 Nov 2020, 2:43 pm by Kevin LaCroix
  A new Democratically appointed Chair likely would join with current Democratic Commissioners Allison Herren Lee and Caroline Crenshaw (who took office in 2019 and 2020, respectively) to alter the course that the Commission followed under Clayton. [read post]
3 Nov 2020, 2:44 am by Liz Dunshee
– Increase the offering limits for Reg A, Regulation Crowdfunding, and Rule 504 offerings, and revise certain individual investment limits – Set clear and consistent rules governing certain offering communications, including permitting certain “test-the-waters” and “demo day” activities – Harmonize certain disclosure and eligibility requirements and bad actor disqualification provisions As has become the norm, the amendments were adopted by a 3-2 vote, with… [read post]
2 Nov 2020, 6:00 am by Race to the Bottom
(Commissioners Alison Herren Lee and Caroline Crenshaw, Joint Statement on the Failure to Modernize the Accredited Investor Definition). [read post]
In episode 2 we will be chatting to Jonathan Herbst on the latest Brexit news, Caroline Herkströter will discuss the German thinking around reverse solicitation, and Lisa Lee Lewis will explain some of the findings of Norton Rose Fulbright’s recently conducted Operational Resilience Survey. [read post]