Search for: "Caroline Lee"
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26 Oct 2020, 6:37 am
Posted by Allison Herren Lee and Caroline A. [read post]
23 Oct 2020, 9:53 am
SEC Chairman Clayton and SEC Commissioners Roisman and Peirce also voted to approve the final rule, while Commissioners Lee and Crenshaw dissented. [read post]
16 Oct 2020, 4:19 am
By Amanda Maine, J.D.The Practising Law Institute’s annual SEC Speaks conference hosted a virtual conversation between SEC Commissioner Caroline Crenshaw and Division of Investment Management Director Dalia Blass where the two discussed recent developments at the Commission and the role of women at the SEC, and balancing work and life obligations in the COVID-19 era.Crenshaw’s first months. [read post]
8 Oct 2020, 7:11 am
Commissioner Allison Herren Lee, who opposed the proposal, said that claiming that the agency is taking these steps in the name of clarity is misleading because the proposal requires no form of recordkeeping from finders.Two classes of finders. [read post]
8 Oct 2020, 3:03 am
Commissioners Allison Herren Lee and Caroline A. [read post]
25 Sep 2020, 11:49 am
Dissents by Commissioners Allison Herren Lee and Caroline Crenshaw should serve as a warning to the Commission on when and how to exercise its discretion. [read post]
25 Sep 2020, 6:17 am
The two dissenting Commissioners, Commissioner Allison Lee and Commissioner Caroline Crenshaw, expressed concerns about the rule changes, which echo concerns raised by whistleblower advocates in the lead up to the vote. [read post]
24 Sep 2020, 8:33 am
Commissioner Elad Roisman, who spearheaded the Commission’s efforts on the issue, said that the amendments will curb the potential misuse of the process by a few proponents at the expense of the rest of a company’s shareholders.Commissioners Allison Herren Lee and Caroline Crenshaw voiced strong opposition, with Lee calling the move the capstone in a series of actions taken by the Commission that will dial back shareholder oversight of companies. [read post]
12 Sep 2020, 6:10 am
The SEC stopped short of addressing a broad range of ESG issues, such as climate change, and this led two Commissioners, Allison Herren Lee and Caroline A. [read post]
3 Sep 2020, 6:25 am
But the two Democratic Commissioners, Allison Herren Lee and Caroline Crenshaw, issued a joint release accusing the SEC of steadily expanding the market for unregistered securities without regard for the higher risk they entail, including risks stemming from the absence of the registration and reporting requirements that accompany public securities. [read post]
1 Sep 2020, 3:35 pm
Arguments Against the Amendments The two Democratic Commissioners, Allison Herren Lee and Caroline Crenshaw, voted against the amendments and issued a joint statement, characterizing the Commission’s decision as a “failure to modernize the accredited investor definition. [read post]
30 Aug 2020, 3:45 pm
PeirceCommissioner Roisman Statement on Amending the “Accredited Investor” DefinitionJoint Statement on the Failure to Modernize the Accredited Investor Definition – Commissioners Allison Herren Lee and Caroline CrenshawSEC Gives More Investors Access to Private Equity, Hedge Funds – Wall Street JournalMore Guidance on Knowledgeable Employee Exemption for Private Funds [read post]
28 Aug 2020, 6:11 am
., on Wednesday, August 26, 2020 Tags: Climate change, DOL, Environmental disclosure, ERISA, ESG, Fiduciary duties, Institutional Investors, Retirement plans, Securities regulation, Sustainability McDonald’s Clawback Suit Against Former CEO: A Cautionary Tale Posted by Scott Spector, David Bell, and Elizabeth Gartland, Fenwick & West LLP, on Wednesday, August 26, 2020 Tags: Attorneys’… [read post]
27 Aug 2020, 6:09 am
Posted by Allison Herren Lee and Caroline Crenshaw, U.S. [read post]
27 Aug 2020, 3:03 am
The Commission adopted the amendments by a 3-2 vote – Commissioners Allison Herren Lee and Caroline Crenshaw dissented. [read post]
7 Aug 2020, 3:03 am
Late yesterday evening, the Senate confirmed the nominations of Hester Peirce and Caroline Crenshaw to serve as SEC Commissioners by a voice vote. [read post]
3 Jul 2020, 3:00 am
GOP Appointee Resigns from Federal Election Commission, Once Again Leaving It Without a Quorum Washington Post – Michelle Ye Hee Lee | Published: 6/26/2020 Caroline Hunter, a Republican commissioner on FEC, announced he is stepping down on July 3, leaving the agency without a quorum and unable to vote on enforcement actions. [read post]
22 Jun 2020, 3:03 am
If Jay departs after Caroline is confirmed, that would return the number of Commissioners to four – and they might split 2-2 in their decision-making, with Commissioners Roisman and Peirce taking one view and Commissioners Lee and Crenshaw taking another. [read post]
27 Feb 2020, 6:39 am
Caroline Cunill, Faculty Member, History Department, Universite du Maine, shared her research on the construction of imperial legality in the sixteenth-century Spanish monarchy. [read post]
7 Feb 2020, 6:00 am
Securities and Exchange Commission, on Saturday, February 1, 2020 Tags: Disclosure, Environmental disclosure, ESG, Form 10-K, Materiality, SEC, Securities regulation, Sustainability Statement by Commissioner Lee on “Modernizing” Regulation S-K: Ignoring the Elephant in the Room Posted by Allison Herren Lee, U.S. [read post]
