Search for: "Credit Suisse Securities (USA) LLC"
Results 81 - 100
of 144
Sorted by Relevance
|
Sort by Date
28 Sep 2022, 8:06 am
;Credit Suisse Securities (USA) LLC;Deutsche Bank Securities Inc. together with DWS Distributors Inc. and DWS Investment Management Americas, Inc. [read post]
1 Mar 2013, 11:56 am
Linton, Esq., Protégé Enterprises, LLC, and Capital Edge Enterprises, LLCCase number: 12-cv-00646 (United States District Court for the Middle District of Florida)Case filed: April 30, 2012Qualifying Judgment/Order: November 5, 2012 12/7/2012 3/7/2013 2012-126 In the Matter of Credit Suisse Securities (USA) LLC; DLJ Mortgage Capital, Inc.; Credit Suisse First Boston… [read post]
22 Dec 2009, 1:42 pm
This was the first time the Second Circuit applied the considerations for the implied preclusion of antitrust laws by the securities laws outlined by the United States Supreme Court in Credit Suisse Securities (USA) LLC v. [read post]
27 Jun 2011, 8:41 am
In addition to the cases listed below, the Court also granted cert. in No. 10-1261, Credit Suisse Securities LLC v. [read post]
12 Jul 2016, 8:48 am
Other SEC cases involving failures to provide complete blue sheet data: Credit Suisse Securities (USA) LLC paid a $4.25 million penalty in September 2015, admitting that technological and human errors resulted in the omission of more than 553,400 reportable trades from blue sheet responses to the SEC for more than two years.OZ Management LP paid a $4.25 million penalty in July 2015, admitting that it provided inaccurate trade data to four of… [read post]
3 May 2012, 2:05 pm
Case Information Credit Suisse Securities (USA) LLC v. [read post]
6 Jan 2020, 7:30 am
SprayFoamPolymers.Com, LLC (No. 18-0350) Credit Suisse AG, Cayman Islands Branch and Credit Suisse Securities (USA) LLC v. [read post]
27 Mar 2007, 3:55 pm
Supreme Court oral argument in Credit Suisse Securities (USA) LLC v. [read post]
4 Sep 2011, 2:05 pm
Credit Suisse Holdings (USA), Inc. 7. [read post]
5 Mar 2021, 1:45 pm
Trinko, LLP, and Credit Suisse Securities (USA) LLC v. [read post]
2 Feb 2015, 7:01 am
., Credit Suisse Securities (USA) LLC, Countrywide Financial Inc., Deutsche Bank Securities, Inc. and other banks concerning 229 RMBS transactions. [read post]
19 Jun 2007, 2:22 am
" Credit Suisse Securities (USA) LLC v. [read post]
21 Nov 2022, 9:02 am
Credit Suisse Securities (USA) LLC Deutsche Bank Securities Inc. [read post]
28 Nov 2022, 9:02 am
Credit Suisse Securities (USA) LLC Deutsche Bank Securities Inc. [read post]
25 Oct 2023, 12:49 pm
PRIMEX Adam Ezrilov LPL Financial LLC RBC Capital Markets, LLC Samuel Girgiss Spartan Capital Securities, LLC Worden Capital Management LLC Dennis Hanrahan Spartan Capital Securities, LLC John Thomas Financial Timothy Henry Wells Fargo Clearing Services, LLC Credit Suisse Securities (USA) LLC… [read post]
13 Jul 2007, 3:18 pm
AT&T Corp. -- application of patent law to imports of Windows Credit Suisse Securities (USA) LLC v. [read post]
24 Mar 2012, 8:51 pm
Per the court, the plaintiffs, who sued Mecox, its leading officials, and underwriters Credit Suisse Securities (USA) LLC and UBS AG (UBS), failed to adequately allege any materially false or misleading statements in the registration statement or prospectus for the 2010 IPO. [read post]
1 Jul 2011, 2:00 am
The case is styled as Credit Suisse Securities (USA) LLC v. [read post]
27 Jun 2011, 5:12 pm
The case is styled as Credit Suisse Securities (USA) LLC v. [read post]
2 Sep 2011, 3:14 pm
Countrywide Financial Corporation Credit Suisse Holdings (USA), Inc. [read post]
