Search for: "David Fine"
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15 Jun 2016, 7:00 am
David Tysk was accused of adding new entries to the firm’s ACT! [read post]
12 Mar 2018, 7:25 am
Barber was suspended in all capacities for four months and fined $25,000. [read post]
10 Jan 2019, 2:00 am
David A. [read post]
3 Jun 2019, 2:29 pm
“So, this is fine. [read post]
7 Dec 2011, 11:06 am
The first witness was David Bergeron, a deputy assistant secretary for the Department of Education. [read post]
30 Oct 2012, 12:38 pm
FINRA has established a settlement fund from the fine recently paid by David Lerner and restitution will be distributed to certain investors, based on a review of Apple REIT Ten customers and criteria determined by an Independent Consultant and FINRA staff. [read post]
30 Oct 2012, 12:38 pm
FINRA has established a settlement fund from the fine recently paid by David Lerner and restitution will be distributed to certain investors, based on a review of Apple REIT Ten customers and criteria determined by an Independent Consultant and FINRA staff. [read post]
30 Oct 2012, 12:38 pm
FINRA has established a settlement fund from the fine recently paid by David Lerner and restitution will be distributed to certain investors, based on a review of Apple REIT Ten customers and criteria determined by an Independent Consultant and FINRA staff. [read post]
13 Nov 2020, 8:14 am
Phillips, Respondent (FINRA AWC)FINRA Imposes Fine and Pr... [read post]
2 Jun 2011, 7:10 am
The David Lerner Associates’ website doesn’t even tell the whole truth. [read post]
20 Jun 2012, 5:56 am
By David Fine and Mason Smith In a recent advisory opinion, the Federal Election Commission (FEC) unanimously voted to approve the use of text messaging to facilitate political donations by any American with a cell phone. [read post]
12 Dec 2018, 4:52 pm
The problems raised involve fine balancing. [read post]
14 Apr 2010, 9:42 am
David Balto has penned a short apologia of the FTC’s Intel case (HT: Danny Sokol). [read post]
25 Jun 2012, 8:20 am
Sources indicate that Diehl will face a fine from the NFL for his actions, but will likely not have to serve a suspension. [read post]
28 Sep 2010, 9:44 pm
Click at your own risk: U.K. firm fined after dead mouse found in loaf of bread(h/t: David B.)- Garry J. [read post]
7 Jun 2013, 5:30 am
The post Houston Manufacturer Fined For Exposing Workers To Safety Hazards appeared first on Reduce Your Workers Compensation Insurance Coverage Costs with Timely Information for Employers | Work Comp Roundup. [read post]
13 Jan 2022, 8:49 am
Shane, David, and John talked about their favorite spy movies, the fine line between the espionage and action-adventure genres, and the kinds of stories they’d like to see more of. [read post]
16 Sep 2022, 4:30 am
But unintentional fraud can also lead to fines and prison time. [read post]
24 Jan 2013, 7:13 am
"There’s no disguising that this is a business that should have known better," David Smith, deputy commissioner and director of data protection, said in the statement. [read post]
31 Dec 2013, 6:17 pm
The potential offense will include jail time, probation and penalties and fines. [read post]
