Search for: "David Smyth" Results 1 - 20 of 177
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29 Apr 2022, 12:31 am by David Pocklington
Cite this article as: David Pocklington, "Smyth Review update" in Law & Religion UK, 29 April 2022, [read post]
14 Dec 2022, 12:51 am by David Pocklington
Cite this article as: David Pocklington, "Smyth Review – further update" in Law & Religion UK, 14 December 2022,   [read post]
3 May 2022, 2:30 am by David Pocklington
Cite this article as: David Pocklington, "John Smyth: a timeline" in Law & Religion UK, 3 May 2022,   [read post]
30 May 2012, 11:09 pm by Steve Bainbridge
Broc Romanek reports that: In the "Cady Bar the Door" Blog, David Smyth notes recent examples of SEC's Enforcement going after lawyers - just as Director Rob Khuzami promised in a speech last June... [[ This is a content summary only. [read post]
4 Sep 2012, 11:00 am by Tom Mighell
 As you might expect, the blog provides insight and commentary on SEC enforcement actions and related issues – it’s published by David Smyth of Brooks Pierce, a North Carolina firm. [read post]
20 Jul 2010, 2:44 am
Fiona Smythe's heart sank when she read the letter from David Charles. [read post]
27 Apr 2015, 5:28 pm by Colin O'Keefe
In a good one, David Smyth writes on how the SEC isn’t a big fan of executives hiding secret job perks. [read post]
3 Oct 2016, 3:48 am by Sally Peat
  Karen Brown, chair of the Working Group, also conveyed her thanks to the consultees who took the time to give feedback on the draft, to help ensure the Framework is as applicable to all sectors as possible: Jon Beaumont, Jean Cassidy, Margaret Clay, Tracey Dennis, Mary Gaynor, David Gee, Jackie Hanes, Guy Holborn, Celine Kelly, Catherine McArdle, Guy Mitchell, Renate Ní Uigín, Chris Powis, Pattie Punch, Heather Semple, Hilary Smith, Sandra Smythe, and Jules… [read post]
11 Apr 2014, 5:30 pm by Colin O'Keefe
In today’s roundup we have Robin Shea’s usual Friday excellence, Lindsay Griffiths continuing to provide excellent LMA14 recaps and David Smyth with some strong commentary on insider trading. [read post]
7 Dec 2011, 11:59 pm by David Zaring
David Smyth at the Cady Bar The Door blog has a pretty plausible take as to what prompted DOJ to indict Rajat Gupta well after the SEC's civil case against him had collapsed. [read post]
21 Mar 2014, 5:00 am by Doug Cornelius
Two Thoughts about Dewey LeBoeuf and Parallel Proceedings by David Smyth in Cady Bar the Door In a devastating New York Times story over the weekend, James Stewart zeroed in on that last sentence. [read post]
13 May 2016, 5:30 am by Doug Cornelius
Stop Faxing by David Smyth in Cady Bar the Door The problem was the same as with all faxes: nobody wants them. [read post]
14 Feb 2012, 5:12 am by Steve
Just over the horizon are the retirements of District Judge Joseph Tate and Circuit Judge Isaac Freeman, in 2013.The candidates included among others Melissa Carico, Adrian White, David Hutton, Eric Thiessen, Helen Phillips, Larry Harley, Kurt Pomrenke, Mike Bishop, Mark Haugh, and our own Lucas Hobbs. [read post]
8 May 2015, 4:15 am by Broc Romanek
And by reading this follow-up to one of my blogs by David Smyth about “Does SEC Enforcement Treat Bigger Companies Differently? [read post]
30 Apr 2015, 6:00 pm by Colin O'Keefe
Over on LXBN, Zosha has a great LXBN Leaders profile of SEC enforcement blogger David Smyth. [read post]
21 Jun 2013, 5:08 am by Doug Cornelius
 In a recently presented paper, Professors David T. [read post]
23 May 2007, 8:46 pm
David, thank you for sharing your ideas so freely. [read post]
18 Jun 2013, 4:01 am by Broc Romanek
David Smyth of Brooks Pierce even blogged this analysis about them: When I was on the SEC's enforcement staff, I had a case once where we were pretty sure our prospective defendant had engaged in insider trading. [read post]
14 Dec 2022, 7:28 am by Tom Kosakowski
David Talbot has been selected as U of I's University Ombudsperson. [read post]