Search for: "David Smyth"
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14 Jan 2016, 6:07 am
II: Temporary Insiders Brooks Pierce’s David Smyth uses cartoons to teach what are “temporary insiders”: – Broc Romanek [read post]
29 May 2014, 10:52 pm
"We need to talk about Nagoya", by fellow Kat Darren Smyth, has just been published in the Royal Society of Chemistry's Chemistry World; you can read it here. [read post]
30 Aug 2019, 10:23 am
David Lucas had two oceanfront lots in South Carolina, and the government told him that there was no way it would ever allow him to develop. [read post]
14 Jan 2015, 5:53 pm
Davids and David J. [read post]
14 Dec 2020, 4:58 am
David Perdue Sold His Home to a Finance Industry Official Whose Organization Was Lobbying the Senate” by Robert Faterechi for ProPublica Florida: “DeSantis Wants ‘Normal’ Government Meetings. [read post]
2 Apr 2018, 9:01 pm
” by Luke Broadwater for Baltimore Sun Oregon: “The Oregonian Places Lien on Home of Kitzhaber Fiancée” by Gary Warner for Bend Bulletin Lobbying National: “Congressman Files Papers Clarifying Lobby Registration Dates” by Julie Carr Smyth (Associated Press) for WRAL [read post]
6 Mar 2012, 3:23 am
Securities and Exchange Commission Tips, Complaints, and Referrals portal under the following link: SEC Posts Whistleblower List (Means Little) In his "Cady Bar the Door" blog, David Smyth of BrooksPierce provides an explanation of why the SEC's Office of the Whistleblower is constantly updating its list of "potential whistleblower" candidates [read post]
5 Nov 2014, 3:05 am
” Read the blog for more… SEC Sanctions Auditor & Requires Lead Partner Rotation As noted in this blog by Brooks Pierce’s David Smyth, the SEC’s recent administrative action against an independent auditor should give pause to smaller companies. [read post]
1 Jul 2014, 3:54 am
And apparently so did everyone else because I haven’t seen any blog or law firm write this one up yet… Internal Investigations: DC Circuit Restores Privilege Protections In his blog, David Smyth lays out how the DC Circuit Court – In re: Kellogg Brown & Root – has overturned a lower court’s ruling to uphold the Upjohn principle that the attorney-client privilege protects confidential employee communications made during an internal investigation… [read post]
20 Dec 2011, 3:56 am
In his new "Cady Bar the Door Blog," David Smyth of Brooks Pierce analyzes the latter in an entry entitled "Oh, Rudy...." [read post]
10 Mar 2014, 4:49 pm
– James Bendell in his blog Injury in Idaho The SEC Will Take “Your” Money, Thanks – David Smyth of Brooks Pierce for Candy Bar the Door Relationship-Building: It’s All About You – Lindsay Griffiths in her blog Zen & The Art of Legal Networking New Resources to Help Smooth the Path to Health Insurance Coverage for Immigrants – Andrea Kovach for The Shriver Brief A Quest to Slay the Trolls: Legislative Attempts to Send a Cease and… [read post]
6 Nov 2015, 3:19 am
I: Classical Theory Brooks Pierce’s David Smyth uses cartoons to teach classical insider trading theory: – by Broc Romanek [read post]
30 Sep 2015, 3:50 am
Meanwhile, this Bloomberg article summarizes a study that claims that the SEC’s Enforcement Division is padding its “success” numbers… SEC Enforcement & the Electronic Communications Privacy Act In this blog, David Smyth lays out how the pending “Electronic Communications Privacy Act” could impede Enforcement’s ability to obtain emails not used through normal corporate channels… The UK’s Modern Slavery Act Applies to All… [read post]
10 Jun 2013, 5:00 am
Sources: SEC Freezes Assets of Thailand-Based Trader for Insider Trading Ahead of Smithfield Foods Acquisition Announcement SEC Complaint (.pdf) SEC Sues Rungruangnavarat for Insider Trading in Smithfield Foods Acquisition by David Smyth in Cady Bar the Door Red flags by Rutger van Waveren CC BY ND [read post]
20 Dec 2011, 3:56 am
" In his new "Cady Bar the Door Blog," David Smyth of Brooks Pierce analyzes the latter in an entry entitled "Oh, Rudy.... [read post]
8 Jan 2015, 5:27 pm
– Raleigh attorney David Smyth of Brooks Pierce on their blog, Cady Bar the Door For more of the best, check out LXBN, a complete review of the top insight and commentary across the LexBlog Network. [read post]
15 Mar 2016, 3:29 am
” This was a tremendous program and if you didn’t catch it live, check it out now… SEC Enforcement: No Prize Too Small Tied to the “zero tolerance” policy of the SEC’s Enforcement Division is this David Smyth blog about an enforcement action over a measly $1k of insider trading profits. [read post]
10 Jun 2013, 5:00 am
Sources: SEC Freezes Assets of Thailand-Based Trader for Insider Trading Ahead of Smithfield Foods Acquisition Announcement SEC Complaint (.pdf) SEC Sues Rungruangnavarat for Insider Trading in Smithfield Foods Acquisition by David Smyth in Cady Bar the Door Red flags by Rutger van Waveren CC BY ND [read post]
28 Mar 2018, 9:01 pm
Didn’t Report $50K in Donations as Registered Lobbyist” by Julie Carr Smyth (Associated Press) for Cleveland Plain Dealer South Carolina: “Emails: Santee Cooper lobbyists tried to thwart governor’s plans to sell utility” by Avery Wilks for The State Redistricting National: “Supreme Court Again Weighs Voting Maps Warped by Politics” by Adam Liptak for New York Times [read post]
15 Nov 2013, 4:41 am
This blog by David Smyth a few months ago reflects my feelings on this topic. [read post]
