Search for: "Dealer Capital Group, LLC"
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29 Jun 2010, 1:47 pm
Broker-dealers that sold Provident Royalties private placements Firm name Total sales Total commission paid to BD Advisory Group Equity Services Ltd. $110,000 $70,650 AFA Financial Group LLC $2,455,000 $456,150 American Portfolios Financial Services Inc. $585,000 $66,650 Asset Management Strategies LLC $220,000 $2,250 Ausdal Financial Partners Inc. $100,000 $2,250 Barron Moore Inc. $250,000 $96,750 Boogie Investment Group Inc.… [read post]
18 Jan 2024, 1:30 pm
The White Law Group reviews the regulatory history of Cabot Lodge Securities LLC. [read post]
7 Nov 2019, 9:01 am
The White Law Group continues its investigation involving broker-dealers who may have unsuitably recommended GPB Capital private placements to investors. [read post]
21 Jul 2020, 12:45 pm
EcoVest Capital, Conservation Easement Investment The White Law Group continues to investigate potential securities fraud claims involving the liability that sale agents and broker-dealers may have for improperly recommending EcoVest Capital’s conservation easement investments (tax shelter land deals) to unsuspecting investors. [read post]
5 Aug 2020, 6:09 am
One such company was GPB Capital Holdings LLC, which has been the subject of federal and state litigation. [read post]
27 Oct 2011, 12:30 pm
• Private Asset Group Inc. [read post]
16 Dec 2014, 10:50 am
If so, the securities attorneys of The White Law Group may be able to help by filing a complaint against the broker-dealer that sold you the investment. [read post]
28 Nov 2018, 4:15 pm
On November 9, 2018, GPB Capital Holdings, LLC (“GPB”) notified certain broker-dealers who had been selling investments in its various funds that GPB’s auditor, Crowe LLP, elected to resign. [read post]
25 Jan 2011, 6:10 pm
Capital Financial is among several broker/dealers named in the class action, Billitteri v. [read post]
24 Jul 2020, 12:42 pm
The post Queen’s Cove Holdings LLC Investment Losses appeared first on The White Law Group. [read post]
13 Feb 2013, 12:06 pm
The White Law Group is investigating potential securities fraud claims involving broker-dealers’ improper recommendation that investors purchase the Grubb & Ellis Capital Fund. [read post]
28 Jul 2020, 7:57 am
The investor’s claims arise out of recommendations to invest in GPB Automotive Portfolio, LP, a private placement managed by GPB Capital Holdings, LLC. [read post]
12 Mar 2019, 8:17 am
The post TCF12 Columbus Industrial LLC Investigation appeared first on The White Law Group. [read post]
7 Jul 2020, 2:02 pm
GPB Capital – Update on Investigation The White Law Group continues to investigate potential securities fraud claims involving broker dealers who may have unsuitably recommended GPB Capital offerings to investors. [read post]
21 Apr 2016, 11:12 am
Cetera Financial Group, which is a broker-dealer holding company of RCAP, is expected to emerge as an independent company following the bankruptcy.Particular holding companies of the broker-dealers within the Cetera network of 9,100 advisors are guarantors of RCAP’s debt. [read post]
14 May 2009, 6:42 pm
Too bad it took financial collapse to get it done.To find out if a dealer near you is on the "you've been chopped" list, check out the Wall Street Journal's list posted here: [online.wsj.com]If that link doesn't work, try here: [msnbcmedia.msn.com]Meanwhile, if you've got a Chrysler with defects, a Dodge that won't run, or a Jeep that won't beep, you better get it back to your dealer right away and try to get warranty work done while they are… [read post]
16 Dec 2010, 8:46 am
$39,000 Independent Financial Group LLC $36,000 Capital Management Securities Inc [read post]
13 Dec 2019, 6:39 am
Miramar Pointe Holdings, Ecovest Capital, Conservation Easement Investment Have you suffered losses investing in Miramar Pointe Holdings LLC? [read post]
22 Mar 2022, 12:31 pm
According to FINRA, on April 27, 2018, GPB Capital sent a letter to many broker-dealers that sold GPB Capital-offerings, including Dempsey Lord Smith LLC. [read post]
22 Jul 2021, 10:58 am
SEC Obtains $7 Million Final Judgment and Bars First Capital REIT CEO from the Securities Industry The White Law Group continues to investigate potential claims involving broker dealers who may have unsuitably recommended First Capital Real Estate Trust to investors. [read post]
