Search for: "Dealer Capital Group, LLC"
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11 Jul 2022, 8:56 am
McDonald Partners LLC (CRD #135414), a broker-dealer based in Cleveland, Ohio, reportedly engages in a general securities business, including the sales of equity securities, mutual funds, variable annuities, and private placements. [read post]
30 Dec 2020, 12:40 pm
The White Law Group is investigating potential securities claims involving broker dealers and financial advisors who may have unsuitably recommended AAA Florida Senior Living Fund I LLC to investors. [read post]
3 Aug 2020, 9:57 am
The post Lakeview Crest LLC, Securities Investigation appeared first on The White Law Group. [read post]
13 Dec 2018, 12:04 pm
The White Law Group announces the filing of a FINRA Arbitration claim against Capital Financial Services, Inc. [read post]
8 Feb 2012, 10:59 am
Based on what is now known about Desert Capital REIT, it appears clear that the broker-dealers that sold Desert Capital failed to perform the necessary due diligence. [read post]
10 Jul 2020, 5:42 am
Celebration Multifamily LLC reportedly filed a Form D to raise capital from investors in 2014 in a commercial real estate fund, according to filings with the SEC. [read post]
23 Feb 2021, 11:38 am
Silver Law Group has investigated commissions and fees charged by Worden Capital Management LLC and COR Clearing. [read post]
17 Oct 2014, 1:50 pm
If so, The White Law Group may be able to help recover your investment loss through a FINRA dispute resolution claim against the broker dealer that sold you the investment. [read post]
22 Mar 2010, 1:50 pm
., Independent Financial Group LLC, Investors Capital Corp. and Centaurus Financial Inc. [read post]
12 Jul 2010, 8:05 am
Private-placement sales in Provident Royalties LLC have come back to haunt many once-successful broker/dealers. [read post]
28 May 2020, 8:02 am
The post Secretary Galvin Brings Charges against GPB Capital appeared first on The White Law Group. [read post]
8 Aug 2019, 12:07 pm
The post Griffin Capital Essential Asset REIT Third Party Tender Offer appeared first on The White Law Group. [read post]
17 Jan 2012, 6:33 am
This information which is publicly available on FINRA’s website has been provided by The White Law Group, LLC. [read post]
22 Mar 2022, 11:04 am
Sanctioned for Misconduct regarding GPB Capital Offering appeared first on The White Law Group. [read post]
28 Jan 2014, 2:16 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
14 Oct 2020, 9:47 am
The company filed a form D to raise capital from investors in 2016. [read post]
12 Mar 2019, 1:11 pm
The company filed a Form D to raise capital from investors in 2012. [read post]
12 Jul 2012, 8:29 am
The White Law Group is investigating potential securities fraud claims involving broker-dealers’ improper recommendation that investors purchase risky non-traded REIT investments, including Dividend Capital Total Realty Trust. [read post]
12 Jul 2012, 8:29 am
The White Law Group is investigating potential securities fraud claims involving broker-dealers’ improper recommendation that investors purchase risky non-traded REIT investments, including Dividend Capital Total Realty Trust. [read post]
9 Nov 2018, 5:24 am
In its press release,"Odeon Capital Group LLC Strengthens Equity Desk Research," the broker-dealer announced on December 7, 2016, its hire of Jahanara Nissar as an Equity Desk Analyst in Technology, Media and Telecommunications. [read post]
