Search for: "Dirks v. SEC"
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31 Aug 2017, 2:45 pm
SEC, 463 U.S. 646, 103 S. [read post]
6 Oct 2017, 6:09 am
McIntosh, Wachtell, Lipton, Rosen & Katz, on Friday, September 29, 2017 Tags: Accountability, Asset management, BlackRock, Board composition, Board performance, Boards of Directors, Diversity, Engagement, ESG, Hedge funds, Institutional Investors, Pension funds, Shareholder activism Corporate Debt Maturity Profiles Posted by Jaewon Choi (University of Illinois), Dirk Hackbarth (Boston University), and Josef… [read post]
12 Jul 2019, 6:17 am
McNeily, Latham & Watkins LLP, on Thursday, July 11, 2019 Tags: Fiduciary duties, Investment Advisers Act, SEC, SEC enforcement, Securities enforcement, Securities regulation, U.S. federal courts [read post]
5 Oct 2016, 2:03 pm
SEC, a 1983 Supreme Court case. [read post]
16 Jan 2023, 9:01 pm
The Title 18 securities fraud statute was enacted in the wake of the 2008 financial collapse, and is distinct from the Title 15 statute, around which the Supreme Court and lower courts have, in Dirks v. [read post]
29 Sep 2017, 12:21 pm
Sec'y of Treas., 73 Fed.Appx. 836, 837 (6th Cir. 2003) (affirming sua sponte dismissal of complaint pursuant to Fed. [read post]
4 Sep 2020, 6:31 am
Brownstein, Sabastian V. [read post]
14 Apr 2008, 5:15 am
The brief also raised the possibility that the investment banks fell into the category of "temporary insider," a doctrine invented by the Supreme Court in SEC v. [read post]
14 Nov 2011, 12:22 pm
In light of the emphasis in Chiarella and Dirks that liability is premised on a duty arising out of a fiduciary relationship, the SEC lacked authority to adopt Rule 10b5-2 and a fiduciary duty is required. [read post]
15 Jun 2012, 8:41 am
But sometimes such trading creates net social benefits, as in Dirks v. [read post]
19 Jan 2012, 7:00 pm
Dirks v. [read post]
11 Jan 2011, 9:43 pm
(See e.g., on originality, Commission Staff Working Paper on the Review of the EC Legal Framework in the field of copyright SEC(2004)995, 14). [read post]
31 Mar 2008, 3:55 pm
In a prominent insider trading case, Dirks v. [read post]
16 Dec 2006, 5:46 am
As posted by Pat Coleman at the D3football Daily Dose, the XXXIII Stagg Bowl will for the first time use a replay official, adapting the instant replay rules of the SEC. [read post]
1 Feb 2018, 10:52 am
This from Sandrine Giroud, Partner at LALIVE in Geneva:I am proud to announce that the Geneva Bar Association includes as of today the role of lawyers in the protection of human rights in its Professional Code of Conduct in accordance with the UN Guiding Principles on Business and Human Rights. [read post]
