Search for: "Disciplinary Action Against Johnson"
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24 Mar 2021, 6:29 pm
Continue reading The post Another Day, Another Disciplinary Action Against Aegis Capital Corp. appeared first on Securities Arbitration Lawyer Blog. [read post]
6 Dec 2018, 4:00 am
Determining the appropriate evidence standard to be applied in a disciplinary action Johnson v Riverhead Cent. [read post]
6 Dec 2018, 4:00 am
Determining the appropriate evidence standard to be applied in a disciplinary action Johnson v Riverhead Cent. [read post]
29 Apr 2015, 4:07 pm
Recently, the Certified Financial Planner (“CFP”) Board of Standards (“Board”) took disciplinary action against 23 financial advisors, permanently revoking the CFP designation for three of those financial advisors. [read post]
11 May 2018, 5:15 am
FINRA Broker Disciplinary Action Report April 2018Each month, the agency that regulates the financial industry, FINRA (Financial Industry Regulatory Authority), produces a detailed report that runs down all disciplinary actions recently taken against brokerage firms and brokers. [read post]
16 Nov 2018, 12:41 pm
FINRA Broker Disciplinary Action Report November 2018Each month, the agency that regulates the financial industry, FINRA (Financial Industry Regulatory Authority), produces a detailed report that runs down all disciplinary actions recently taken against brokerage firms and brokers. [read post]
11 Apr 2013, 5:49 am
Filing disciplinary charges and holding a disciplinary hearing obviates the individuals right to a name-clearing hearing Lally v Johnson City Cent. [read post]
6 May 2010, 7:58 am
Barring the Village of Johnson City from conducting a disciplinary hearing against one of the individuals in the collective bargaining unit, Robert Dempsey;2. [read post]
26 Oct 2016, 10:30 pm
In this administrative disciplinary action brought pursuant to §7:5 of the Personnel Rules and Regulations of the Corporation Judge Garcia found that the Hospital did not present reliable evidence as to the patient’s injury nor did it prove that Johnson was the person who committed the misconduct alleged. [read post]
11 Dec 2011, 4:32 pm
This post reviews the 2011 Oregon Supreme Court disciplinary actions against Oregon attorneys. [read post]
28 Apr 2021, 2:57 pm
” The witness testified that she did not think Director Johnson treated employees of color in OAE equitably, describing Johnson’s indifference on issues concerning diversity and inclusion and personnel actions driven by bias, including stripping away the title of the witness, a person of color, without a stated basis, favoring White employees with less experience for promotions, and issuing the witness with a baseless disciplinary action. [read post]
4 Sep 2013, 5:45 pm
Disciplinary Action Against Firefighter Being Considered As reported by the San Francisco Chronicle, SFFD Fire Chief Joanne Hayes-White is considering disciplinary action against Battalion Chief Mark Johnson, whose helmet camera filmed the precise moment when a 16-year-old survivor of the July 6, 2013, crash of Asiana Flight 214 at San Francisco International Airport was struck and killed by an airport fire rig. [read post]
3 Nov 2017, 6:44 pm
Marimow of The Washington Post report that "Trump administration suggests possibility of disciplinary action against ACLU lawyers in abortion case. [read post]
19 Apr 2024, 1:23 pm
What Defenses Do Brokers Have Against A FINRA Rule 9554 Action? [read post]
13 Aug 2013, 9:53 am
A female African-American employee with a disciplinary history of confrontations and altercations with coworkers failed to show that her termination was the result of animus towards her because of her race or gender, ruled the Seventh Circuit (Johnson v Koppers, Inc, August 8, 2013, Bauer, W). [read post]
12 Jul 2010, 4:50 am
A broad arbitration clause still must satisfy the “reasonable relationship test” for a court to grant a petition to compel arbitrationMatter of Johnson City Professional Fire Fighters Local 921 v Village of Johnson City, Proceedings I and II, 2010 NY Slip Op 06029 [Appeals were consolidated by order of the Court]In response to the Village’s initiating disciplinary action against certain members of Local 921, the Local filed a grievance… [read post]
1 Jun 2012, 7:37 am
Neither attorney has any past history of disciplinary action either, he added. [read post]
12 May 2011, 12:58 pm
Lamps Plus supervisors were authorized to take disciplinary action to enforce the policy. [read post]
26 Sep 2019, 1:37 pm
The action effectively deprived Johnson & Johnson of a defense, as can be seen from the verdicts. [read post]
13 Aug 2018, 7:53 am
By Marjorie Johnson, J.D. [read post]
