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  For good measure, the complaint throws in a reference to the Supreme Court’s recent ruling in West Virginia v. [read post]
22 Sep 2022, 12:44 pm by Katilyn Hollowell
The case, filed in the United States Bankruptcy Court for the Middle District of Louisiana as In re Falcon V, L.L.C., concerned a $10.5 million surety agreement between the Debtor, Falcon V, L.L.C., and Argonaut Insurance Company (“Argonaut”). [read post]
19 Sep 2022, 1:34 pm by Michael Gordon
  On May 9, 2022, a Fifth Circuit panel heard oral argument in Community Financial Services Association v. [read post]
8 Sep 2022, 3:34 pm by Gregory Schick
  The Final Rules state that the Pay Versus Performance Disclosure will not be deemed to be incorporated by reference into any filing under either the Securities Act of 1933 or the Securities Exchange Act of 1934 (the “Exchange Act”) except to the extent that the issuer affirmatively does incorporate it by reference. [read post]
2 Sep 2022, 6:30 am
FEC, Disclosure, Political spending, State law, Taxation SEC Bulletin on Conflicts of Interest for Broker-Dealers and Investment Advisers Posted by W. [read post]
8 Aug 2022, 7:40 am by John Jascob
The Dodd-Frank whistleblower protection claim was dismissed, but the SOX claim survived.Jury instructions. [read post]
7 Jul 2022, 11:30 am by Alan S. Kaplinsky
Supreme Court’s decision on June 30, 2022 in West Virginia v. [read post]
24 Jun 2022, 6:54 am
It is  hosted by Völkerrechtsblog and brilliantly co-organized by Justine Batura (Völkerrechtsblog), Anna Sophia Tiedeke (Völkerrechtsblog) and Michael Riegner (University of Erfurt; co-founder of the Völkerrechtsblog), who will feature as guest editor of the Symposium. [read post]
22 Jun 2022, 5:11 am by Michael Gordon and John L. Culhane, Jr.
”  Specifically, he identified the CFPB’s  authority to register certain nonbanks and stated that the CFPB is assessing whether to use that authority “to identify potential scammers and others that repeatedly violate the law. [read post]
10 Jun 2022, 12:01 pm by Erik L. Johnson
Under Dodd-Frank, the FTC retained its authority to enforce these regulations with respect to entities subject to its jurisdiction. [read post]