Search for: "Dodd v. State" Results 1 - 20 of 1,137
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
24 Jan 2023, 5:00 am by Unknown
” But the whistleblower’s cert petition argues that Sarbanes-Oxley shifts the burden to the employer to prove a lack of retaliatory intent as an affirmative defense (Murray v. [read post]
21 Dec 2022, 6:03 am by Unknown
Title V of Division AA of the FY23 appropriations bill would provide for a registration exemption for small business mergers and acquisitions brokers by amending Exchange Act Section 15(b) to add a new subsection (13). [read post]
27 Oct 2022, 1:24 pm by Michael Gordon and Alan S. Kaplinsky
Congress is capable of overseeing the Bureau’s spending, including because of provisions in Dodd-Frank that ensure its ability to supervise, such as provisions requiring the Bureau to provide regular audits and reports to Congress.The Fifth Circuit’s holding finds no support in the Dodd-Frank provision that states funds transferred to the Bureau “shall not be construed to be Government funds or appropriated monies. [read post]
25 Oct 2022, 9:20 am by Brett Natarelli
A three-judge panel of the United States Fifth Circuit Court of Appeals held that the CFPB’s funding structure is unconstitutional. [read post]
19 Oct 2022, 4:43 am by jonathanturley
In the recent Dodd decision, the Court expressly rejected abortion as one of those rights. [read post]
  For good measure, the complaint throws in a reference to the Supreme Court’s recent ruling in West Virginia v. [read post]
22 Sep 2022, 12:44 pm by Katilyn Hollowell
The case, filed in the United States Bankruptcy Court for the Middle District of Louisiana as In re Falcon V, L.L.C., concerned a $10.5 million surety agreement between the Debtor, Falcon V, L.L.C., and Argonaut Insurance Company (“Argonaut”). [read post]
19 Sep 2022, 1:34 pm by Michael Gordon
  On May 9, 2022, a Fifth Circuit panel heard oral argument in Community Financial Services Association v. [read post]
8 Sep 2022, 3:34 pm by Gregory Schick
  The Final Rules state that the Pay Versus Performance Disclosure will not be deemed to be incorporated by reference into any filing under either the Securities Act of 1933 or the Securities Exchange Act of 1934 (the “Exchange Act”) except to the extent that the issuer affirmatively does incorporate it by reference. [read post]
2 Sep 2022, 6:30 am
FEC, Disclosure, Political spending, State law, Taxation SEC Bulletin on Conflicts of Interest for Broker-Dealers and Investment Advisers Posted by W. [read post]