Search for: "Dodd v. State" Results 181 - 200 of 1,121
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8 Oct 2019, 4:51 am by John Jascob
SEC (18-1566): Whether Dodd-Frank Act Section 929P(b)’s jurisdictional amendments conferred substantive extraterritorial reach upon Sections 10(b) and 17(a) in SEC enforcement actions and in federal criminal prosecutions.Liu v. [read post]
26 Sep 2019, 8:35 am by Astarita
”Executive Director of the National Whistleblower Center, John Kostyack, stated: “The National Whistleblower Center applauds the four Senators for introducing S.2529. [read post]
19 Sep 2019, 10:36 am by Alan S. Kaplinsky
The Fifth Circuit heard oral argument in March 2019 and last week directed the parties to file letter briefs regarding what action the Fifth Circuit panel should take in light of the en banc Fifth Circuit’s decision in Collins v. [read post]
18 Sep 2019, 10:16 am by Adam Levitin
The class action suits argue that under the 2d Circuit's Madden v. [read post]
18 Sep 2019, 3:54 am by Edith Roberts
At National Review’s Bench Memos blog, Kristen Waggoner urges the court to review Arlene’s Flowers v. [read post]
13 Sep 2019, 6:42 am by John Jascob
Regulation BI was adopted in June 2019, became effective September 10, 2019, and firms will be required to begin complying with the rule by June 30, 2020 (XY Planning Network, LLC v. [read post]
22 Jul 2019, 2:00 pm by Doug Cornelius
Title V creates a whole new disclosure regime for private funds. [read post]
12 Jul 2019, 6:17 am
., on Friday, July 5, 2019 Tags: Boards of Directors, Controlling shareholders, Dual-class stock, ESG, Institutional Investors, Lyft, Shareholder voting, Uber Director Independence and Oversight Obligation in Marchand v. [read post]
11 Jul 2019, 7:55 am by Alan S. Kaplinsky
In an interesting twist, the FHFA has informed the Fifth Circuit in Collins v. [read post]
9 Jun 2019, 8:18 am
Departing from the United States Supreme Court’s 2010 opinion in Morrison v. [read post]
24 May 2019, 9:49 am by Astarita
Somers stating that the Dodd-Frank anti-retaliation provisions only extend to those persons who provide information relating to a violation of the securities laws to the SEC. [read post]
10 May 2019, 6:17 am
., on Saturday, May 4, 2019 Tags: Boards of Directors, Climate change, Corporate Social Responsibility, ESG, Executive Compensation, Index funds, Pay for performance, Shareholder rights, Shareholder value, Shareholder voting, Sustainability Operating Principles for Impact Management Posted by Irina Likhachova, International Finance Corporation, on Sunday, May 5, 2019 Tags: Accountability, Asset management, Corporate… [read post]
19 Apr 2019, 6:12 am
Rouhandeh, and Michael Kaplan, Davis Polk & Wardwell LLP, on Saturday, April 13, 2019 Tags: Bonds, Corporate fraud, DOJ, International governance, Misconduct, Rule 144, SEC, SEC enforcement, Securities litigation, Securities regulation, Volkswagen 2019 Proposed Amendments to DGCL Posted by John Mark Zeberkiewicz and Brigitte Fresco, Richards, Layton & Finger, P.A., on Saturday, April 13, 2019 Tags: Appraisal… [read post]
18 Apr 2019, 8:04 pm by Adam Levitin
  Second, the Dodd-Frank Act makes clear that state laws are only preempted by the National Bank Act if the state law “prevents or significantly interferes” the exercise of the powers of the national bank. [read post]