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26 Jul 2018, 9:00 am by Jesse Tyner Moore
Watkins joins from the Office of the Arizona Attorney General, where he has overseen Arizona’s “regulatory sandbox” fintech initiative, the first of its kind in the United States. [read post]
11 Jul 2018, 9:40 am by Alan S. Kaplinsky
” However, in a footnote, Justice Scalia noted that the public interest group that was seeking his recusal had cited to the Supreme Court’s decision in Public Citizen v. [read post]
3 Jul 2018, 11:14 am by Mike Delikat
” Uniform Definition of “Whistleblower” In the wake of Digital Realty Trust, Inc. v. [read post]
27 Jun 2018, 6:05 am by Doug Cornelius
After last week’s Supreme Court decision in Lucia v. [read post]
15 Jun 2018, 6:12 am
Nuccio and Richard Loewy, Ropes & Gray LLP, on Wednesday, June 13, 2018 Tags: Banks, Capital requirements, Dodd-Frank Act, Financial institutions, Financial reform, Financial regulation, Liquidity, Systemic risk, Volcker Rule Stock Buyouts and Corporate Cashouts Posted by Robert J. [read post]
24 Apr 2018, 5:54 am by Doug Cornelius
But if you look through the Act or the regulations you will not find a fiduciary duty stated. [read post]
23 Apr 2018, 4:37 am by John Jascob
Jason Howard, J.D.The United States District Court for the District of New Jersey has determined that a former UBS employee's testimony before FINRA did not equate to providing information to the SEC as required by the Dodd-Frank Act’s definition of “whistleblower” (Price v. [read post]
17 Apr 2018, 8:40 pm by Adam Levitin
 The CRA states that a rule may not "take effect," until the rule and its proposed effective date have been transmitted to Congress. [read post]