Search for: "Dodd v. State" Results 241 - 260 of 1,116
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15 Jun 2018, 6:12 am
Nuccio and Richard Loewy, Ropes & Gray LLP, on Wednesday, June 13, 2018 Tags: Banks, Capital requirements, Dodd-Frank Act, Financial institutions, Financial reform, Financial regulation, Liquidity, Systemic risk, Volcker Rule Stock Buyouts and Corporate Cashouts Posted by Robert J. [read post]
24 Apr 2018, 5:54 am by Doug Cornelius
But if you look through the Act or the regulations you will not find a fiduciary duty stated. [read post]
23 Apr 2018, 4:37 am by John Jascob
Jason Howard, J.D.The United States District Court for the District of New Jersey has determined that a former UBS employee's testimony before FINRA did not equate to providing information to the SEC as required by the Dodd-Frank Act’s definition of “whistleblower” (Price v. [read post]
17 Apr 2018, 8:40 pm by Adam Levitin
 The CRA states that a rule may not "take effect," until the rule and its proposed effective date have been transmitted to Congress. [read post]
10 Apr 2018, 2:40 pm
This willingness of states and other public organs to delegate is especially potent with respect to rules states are unwilling or incapable of adopting through traditional assertions of public authority. [read post]
9 Apr 2018, 9:30 pm by Justin S. Daniel
The court’s decision in the case of PHH Corporation v. [read post]
6 Apr 2018, 6:08 am
Stulz (Ohio State University), on Friday, March 30, 2018 Tags: Board oversight, Cash flows, Cybersecurity, Equity-based compensation, Executive Compensation, Firm valuation, Leverage, Market reaction, Privacy, Public firms, Risk management, Risk-taking, Shareholder value, Target firms An Early Look at the State of U.S. [read post]
5 Apr 2018, 8:24 am by CFM Admin
Further, the Chairman stated most ICOs to date that he has seen have been offers and sales of securities. [read post]
23 Mar 2018, 9:47 am by Daniel Nathan
Fifth Circuit’s Decision The Fifth Circuit’s decision striking down the DOL’s Fiduciary Rule in Chamber of Commerce v. [read post]
22 Mar 2018, 4:31 pm by Kevin LaCroix
Supreme Court’s February 21, 2018 decision in the Digital Realty Trust, Inc. v. [read post]
14 Mar 2018, 12:46 am by Kevin LaCroix
On January 12, 2018, the Supreme Court decided to take up one of these cases, Lucia v. [read post]