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11 Jul 2018, 9:40 am by Alan S. Kaplinsky
” However, in a footnote, Justice Scalia noted that the public interest group that was seeking his recusal had cited to the Supreme Court’s decision in Public Citizen v. [read post]
3 Jul 2018, 11:14 am by Mike Delikat
” Uniform Definition of “Whistleblower” In the wake of Digital Realty Trust, Inc. v. [read post]
27 Jun 2018, 6:05 am by Doug Cornelius
After last week’s Supreme Court decision in Lucia v. [read post]
15 Jun 2018, 6:12 am
Nuccio and Richard Loewy, Ropes & Gray LLP, on Wednesday, June 13, 2018 Tags: Banks, Capital requirements, Dodd-Frank Act, Financial institutions, Financial reform, Financial regulation, Liquidity, Systemic risk, Volcker Rule Stock Buyouts and Corporate Cashouts Posted by Robert J. [read post]
24 Apr 2018, 5:54 am by Doug Cornelius
But if you look through the Act or the regulations you will not find a fiduciary duty stated. [read post]
23 Apr 2018, 4:37 am by John Jascob
Jason Howard, J.D.The United States District Court for the District of New Jersey has determined that a former UBS employee's testimony before FINRA did not equate to providing information to the SEC as required by the Dodd-Frank Act’s definition of “whistleblower” (Price v. [read post]
17 Apr 2018, 8:40 pm by Adam Levitin
 The CRA states that a rule may not "take effect," until the rule and its proposed effective date have been transmitted to Congress. [read post]
10 Apr 2018, 2:40 pm
This willingness of states and other public organs to delegate is especially potent with respect to rules states are unwilling or incapable of adopting through traditional assertions of public authority. [read post]