Search for: "Dodd v. State" Results 21 - 40 of 1,120
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3 May 2023, 9:03 pm by renholding
”[v]The release does not explain what such a response would entail, which is not surprising given that the SEC is neither equipped nor authorized to tell private funds how to manage their risks, let alone to rescue private funds in times of stress. [read post]
24 Apr 2023, 9:01 pm by renholding
Nevertheless, the Policy Statement will be published in the Federal Register, and comments may be submitted until July 3, 2023.[5] BACKGROUND The Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”)[6] makes it unlawful for any covered person or service provider to engage in any unfair, deceptive, or abusive act or practice.[7] The Dodd-Frank Act also provides the CFPB with rulemaking authority to define and prevent unfair,… [read post]
18 Feb 2023, 7:20 am by Just Security
Williams (@PaulWilliamsDC), Alexandra Koch (@alexandraekoch) and Lilian Waldock The American Servicemembers’ Protection Act and the Dodd Amendment: Shaping United States Engagement with the ICC (Part II) by Floriane Lavaud (@FlorianeLavaud), Ashika Singh and Isabelle Glimcher (@IsGlimcher) The Binding Interpretation by the Office of Legal Counsel of the Laws Constraining US Engagement with the ICC (Part III) by Floriane Lavaud (@FlorianeLavaud), Ashika Singh… [read post]
6 Feb 2023, 1:37 pm by Guest Author
In fact, many of the challenges and the conundrums presented by Section 404 rules were not fully appreciated until those issues surfaced again in subsequent statutes, such as the Dodd-Frank Act of 2010 and the JOBS Act of 2012. [read post]
24 Jan 2023, 5:00 am by Unknown
” But the whistleblower’s cert petition argues that Sarbanes-Oxley shifts the burden to the employer to prove a lack of retaliatory intent as an affirmative defense (Murray v. [read post]
21 Dec 2022, 6:03 am by Unknown
Title V of Division AA of the FY23 appropriations bill would provide for a registration exemption for small business mergers and acquisitions brokers by amending Exchange Act Section 15(b) to add a new subsection (13). [read post]
27 Oct 2022, 1:24 pm by Michael Gordon and Alan S. Kaplinsky
Congress is capable of overseeing the Bureau’s spending, including because of provisions in Dodd-Frank that ensure its ability to supervise, such as provisions requiring the Bureau to provide regular audits and reports to Congress.The Fifth Circuit’s holding finds no support in the Dodd-Frank provision that states funds transferred to the Bureau “shall not be construed to be Government funds or appropriated monies. [read post]