Search for: "Dodd v. State" Results 401 - 420 of 1,144
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13 Aug 2010, 9:21 am by Susan Alker
  Private fund advisers falling beneath the $150 million threshold must determine whether they are required to register with the securities regulators in one or more states (we note that all states other than Wyoming have some sort of registration requirements). [read post]
25 Jun 2010, 9:22 am by James Hamilton
Thus, the Office would be required to provide independent periodic reports to Congress on the state of the financial system. [read post]
20 Jan 2012, 6:48 pm by Steve Bainbridge
This is the first federal court decision to dismiss such an action, a number of which have been filed in state and federal courts across the country in the wake of the Dodd-Frank Act. [read post]
14 Sep 2018, 6:12 am
(Delaware Supreme Court and Harvard Law School), on Wednesday, September 12, 2018 Tags: Campaign finance, Citizens United v. [read post]
10 Jun 2022, 12:01 pm by Erik L. Johnson
Under Dodd-Frank, the FTC retained its authority to enforce these regulations with respect to entities subject to its jurisdiction. [read post]
9 Jan 2015, 5:00 am by Doug Cornelius
Gorman in SEC Actions Bebo v SEC, Case No. 15-cv-00003 (E.D. [read post]
7 Jan 2011, 5:45 am by Walter Olson
Microsoft co-founder Paul Allen’s firm suing Apple, Google and many others over common web features [Atlantic Wire, Groklaw ("Allen v. [read post]