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5 Jun 2014, 4:36 am by Broc Romanek
Just in time for the SEC’s 80th birthday (tomorrow is 80 years since the ’34 Act was signed into law), comes this news from Paul Weiss (we will be posting memos in our “SEC Enforcement” Practice Area): Yesterday, the United States Court of Appeals for the Second Circuit issued a significant decision in SEC v. [read post]
26 Mar 2017, 9:28 pm by Orrin Hatch
As Chief Justice Marshall famously explained in Marbury v. [read post]
26 Mar 2017, 9:30 pm by Orrin Hatch
As Chief Justice Marshall famously explained in Marbury v. [read post]
6 Mar 2017, 4:26 pm by Kevin LaCroix
Tourre, the court stated in dicta that “[b]ecause the Dodd-Frank Act effectively reversed Morrison in the context of SEC enforcement actions, the primary holdings of this opinion affect only pre-Dodd Frank conduct. [read post]
1 Jul 2011, 2:00 am by Kara OBrien
” 3) TheCorporateCounsel: My Dodd-Frank Act Tally Sheet: Some Down, Many More to Go – In this post, Dave Lynn discusses the “state of limbo” we find ourselves in at the one-year birthday of Dodd-Frank. [read post]
4 Sep 2009, 3:08 pm
Harriman, the railroad king, to Washington to ask him to raise funds to carry New York state. [read post]
25 Aug 2011, 6:31 am by Howard Wasserman
Congress (or at least Dodd-Frank's drafters) wanted to overturn Morrison v. [read post]
16 Oct 2012, 5:00 am by Doug Cornelius
Dodd-Frank’s Title VII is likely to sweep a bunch of private equity fund operators under the CFTC’s registration requirement. [read post]
13 Jul 2015, 9:05 pm by Walter Olson
Wynne, I’m quoted] Dodd-Frank: “Are State Regulators A Source of Systemic Risk? [read post]