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14 Jul 2016, 9:55 am by Barbara S. Mishkin
Mishkin The D.C. federal district court has rejected the plaintiffs’ attempt in State National Bank of Big Spring, Texas, et al. v. [read post]
16 Jun 2016, 9:30 pm by Justin Daniel
Writing for the Brookings Institution, Lisa V. [read post]
16 Jun 2016, 2:48 pm by Kevin LaCroix
John Reed Stark As I noted in a recent post, on June 8, 2016, the SEC, in what one commentator called “the most significant SEC cybersecurity-related action to date,” announced that Morgan Stanley Smith Barney LLC had agreed to pay a $1 million penalty to settle charges that as a result of its alleged failure to adopt written policies and procedures reasonably designed to protect customer data, some customer information was hacked and offered for sale online. [read post]
10 Jun 2016, 6:15 am
Park, University of California, Los Angeles , on Friday, June 3, 2016 Tags: Disclosure, Dodd-Frank Act, Federalism, Investor protection, Misconduct, Rule 10b-5, Securities Act, Securities fraud, Securities regulation, Shareholder value, SOX, State law, Stock mispricing Remarks on Optimizing the Equity Markets Posted by Mary Jo White, U.S. [read post]
3 Jun 2016, 6:19 am
Karp, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Tuesday, May 31, 2016 Tags: Broker-dealers, Exchange Act, Financial institutions, Jurisdiction, Liability standards, Regulation SHO, SEC,Shareholder suits, Shareholder voting, Short sales, State law, Supreme Court, U.S. federal courts Holding Activists and Proxy Advisory Firms Accountable? [read post]
31 May 2016, 3:34 am by Broc Romanek
State Law” Practice Area, the US Supreme Court unanimously held – in Merrill Lynch, Pierce, Fenner & Smith v. [read post]
23 May 2016, 8:27 am by David Cosgrove
[v]Ibid [vi]SEC, DOL Fiduciary Rules Will Likely Be Different, White Says (2016, March 22). [read post]
20 May 2016, 6:45 am
McLaughlin and Yafit Cohn, Simpson Thacher & Bartlett LLP, on Friday, May 13, 2016 Tags: Acquisition agreements, Contracts, Corporate fraud, Delaware cases, Delaware law, Due diligence, Fair values,Fairness review, Liability standards, Merger litigation, Mergers & acquisitions, Reliance Genuine Parts Co. v. [read post]
29 Apr 2016, 6:10 am
Endogenous Legal Traditions and Economic Outcomes Posted by Carmine Guerriero, University of Amsterdam, on Friday, April 22, 2016 Tags: Diversity, Efficiency, Financial Regulation, Globalization, International governance, Labor markets, Legal systems,Market efficiency, Social policies, Stakeholders Dieckman v. [read post]
29 Apr 2016, 5:33 am
Dodd, 598 F.3d 449, 452–53 (U.S.Court of Appeals for the 8th Circuit 2010)); see also United States v. [read post]
21 Apr 2016, 9:30 pm by RegBlog
IN THE NEWS The Supreme Court of the United States heard oral argument in U.S. v. [read post]
17 Apr 2016, 9:28 pm by Kim Kirschenbaum
But the Court’s 2009 decision, Entergy Corp. v. [read post]
17 Apr 2016, 9:05 pm by Walter Olson
[Ira Stoll, more] “Returning to Common-Law Principles of Insider Trading After United States v. [read post]
14 Apr 2016, 4:00 am by Barbara S. Mishkin
Mishkin The constitutionality of the CFPB’s structure was front and center at this past Tuesday’s oral argument in PHH Corporation et al. v. [read post]