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20 Nov 2010, 6:33 am by Federal and Extradition Defense
Does the new Dodd-Frank law's provision regarding extraterritorial jurisdiction  expand the reach of US Courts to prosecute foreign nationals for conduct occurring outside the United States? [read post]
1 Aug 2007, 7:25 am
Yesterday, hearings were held before the Senate Committee on Banking, Housing and Urban Affairs on the state of the securities markets. [read post]
16 Mar 2017, 6:00 am by Ernest Badway
See https://www.sec.gov/news/statement/commission-statement-regarding-bartko-v-sec.html. [read post]
16 Sep 2015, 6:38 am
On Thursday, September 10, 2015, the United States Court of Appeals for the Second Circuit issued its highly anticipated decision in Berman v. [read post]
10 Dec 2014, 7:01 am by Joy Waltemath
The appeals court thus dismissed a terminated employee’s Dodd-Frank whistleblower retaliation claim, finding it subject to the provisions of his arbitration agreement with the employer (Khazin v. [read post]
29 Mar 2011, 7:21 pm by My name
School Dist. v Moody’s, 175 F3d 848.), or by investors who suffered losses after their highly rated securities failed (Abu Dhabi Commercial Bank v Morgan Stanley & Co., Inc. 651 F. [read post]
10 Jun 2011, 3:04 pm by James Hamilton
Limiting the companies that are potentially eligible for the liquidation authority to firms that are systemically important nonbank financial companies will create greater certainty, said the MFA, engender greater confidence in the regime, and serve the purposes Congress had in mind when it enacted Title II of Dodd-Frank.The MFA urged the FDIC to narrowly construe the priority afforded unsecured claims for amounts due to the United States. [read post]