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10 Jul 2018, 7:52 am by Doug Cornelius
Donations can be made by clicking on any of the links below, or sending a check to my mailing address: Doug Cornelius 15 Lockwood Rd West Newton MA 02465 Click here to make $25 donation Click here to make a $50 donation Click here to make a $100 donation Click here to make a $250 donation Click here to make a $500 donation Click here to make a $1,000 donation Click here to make a donation of any other amount Thank you, Doug [read post]
5 Dec 2017, 1:00 am by Keith Paul Bishop
For more information on touting and tweeting, see this post by Doug Cornelius at Compliance Building. [read post]
15 Jun 2017, 1:00 am by Keith Paul Bishop
Doug Cornelius recently published this post reporting that the SEC staff is taking the position that the pay-to-play rule, Rule 206(4)-5, applies to political yard signs. [read post]
16 May 2017, 5:36 pm by Doug Cornelius
Donations can be made by clicking on any of the links below, or sending a check to my mailing address: Doug Cornelius 15 Lockwood Rd West Newton MA 02465 Click here to make $25 donation Click here to make a $50 donation Click here to make a $100 donation Click here to make a $250 donation Click here to make a $500 donation Click here to make a $1,000 donation Click here to make a donation of any other amount [read post]
30 Sep 2016, 1:00 am by Keith Paul Bishop
In a post earlier this week, Doug Cornelius discusses some of the intricacies of Rule 206-4(5) and concludes with the following: CCOs [Chief Compliance Officers] across the country are telling their employees they can contribute fully to the Clinton-Kaine ticket but are limited in donating to the Trump-Pence ticket. [read post]
17 May 2016, 8:35 am by Doug Cornelius
Donations can be made by clicking on any of the buttons below, or sending a check to my mailing address: Doug Cornelius 15 Lockwood Rd West Newton MA 02465 Click here to make $25 donation Click here to make a $50 donation Click here to make a $100 donation Click here to make a $250 donation Click here to make a $500 donation Click here to make a $1,000 donation Click here to make a donation of any other amount [read post]
25 Mar 2016, 7:27 am by Keith Paul Bishop
Doug Cornelius at Compliance Building writes today about borrowers paying the legal fees of lender’s counsel: Of course there is a conflict with the law firm. [read post]
24 Nov 2015, 4:00 am by Doug Cornelius
SEC examinations: How to successfully handle the process Doug Cornelius, Beacon Capital Partners LLC 9. [read post]
3 Sep 2015, 10:04 am by Spadea Law
In June 2007, Goodwin Procter real estate attorney and law firm knowledge management blogger Doug Cornelius reported on O'Keefe's other blog, www.kevin.lexblog.com, the membership tallies for the top 10 Amlaw 100 firms. [read post]
10 Oct 2014, 2:00 am by Keith Paul Bishop
Pay-to-Play Rule Challenged Doug Cornelius recently wrote about the dismissal of a lawsuit challenging the Securities and Exchange Commission’s anti “pay-to-play” rule under the Investment Advisers Act of 1940. [read post]
13 Dec 2013, 1:18 pm by William Carleton
Heads up on a couple friends writing today or this week about the bad actor rule and how it's impacting even Rule 506(b) deals: see Doug Cornelius' post, Participating Bad Actors and Private Funds, and John Myer's Get Ready to Fill Out Bad Actor Questionnaires. [read post]
30 Nov 2013, 11:12 am by William Carleton
Apologies to Doug Cornelius for borrowing the tagline he uses for his miscellanea posts. [read post]
28 Sep 2013, 10:26 am by William Carleton
Check out this Pando Daily post that Doug Cornelius quoted from in his weekly roundup post. [read post]
26 Sep 2013, 11:31 am by William Carleton
Kudos to Doug Cornelius for breaking this news on his blog yesterday, in his post, Voluntarily Submit Your Private Placement Advertisements to the SEC. [read post]
24 Sep 2013, 7:11 am by William Carleton
Yesterday, Joe Wallin got Doug Cornelius and me together on Spreecast to chat about startups and general solicitation. [read post]
18 Sep 2013, 9:15 am by William Carleton
Joe Wallin, Doug Cornelius, Lori Smith and I were live blogging the meeting. [read post]
3 Aug 2013, 8:39 am by William Carleton
Remember a couple months back when we were talking with Doug Cornelius about the sexual orientation discrimination inherent in the spousal standard of the accredited investor definition? [read post]
1 Jul 2013, 9:36 am by William Carleton
Still thinking about Doug Cornelius' post on what happens to the accredited investor definition following the Supreme Court's overturning of Section 3 of the Defense of Marriage Act. [read post]