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10 Jul 2018, 7:52 am by Doug Cornelius
Donations can be made by clicking on any of the links below, or sending a check to my mailing address: Doug Cornelius 15 Lockwood Rd West Newton MA 02465 Click here to make $25 donation Click here to make a $50 donation Click here to make a $100 donation Click here to make a $250 donation Click here to make a $500 donation Click here to make a $1,000 donation Click here to make a donation of any other amount Thank you, Doug [read post]
5 Dec 2017, 1:00 am by Keith Paul Bishop
For more information on touting and tweeting, see this post by Doug Cornelius at Compliance Building. [read post]
15 Jun 2017, 1:00 am by Keith Paul Bishop
Doug Cornelius recently published this post reporting that the SEC staff is taking the position that the pay-to-play rule, Rule 206(4)-5, applies to political yard signs. [read post]
16 May 2017, 5:36 pm by Doug Cornelius
Donations can be made by clicking on any of the links below, or sending a check to my mailing address: Doug Cornelius 15 Lockwood Rd West Newton MA 02465 Click here to make $25 donation Click here to make a $50 donation Click here to make a $100 donation Click here to make a $250 donation Click here to make a $500 donation Click here to make a $1,000 donation Click here to make a donation of any other amount [read post]
30 Sep 2016, 1:00 am by Keith Paul Bishop
In a post earlier this week, Doug Cornelius discusses some of the intricacies of Rule 206-4(5) and concludes with the following: CCOs [Chief Compliance Officers] across the country are telling their employees they can contribute fully to the Clinton-Kaine ticket but are limited in donating to the Trump-Pence ticket. [read post]
17 May 2016, 8:35 am by Doug Cornelius
Donations can be made by clicking on any of the buttons below, or sending a check to my mailing address: Doug Cornelius 15 Lockwood Rd West Newton MA 02465 Click here to make $25 donation Click here to make a $50 donation Click here to make a $100 donation Click here to make a $250 donation Click here to make a $500 donation Click here to make a $1,000 donation Click here to make a donation of any other amount [read post]
25 Mar 2016, 7:27 am by Keith Paul Bishop
Doug Cornelius at Compliance Building writes today about borrowers paying the legal fees of lender’s counsel: Of course there is a conflict with the law firm. [read post]
24 Nov 2015, 4:00 am by Doug Cornelius
SEC examinations: How to successfully handle the process Doug Cornelius, Beacon Capital Partners LLC 9. [read post]
3 Sep 2015, 10:04 am by Spadea Law
In June 2007, Goodwin Procter real estate attorney and law firm knowledge management blogger Doug Cornelius reported on O'Keefe's other blog, www.kevin.lexblog.com, the membership tallies for the top 10 Amlaw 100 firms. [read post]
10 Oct 2014, 2:00 am by Keith Paul Bishop
Pay-to-Play Rule Challenged Doug Cornelius recently wrote about the dismissal of a lawsuit challenging the Securities and Exchange Commission’s anti “pay-to-play” rule under the Investment Advisers Act of 1940. [read post]
6 Mar 2013, 1:32 pm by Bruce Carton
I see (via Doug Cornelius' Compliance Building) that this month, TSA is serving up a new batch of "Changes to Prohibited Items List (PIL). [read post]
24 Jan 2013, 2:46 am by Rob Robinson
http://bit.ly/VOcR7F (Charles Skamser) Dueling E-Discovery Rules in Delaware - http://bit.ly/WbedJe (Christopher O’Brien) eDiscovery Trends for 2013 – http://bit.ly/VOos6y (Ajith Samuel) eDiscovery Year in Review: eDiscovery Case Law, Part 4 - http://bit.ly/WeDeRo (Doug Austin) Electronic Discovery and Social Networking | Rutgers Computer and Technology Law Journal – http://bit.ly/W9YXKe (Nicolas Carey) First Case for Technology Assisted Review to… [read post]
1 Dec 2012, 5:19 pm by Arina Shulga
For a closer analysis of what is a "commodity pool", I'd like to refer to an excellent blog post by Doug Cornelius. [read post]
9 Aug 2012, 10:43 am by Rebecca Tushnet
Barbie’s multiplicity starts with her outfits, as Michael Cornelius says: she’s consumptive capitalism at its finest: Barbie is perhaps the ultimate representation of this ability to market sameness in form.… Barbie herself is not her physique, not her plastic curves and molded-over vagina; rather, she is the hair and clothing that cover these aspects of her personage. [read post]
22 Jun 2012, 2:00 am by Keith Paul Bishop
To bury important regulatory requirements in the adopting release reduces transparency, inhibits compliance and is simply unfair More on California’s Proposed Amendments to Rule 260.204.9 Doug Cornelius recently wrote these comments on California’s proposed amendments to Rule 260.204.9 in his Compliance Building blog. [read post]
15 Jun 2012, 5:57 am by Daniel Schwartz
(Then there are people, like Doug Cornelius at the Compliance Building blog who eat this stuff up.) [read post]
22 May 2012, 6:02 am by Ron
Doug Cornelius Secretaries that are just doing the same thing they did 5 or 10 years ago probably are “legal dinosaurs.” [read post]
2 May 2012, 5:00 am by Doug Cornelius
Brown, Partner, Ropes & Gray LLP Jason Mulvihill, General Counsel, Private Equity Growth Capital Council 12:50 – 2:15 Networking luncheon 2:15 – 3:00 Improving your compliance program through the use of technologyModerator: Graham Winfrey, Staff Writer, PEI Media Panel Members: Jeff Faber, Chief Financial Officer, Trafelet & Company, LLC Stephen Marsh, Founder & CEO, Smarsh Scott Ring, General Counsel, Bessemer Venture Partners 3:00 – 3:45 Workshop A: The role of… [read post]
23 Apr 2012, 2:00 am by Keith Paul Bishop
In Compliance Building, Doug Cornelius points out that Section 201(b) of the JOBS Act provides that offers and sales under Rule 506 “shall not be deemed public offerings under the Federal securities laws as a result of general advertising or general solicitation.”   [read post]