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29 Jun 2013, 7:44 am by William Carleton
Important post this week from Doug Cornelius, weighing in on what happens to the accredited investor definition, following the Windsor case. [read post]
26 Apr 2013, 10:24 am by William Carleton
Thanks to Doug Cornelius and Jim Hamilton for posts that flagged this aspect of Commissioner Walter's testimony. [read post]
9 Apr 2013, 7:47 am by William Carleton
Solar Mosaic, the California solar panel project financing company we've looked at before and which Doug Cornelius has checked out most effectively so far, may have just upped the ante for pre-Title III crowdfunding. [read post]
1 Apr 2013, 8:22 am by William Carleton
(By the way, FundersClub has registered as an investment adviser; this is something pointed out this morning by Doug Cornelius on his blog.) [read post]
6 Mar 2013, 1:32 pm by Bruce Carton
I see (via Doug Cornelius' Compliance Building) that this month, TSA is serving up a new batch of "Changes to Prohibited Items List (PIL). [read post]
6 Mar 2013, 8:22 am by William Carleton
Jeremy Freeland, Doug Cornelius, and Mark Anderson come to mind... [read post]
24 Jan 2013, 2:46 am by Rob Robinson (Charles Skamser) Dueling E-Discovery Rules in Delaware - (Christopher O’Brien) eDiscovery Trends for 2013 – (Ajith Samuel) eDiscovery Year in Review: eDiscovery Case Law, Part 4 - (Doug Austin) Electronic Discovery and Social Networking | Rutgers Computer and Technology Law Journal – (Nicolas Carey) First Case for Technology Assisted Review to… [read post]
17 Jan 2013, 12:04 am by William Carleton
Finally, I want to quote at length the comments of Doug Cornelius, publisher of Compliance Building, which came in after the Tuesday post went to press. [read post]
16 Jan 2013, 7:45 am by William Carleton
I want to post those definitions, along with grades and comments from Doug Cornelius that arrived as the first post went to press. [read post]
16 Jan 2013, 7:45 am by William Carleton
I want to post those definitions, along with grades and comments from Doug Cornelius that arrived as the first post went to press. [read post]
5 Dec 2012, 8:09 am by William Carleton
Interesting analysis this morning from Doug Cornelius, on the legalities of tracking the movements of corporate jets, or hanging out in airports to spot the arrival of investment bankers. [read post]
1 Dec 2012, 5:19 pm by Arina Shulga
For a closer analysis of what is a "commodity pool", I'd like to refer to an excellent blog post by Doug Cornelius. [read post]
27 Nov 2012, 7:20 am by William Carleton
Jim Hamilton's article reminds me that Joe Wallin, Doug Cornelius and I are not necessarily in a lonely minority in thinking the SEC got this one right. [read post]
10 Sep 2012, 8:27 am by William Carleton
" Doug Cornelius Doug Cornelius' invaluable blog is always up to the minute when compliance standards are in play. [read post]
9 Aug 2012, 10:43 am by Rebecca Tushnet
Barbie’s multiplicity starts with her outfits, as Michael Cornelius says: she’s consumptive capitalism at its finest: Barbie is perhaps the ultimate representation of this ability to market sameness in form.… Barbie herself is not her physique, not her plastic curves and molded-over vagina; rather, she is the hair and clothing that cover these aspects of her personage. [read post]
22 Jun 2012, 2:00 am by Keith Paul Bishop
To bury important regulatory requirements in the adopting release reduces transparency, inhibits compliance and is simply unfair More on California’s Proposed Amendments to Rule 260.204.9 Doug Cornelius recently wrote these comments on California’s proposed amendments to Rule 260.204.9 in his Compliance Building blog. [read post]
15 Jun 2012, 5:57 am by Daniel Schwartz
(Then there are people, like Doug Cornelius at the Compliance Building blog who eat this stuff up.) [read post]
22 May 2012, 6:02 am by Ron
Doug Cornelius Secretaries that are just doing the same thing they did 5 or 10 years ago probably are “legal dinosaurs.” [read post]
2 May 2012, 5:00 am by Doug Cornelius
Brown, Partner, Ropes & Gray LLP Jason Mulvihill, General Counsel, Private Equity Growth Capital Council 12:50 – 2:15 Networking luncheon 2:15 – 3:00 Improving your compliance program through the use of technologyModerator: Graham Winfrey, Staff Writer, PEI Media Panel Members: Jeff Faber, Chief Financial Officer, Trafelet & Company, LLC Stephen Marsh, Founder & CEO, Smarsh Scott Ring, General Counsel, Bessemer Venture Partners 3:00 – 3:45 Workshop A: The role of… [read post]