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15 May 2025, 9:01 am by Jeffrey H. Paravano, Peter J. Roskam
Key Takeaways: The House Ways & Means Committee completed its Markup of tax legislation May 14, 2025, and the House plans to vote on the bill next week. [read post]
14 May 2025, 11:04 am by Dr. Adam Feldman
: 23-13138Outcome: Affirmed in part, reversed in part, remanded Case Summary The American Alliance for Equal Rights (AAER), a nonprofit founded by conservative activist Edward Blum, sued the Fearless Fund—a philanthropic venture fund focused on supporting Black women entrepreneurs—alleging that its Strivers Grant Contest violated 42 U.S.C. [read post]
9 May 2025, 6:19 am by Staff Attorney
Claimant asserts various claims, including unsuitable recommendations and misrepresentation related to investments in his Edward Jones retirement account. [read post]
 Barred Financial Advisor Is Accused of Elder Financial Abuse The Shepherd Smith Edwards and Kantas Elder Financial Abuse Law Firm (investorlawyers.com) is investigating claims of losses involving former customers of barred former Edward Jones stockbroker John Winslow. [read post]
 Our Unsuitability Attorneys At Shepherd Smith Edwards and Kantas Want To Talk To You Shepherd Smith Edwards and Kantas Unsuitability Attorneys (investorlawyers.com) is looking into claims of losses by customers of Arete Wealth Management financial Advisor Jason Price Lamb. [read post]
New York Unsuitability Lawyers are Representing NY Investors Against Broker-Dealers and Investment Advisers For More Than 30 Years For over 30 years, Shepherd Smith Edwards and Kantas (investorlawyers.com) has been working hard to help New York investors recoup their portfolio losses caused by the inappropriate recommendations of their financial advisor. [read post]
Broker-Dealer Encouraged Customers To Borrow On Margin  For more than a year, Shepherd Smith Edwards and Kantas Oppenheimer PEP Loss Attorneys (investorlawyers.com) have been investigating claims of losses by investors whose Oppenheimer broker sold them on the firm’s Portfolio Enhancement Program (PEP). [read post]
 Our Annuity Fraud Lawyers Continue To File Claims Against Brokerage Firms Shepherd Smith Edwards and Kantas Annuity Fraud Lawyers (investorlawyers.com) represents dozens of investors, mostly foreign nationals, in their FINRA lawsuits against the US broker-dealers that marketed and sold Northstar Financial Services (Bermuda) to them. [read post]
 Our Broker Fraud Loss Attorneys Are Looking Into Allegations of Selling Way Involving $11M in Outside Investments Shepherd Smith Edwards and Kantas Broker Fraud Loss Attorneys (investorlawyers.com) are looking into claims of investor losses involving barred LPL Financial stockbroker Derek Lee Copeland. [read post]
San Francisco Failure To Supervise Law Firm is Representing SF Bay Area Investors In Their FINRA Lawsuits Against Brokerage Firms Throughout the San Francisco Peninsula, and surrounding areas, Shepherd Smith Edwards and Kantas San Francisco Failure To Supervise Law Firm (investorlawyers.com) works with investors in recouping their portfolio losses that were caused, even if just in part, by a failure to supervise. [read post]
28 Apr 2025, 4:57 am by Beatrice Yahia
Edward Wong reports for the New York Times. [read post]
18 Apr 2025, 5:50 am by John Mikhail
DOJ might have relied on Schuck and Smith when appealing to “consent” in this fashion, but in any case, its quotation from Elk v. [read post]
Shepherd Smith Edwards and Kantas (investorlawyers.com) is continuing to investigate the broker-dealers, including managing brokerage firm JCC Advisors, that marketed and sold these debt instruments to customers. [read post]
 Our Non-Traded REIT Fraud Attorneys Are Representing This Claimant In Her Six-Figure Lawsuit Shepherd Smith Edwards and Kantas REIT Fraud Attorneys (investorlawyers.com) are representing an investor who is seeking up to $500K in damages from broker-dealer J Alden Associates. [read post]
 Our Stockbroker Misconduct Attorneys May Be Able To Help Shepherd Smith Edwards and Kantas Stockbroker Misconduct Attorneys (investorlawyers.com) are continuing to investigate claims of investor losses involving the $110M Horizon Private Ponzi Fraud once run by convicted former Oppenheimer financial advisor John Justin Woods. [read post]
From Our Lexington, Kentucky Overconcentration Lawyers, We Represent Investors Whose Financial Advisors Excessively Concentrated Their Accounts For more than 30 years, Shepherd Smith Edwards and Kantas Kentucky Overconcentration Lawyers (investorlawyers.com) have represented Kentucky investors who have sustained losses in their investment accounts because of overconcentration. [read post]
Shepherd Smith Edwards and Kantas Broker Fraud Attorneys Investigates Former Traderfield Securities/Momentix Capital and IBN Ex-Financial Broker Vincent Camarda  Customers Who Suffered Losses File FINRA Lawsuits For Over $23M  Shepherd Smith Edwards and Kantas Broker Fraud Attorneys (investorlawyers.com) is looking into claims of losses of former customers of ex-IBN Financial Broker Vincent Jerome Camarda. [read post]
Our Selling Away Attorneys Represent Investors In Recouping Your Losses If you sustained investment losses and wondering whether broker misconduct or negligence played a part, contact Shepherd Smith Edwards and Kantas Selling Away Attorneys (investorlawyers.com) today. [read post]
9 Apr 2025, 4:43 am by Weronika Galka
” Allan Smith and David Ingram report. [read post]