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 Our Securities Lawyers Have Been Representing Texas Investors Against Broker-Dealers And Investment Advisors for More Than 30 Years Since 1990, the Shepherd Smith Edwards and Kantas Houston Failure To Supervise Law Firm (investorlawyers.com) have been helping Texas investors who sustained serious portfolio losses because their broker-dealers failed to properly supervise their financial advisors. [read post]
 Our Houston Broker Negligence Law Firm is Here To Help Shepherd Smith Edwards and Kantas (investorlawyers.com) is investigating claims of losses involving UBS Financial Services broker Thomas Jenkins. [read post]
Contact Our Alternative Investment Loss Recovery Lawyers Today Shepherd Smith Edwards and Kantas (investorlawyers.com) is speaking to investors who sustained losses in private placement offerings that were sold to them by Cova Capital Partners. [read post]
You May Have Grounds For An Investor Lawsuit Against Your Broker-Dealer Shepherd Smith Edwards and Kantas Starwood REIT Loss Law Firm (investorlawyers.com) is working with investors who may have been unsuitably sold the Starwood Real Estate Income Trust (SREIT) by a financial advisor. [read post]
The SSEK New Orleans Overconcentration Law Firm is Representing Louisiana Investors Who Were The Victims of Broker Negligence or Fraud Shepherd Smith Edwards and Kantas (investorlawyers.com) are proud to represent investors from Bayou State who have been the victims of excessive concentration by their financial advisors. [read post]
19 Apr 2019, 5:39 am by Silver Law Group
According to FINRA Disciplinary actions for March 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Barrera, Cynthia   Morgan Stanley Smith Barney   Merrill Lynch, Pierce, Fenner & Smith   Beyn, Edward   Rothchild Lieberman LLC   Craig Scott Capital   Blanchard, Keith   Waddell & Reed… [read post]
2 Nov 2012, 5:42 am by John H Curley
Arbitrator Wagman summarized the dispute:Local 36 contends that the Department involuntarily transferred Captain Edward Smith from Rescue Squad 1 to Engine 7 because he engaged in union activity, and thereby violated Article 19, Section A, and Article 2, Section A of the CBA. [read post]
15 Feb 2015, 10:30 am
" Ariel Edwards-Levy of The Huffington Post has a report headlined "Judge Challenging Alabama Chief Justice Roy Moore On Gay Marriage: 'We're On The Right Side Of History.'" And at AL.com, columnist Cameron Smith has an essay titled "How the U.S. [read post]
   Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) represented these UBS YES strategy investors in their FINRA arbitration case, which was heard in Baltimore, Maryland. [read post]
  For over 30 years, Shepherd Smith Edwards and Kantas (investorlawyers.com) has represented investors who have suffered serious losses in non-traded securities against their brokerage firms and financial advisors. [read post]
16 Oct 2009, 10:03 am by Nichelle
Panelist include James Boyle, Professor, Duke Law School; Phil Edwards, Instructor, UNC SILS; Kate McGraw, Librarian, Health Sciences Library, UNC; and Kevin Smith, Scholarly Communications Officer, Duke.Monday, October 19, 20093:30-4:30 p.m.Meeting Room 214,Davis Library [read post]
Ameriprise Financial Services Investment Advisor Accused of Unsuitability, Misrepresentations If you suffered investment losses while working with Ameriprise Financial Services stockbroker, Kevin Douglas Houser, please contact Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) right away. [read post]
16 Apr 2021, 10:52 am by Shepherd Smith Edwards & Kantas, LLP
Unsuitability Involving Private Placements Alleged Our unsuitable investment fraud attorneys at Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) are looking into customer complaints involving SagePoint Financial stockbroker, Christopher R. [read post]
UBS Financial Broker Accused Of Unsuitable Recommendations  If UBS stockbroker, Christopher Wayne Tolman, recommended that you employ UBS’s Yield Enhancement Strategy (YES) for your investments and you sustained significant losses as a result, our securities fraud attorneys at Shepherd Smith Edwards and Kantas (SSEK Law Firm) want to talk to you. [read post]
9 Aug 2015, 7:41 am by Lawrence B. Ebert
Work of Charles Seeberger andJesse Reno was also mentioned.Of the show, Mark Strassman on farm workers,Anthony Mason on Jason Isnell, Tracy Smith onrusting cars in Georgia, Mo Rocca on Jon Stewart,Serena Alscul, Chip Reid, Steve Hartman.The farm piece alluded to Edward R. [read post]
SSEK Western Colorado Non-Traded REIT Fraud Attorneys  From Our Ridgway, CO Securities Law Office, We Represent Investors Against Negligent and Unscrupulous Financial Advisors Shepherd Smith Edwards and Kantas (investorlawyers.com) represents Western Colorado investors in recouping the damages they are owed from non-traded real estate investment trusts (non-traded REITs). [read post]
Houston Investment Loss Recovery Law Firm Fighting For Texas Investors Against Their Broker-Dealers Since 1990  For over 30 years, Shepherd Smith Edwards and Kantas (investorlawyers.com) has represented investors throughout Lone Star State from both our Houston headquarters and our Dallas law office. [read post]
11 Sep 2020, 11:18 am by Shepherd Smith Edwards & Kantas, LLP
  At Shepherd Smith Edwards and Kantas (SSEK Law Firm), our bond fraud lawyers are here to tell you that you may have grounds for a Financial Industry Regulatory Authority (FINRA) arbitration claim against the broker that sold you these investments. [read post]
SSEK Houston Non-Traded REIT Loss Lawyers Representing Texas Non-Traded Real Estate Investment Trust Investors Against Negligent Brokers Shepherd Smith Edwards and Kantas (investorlawyers.com) represent investors throughout The Lone Star State who have sustained serious portfolio losses because of non-traded real estate investment trusts (non-traded REITs) that were marketed and sold to them by a financial advisor. [read post]