Search for: "Electric Bond & Share Co. v. SEC"
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29 Dec 2021, 12:00 pm
The US experience, as shown by securities class actions such as Owens Corning v National Union Fire Insurance Co [6], indicates that the construction of exclusions is not a simple issue. [read post]
2 Oct 2019, 10:21 am
The personnel fees were calculated as a pro rata share of their salaries for almost 1000 hours of work. [read post]
12 Dec 2017, 4:36 pm
Howey Co., which states that a security is an investment contract in which a person 1) invests their money; 2) in a common enterprise; 3) with an expectation of profits; 4) based on the efforts of the promoter or a third party. [read post]
14 Mar 2016, 2:56 am
In Hantz Financial Services, Inc. v. [read post]
1 Feb 2010, 6:36 am
The development of cooperators has the potential to advance significantly SEC investigations. [read post]