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7 Jan 2025, 3:20 am
Here is an excerpt from my “A Word from the Editor” describing the topics covered in this issue: Beginning on page 2, we highlight the SEC’s agenda based on an interview with Erik Gerding, Director of the SEC’s Division of Corporation Finance. [read post]
16 Dec 2024, 3:23 am
On Friday, the SEC issued a press release announcing that Corp Fin Director Erik Gerding intends to leave the SEC at the end of this year. [read post]
13 Dec 2024, 8:20 am
The Securities and Exchange Commission today announced that Erik Gerding, Director of the Division of Corporation Finance, will depart the agency effective Dec. 31, 2024. [read post]
24 Oct 2024, 6:30 am
First, Corp Fin Director Erik Gerding observed that requests for no-action increased 41% this season; 69% percent received responses indicating that the staff would not recommend enforcement action if the company excluded the proposal from its proxy statement, a significant increase from 58% in the prior year. [read post]
24 Oct 2024, 6:30 am
First, Corp Fin Director Erik Gerding observed that requests for no-action increased 41% this season; 69% percent received responses indicating that the staff would not recommend enforcement action if the company excluded the proposal from its proxy statement, a significant increase from 58% in the prior year. [read post]
13 Oct 2024, 9:10 pm
” The agendas for our conferences include 15 substantive panels over 2 days – as well as an interview with Erik Gerding, the Director of the SEC’s Division of Corporation Finance. [read post]
26 Sep 2024, 3:30 am
Earlier this year, Corp Fin Director Erik Gerding announced that compliance with beneficial ownership reporting requirements was one of the priorities for this year’s disclosure review program, and we’ve blogged about Staff comments targeting the timeliness of beneficial ownership filings. [read post]
18 Sep 2024, 3:30 am
For anyone who joined Friday’s “Dialogue with the Director” at the ABA Business Law Section Fall Meeting, this sheds some light on a seemingly cryptic comment by Corp Fin Director Erik Gerding that “there seems to be a view” in the market that an incident could be material but there could be no material impacts, and reiterating that you have to consider qualitative impacts. [read post]
18 Sep 2024, 3:00 am
Here’s something I shared on Monday on DealLawyers.com: During the ABA Business Law Section’s “Dialogue with the Director” last Friday, Corp Fin Director Erik Gerding noted that Corp Fin staff has noticed a slight uptick in SPAC IPOs and shared some helpful thoughts on the disclosure review process now that the SPAC disclosure rules are effective. [read post]
17 Sep 2024, 3:00 am
Yesterday, I blogged about Corp Fin Director Erik Gerding’s statements at the ABA Business Law Section’s “Dialogue with the Director” last Friday. [read post]
16 Sep 2024, 3:00 am
During the ABA Business Law Section’s “Dialogue with the Director” held on Friday, Corp Fin Director Erik Gerding noted that Corp Fin staff has noticed a slight uptick in SPAC IPOs and shared some helpful thoughts on the disclosure review process now that the SPAC disclosure rules are effective. [read post]
4 Sep 2024, 4:10 am
The agenda for the Conferences covers a wide range of topics, but here are a few that will be particularly relevant when preparing your upcoming proxy statement disclosures: – Erik Gerding: The Latest From Corp Fin – The SEC All-Stars: Proxy Season Insights – Pithy Proxies: Getting to the Point Instead of the Courthouse – 14a-8 & Shareholder Proposals: The Latest Development – The SEC All-Stars: Executive Pay Nuggets – Living with Clawbacks:… [read post]
22 Jul 2024, 3:15 am
– Corp Fin Director Erik Gerding’s recent statement about reporting immaterial incidents and some of the 5 new CDIs on Item 1.05 included guidance on assessing materiality. [read post]
13 Jul 2024, 6:30 am
The SEC’s Director of Corporation Finance, Erik Gerding, recently issued two statements regarding a public company’s disclosure obligations in response to a cybersecurity incident. [read post]
13 Jul 2024, 6:30 am
The SEC’s Director of Corporation Finance, Erik Gerding, recently issued two statements regarding a public company’s disclosure obligations in response to a cybersecurity incident. [read post]
2 Jul 2024, 6:30 am
On May 21, 2024, Erik Gerding, director of the SEC’s Division of Corporate Finance, issued a statement to clarify that public companies are only required to disclose a cybersecurity incident under Item 1.05 of Form 8-K if the incident is “determined by the registrant to be material. [read post]
2 Jul 2024, 6:30 am
On May 21, 2024, Erik Gerding, director of the SEC’s Division of Corporate Finance, issued a statement to clarify that public companies are only required to disclose a cybersecurity incident under Item 1.05 of Form 8-K if the incident is “determined by the registrant to be material. [read post]
26 Jun 2024, 3:45 am
As Meredith noted back in May and as John noted last week, Corp Fin Director Erik Gerding has issued statements concerning the filing obligation under Item 1.05 and selective disclosure considerations regarding material cybersecurity incidents. [read post]
25 Jun 2024, 4:15 am
The SEC released a statement from Corp Fin Director Erik Gerding yesterday that reflected Gerding’s opening remarks and the matters discussed on a panel addressing Corp Fin’s Disclosure Review Program during the April 2024 SEC Speaks Conference in Washington, DC. [read post]
24 Jun 2024, 9:01 pm
Good afternoon.[1] I appreciate the opportunity to speak with you again today as part of the Corp Fin Workshop. [read post]
