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20 Jul 2011, 11:57 am
Here's the agenda: Thursday, July 21 12:00 – Working lunch, conference begins Room 641, Huntsman Hall, 3730 Walnut Street, PHL PA 19104 12:15 – Practitioners panel Sherman Boone, SEC, Peter Kerstens, EC, Tony Dowd, chief of staff to Paul Volcker, chair: Eric Pan 1:30 – Claire Kelly paper, presented with comment by Pierre Verdier 2:45 – Break 3:00 – Erik Gerding… [read post]
6 Feb 2023, 3:39 am
” At the Northwestern Pritzker School of Law’s Securities Regulation Institute last week, Corp Fin Director Erik Gerding said the Staff may issue additional guidance about the effective dates for disclosures under the new rules. [read post]
6 Jul 2011, 10:45 am
Please send manuscripts or abstracts to the Program Chair (Erik Gerding, University of Colorado) at profgerding@gmail.com no later than August 30, 2011. [read post]
28 Apr 2010, 1:00 pm
Focusing on the possibility of imposing fiduciary duties on securities brokers, Erik Gerding rightly notes how this would be a “sea change” on Wall Street. [read post]
12 Sep 2011, 4:00 am
As a reminder the forum participants are below, and should be chiming in later today with their thoughts: Cristie Ford, Assistant Professor, University of British Columbia Erik Gerding, Associate Professor of Law, University of Colorado Kimberly D. [read post]
13 Jun 2011, 4:12 am
Please send manuscripts or abstracts to the Program Chair (Erik Gerding, University of Colorado) at profgerding@gmail.com no later than August 30, 2010. [read post]
13 Jun 2011, 7:58 pm
Please send manuscripts or abstracts to the Program Chair (Erik Gerding, University of Colorado) at profgerding@gmail.com no later than August 30, 2010. [read post]
13 Jun 2011, 4:54 pm
Please send manuscripts or abstracts to the Program Chair (Erik Gerding, University of Colorado) at profgerding@gmail.com no later than August 30, 2010. [read post]
9 May 2023, 3:00 am
At the ABA’s spring meeting, Corp Fin Director Erik Gerding said he did not expect SPACs to drop off the rulemaking agenda. [read post]
15 Jun 2011, 4:54 am
Please send manuscripts or abstracts to the Program Chair (Erik Gerding, University of Colorado) at profgerding@gmail.com no later than August 30, 2010. [read post]
4 Sep 2011, 9:38 am
So, tune in on September 12-13 to hear from and talk to: Cristie Ford, Assistant Professor, University of British Columbia Erik Gerding, Associate Professor of Law, University of Colorado Kimberly D. [read post]
17 May 2023, 3:30 am
And when Commissioner Peirce asked whether the Staff believed the level of buybacks was suboptimal, Corp Fin Director Erik Gerding responded that the release does not take a position but instead requires greater information to allow investors to do so. [read post]
26 Jan 2023, 9:30 am
Her replacement will be the Division's current Deputy Director, Erik Gerding. [read post]
18 Apr 2010, 11:27 am
Instead, the real question, as already noted by Erik Gerding, is whether Goldman's failure to disclose to investors that Paulson, based on his analysis of which securities were likely to be downgraded, had been involved in picking the specific securities comprising the CDO portfolio, and, in fact, had been allowed to veto the inclusion of particular issues. [read post]
12 Feb 2012, 6:48 pm
As I’ve discussed here before (see Erik Gerding’s helpful gathering of the complete set of posts for an on-line symposium on this topic), I’ve spent a good chunk of time this year analyzing the 8000 comments on the Volcker Rule solicited by FSOC in advance of their statutorily-required study, as well as the meeting logs of the five federal agencies charged with Volcker Rule implementation. [read post]
1 Aug 2011, 8:50 am
Please send manuscripts or abstracts to the Program Chair (Erik Gerding, University of Colorado) at profgerding@gmail.com no later than August 30, 2011. [read post]
19 Nov 2009, 5:34 am
From Glenn Reynolds (responding to Erik Gerding): I should note that nuts-and-bolts law is good, but when I was a law clerk (on the Sixth Circuit for Judge Merritt) there were three times when the judge asked me about an obscure legal point and I was able to give a correct black-letter answer off the top of my head, and those answers came from courses in International Human Rights Law, Law Science and Technology, and . . . [read post]
13 Nov 2015, 6:07 am
[More…] Volcker’s Covered Fund Rules: When Banking Law Borrows from a Securities Law Statute by Erik F. [read post]
25 Aug 2022, 9:01 pm
I’d like to thank the staff for their diligent work in preparing these amendments, including: Renee Jones, Erik Gerding, Lindsay McCord, Betsy Murphy, Brian Galle, Jennifer Zepralka, Adam Turk, Deanna Virginio, Anne Krauskopf, Craig Olinger, Ryan Milne, Chris Windsor, Jeb Byrne, and Angie Kim in the Division of Corporation Finance; Dan Berkovitz, D. [read post]
20 Aug 2010, 4:35 pm
Erik Gerding provides his usual well considered analysis of the New Jersey fraud, and asks the question: [W]ould the SEC ever bring charges against the U.S. [read post]
