Search for: "Erik Gerding"
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20 Dec 2023, 7:19 am
With companies working to ensure compliance with the new rules, Gerding emphasized the Division’s longstanding open door policy, and he explained that the Commission may issue forward-looking comments or additional CDIs. [read post]
15 Sep 2011, 6:27 am
(Krawiec (with summary of first day of symposium)); The Inherent, Ineluctable Instability of Financial Institution Regulation (Gerding); A response to Erik Gerding on making capture work (Ford); The Volcker Rule and the Limits of "High Politics" (Ford); Is the Political Economy of Financial Regulation Really Fundamentally Different? [read post]
11 Oct 2016, 6:25 am
Gerding, University of Colorado Law School, on Tuesday, October 11, 2016 Editor's Note: Anna Gelpern is a Professor at Georgetown University Law Center, and Erik F. [read post]
10 Sep 2023, 9:10 pm
On a related note, at the “Dialogue with the Director” session on Friday at the ABA’s Business Law Section Fall Meeting, Corp Fin Director Erik Gerding was asked who should field interpretive questions regarding Dodd-Frank clawback requirements — the SEC or the stock exchanges. [read post]
12 Nov 2009, 2:59 pm
Earlier this week, however, over at the Conglomerate blog, University of New Mexico law professor Erik Gerding offered up a little "what if? [read post]
30 Aug 2010, 8:12 am
For this paper, we will turn to expert commentary by our own Erik Gerding and friends of the Glom Miriam Baer, Kim Krawiec and Mike Guttentag. [read post]
21 Jul 2010, 10:14 am
I posted a second set of thoughts today, in response to some prompting from moderator Erik Gerding. [read post]
28 Apr 2010, 11:40 am
As Erik notes, "applying investment adviser-style fiduciary duties to broker dealers would be a sea change. [read post]
19 Jul 2010, 6:18 am
Erik Gerding has already gotten the ball rolling, with a new New Deal? [read post]
13 Apr 2021, 6:28 am
The other scheduled witnesses are: Raúl Carrillo, Deputy Director, LPE Project and Associate Research Scholar, Yale Law School Erik Gerding, Professor of Law, University of Colorado Law School Kristin Johnson, Asa Griggs Candler Professor of Law, Emory University School of Law Carlos Pacheco, CEO, Premier Members Credit Union on behalf of National Association of Federally-Insured Credit Unions [read post]
26 Jul 2023, 2:50 am
Also, I will be interviewing Erik Gerding, Director of the Division of Corporation Finance, at the Proxy Disclosure Conference. [read post]
5 Dec 2011, 7:09 am
I look forward to receiving comments that can inform my research and thank Erik Gerding for the opportunity to share my thoughts. [read post]
22 May 2023, 3:15 am
Melissa fills the position previously held by Erik Gerding prior to his appointment as Director of Corp Fin earlier this year. [read post]
17 Nov 2009, 8:17 am
It seems that Erik Gerding over at The Conglomerate has been anticipating the competition by asking the questions: When will Google take on Bloomberg? [read post]
5 Apr 2010, 4:59 pm
There was something especially rewarding about our discussion of the NCAA cartel as the nation (Erik Gerding excepted) prepared to root against my employer, which apparently continues to be the most hated team in America. [read post]
10 May 2022, 8:27 am
Gerding was quick to reiterate from Peirce’s remarks that the proposal applies only to public companies subject to Exchange Act reporting requirements and not also to private companies. [read post]
20 Oct 2022, 3:15 am
Corp Fin Staff will also be attending – Renee Jones, Erik Gerding, Elizabeth Murphy, Lindsay McCord, and others. [read post]
10 Jun 2024, 9:20 pm
I think much of that concern was assuaged by the December guidance released by multiple agencies — the FBI’s Guidance to Victims of Cyber Incidents on SEC Reporting Requirements: Request a Delay, plus multiple CDIs from the SEC Staff, and a statement from Corp Fin Director Erik Gerding — which evidenced that necessary interagency channels of communication were being forged and processes being created for these delay provisions to work. [read post]
16 Sep 2010, 6:54 am
Loyola Erik F. [read post]
24 Jun 2024, 3:50 am
In today’s blog, I am going to focus on my first appearance on the agenda for the October conferences, and that will be my interview with Erik Gerding, Director of the SEC’s Division of Corporation Finance. [read post]
