Search for: "Erik Gerding"
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28 Apr 2010, 1:00 pm
Focusing on the possibility of imposing fiduciary duties on securities brokers, Erik Gerding rightly notes how this would be a “sea change” on Wall Street. [read post]
20 Jun 2024, 3:00 am
You’ll hear insights on proxy disclosure and executive comp hot topics from our “SEC All-Stars” and have the opportunity to listen to Dave interview Corp Fin Director Erik Gerding. [read post]
26 Jun 2024, 3:45 am
As Meredith noted back in May and as John noted last week, Corp Fin Director Erik Gerding has issued statements concerning the filing obligation under Item 1.05 and selective disclosure considerations regarding material cybersecurity incidents. [read post]
13 Jun 2011, 4:54 pm
Please send manuscripts or abstracts to the Program Chair (Erik Gerding, University of Colorado) at profgerding@gmail.com no later than August 30, 2010. [read post]
4 Apr 2024, 9:01 pm
– Strategically engaging with stakeholders in both the above areas Corp Fin Director Erik Gerding gave some more granular insight on disclosure topics that remain or have become top of mind for the Disclosure Review Program Staff in 2024. [read post]
6 Jul 2011, 10:45 am
Please send manuscripts or abstracts to the Program Chair (Erik Gerding, University of Colorado) at profgerding@gmail.com no later than August 30, 2011. [read post]
17 May 2023, 3:30 am
And when Commissioner Peirce asked whether the Staff believed the level of buybacks was suboptimal, Corp Fin Director Erik Gerding responded that the release does not take a position but instead requires greater information to allow investors to do so. [read post]
20 Jul 2011, 11:57 am
Here's the agenda: Thursday, July 21 12:00 – Working lunch, conference begins Room 641, Huntsman Hall, 3730 Walnut Street, PHL PA 19104 12:15 – Practitioners panel Sherman Boone, SEC, Peter Kerstens, EC, Tony Dowd, chief of staff to Paul Volcker, chair: Eric Pan 1:30 – Claire Kelly paper, presented with comment by Pierre Verdier 2:45 – Break 3:00 – Erik Gerding… [read post]
4 Sep 2011, 9:38 am
So, tune in on September 12-13 to hear from and talk to: Cristie Ford, Assistant Professor, University of British Columbia Erik Gerding, Associate Professor of Law, University of Colorado Kimberly D. [read post]
6 Feb 2023, 3:39 am
” At the Northwestern Pritzker School of Law’s Securities Regulation Institute last week, Corp Fin Director Erik Gerding said the Staff may issue additional guidance about the effective dates for disclosures under the new rules. [read post]
26 Jan 2023, 9:30 am
Her replacement will be the Division's current Deputy Director, Erik Gerding. [read post]
18 Apr 2010, 11:27 am
Instead, the real question, as already noted by Erik Gerding, is whether Goldman's failure to disclose to investors that Paulson, based on his analysis of which securities were likely to be downgraded, had been involved in picking the specific securities comprising the CDO portfolio, and, in fact, had been allowed to veto the inclusion of particular issues. [read post]
12 Feb 2012, 6:48 pm
As I’ve discussed here before (see Erik Gerding’s helpful gathering of the complete set of posts for an on-line symposium on this topic), I’ve spent a good chunk of time this year analyzing the 8000 comments on the Volcker Rule solicited by FSOC in advance of their statutorily-required study, as well as the meeting logs of the five federal agencies charged with Volcker Rule implementation. [read post]
19 Apr 2010, 6:31 am
A Huge News Event: The SEC Sues Goldman Over a CDO On Friday, the SEC sued Goldman Sachs over the sale of a "synthetic" collateralized debt obligation, under facts that are not quite as may be otherwise expected as noted by Erik Gerding in "The Conglomerate Blog. [read post]
13 May 2010, 5:58 am
So I guess it's only fitting that I now owe Erik Gerding a blog post and a Duke national champions T-shirt (well, really Jim Cox, but no matter from my perspective). [read post]
1 Aug 2011, 8:50 am
Please send manuscripts or abstracts to the Program Chair (Erik Gerding, University of Colorado) at profgerding@gmail.com no later than August 30, 2011. [read post]
2 Mar 2023, 3:36 am
We’re particularly excited about the fact that Corp Fin Director Erik Gerding will be sitting down with our very own Dave Lynn for an interview about his latest views on Corp Fin priorities & expectations. [read post]
19 Nov 2009, 5:34 am
From Glenn Reynolds (responding to Erik Gerding): I should note that nuts-and-bolts law is good, but when I was a law clerk (on the Sixth Circuit for Judge Merritt) there were three times when the judge asked me about an obscure legal point and I was able to give a correct black-letter answer off the top of my head, and those answers came from courses in International Human Rights Law, Law Science and Technology, and . . . [read post]
18 Aug 2012, 1:52 pm
As Erik Gerding noted in introducing a Masters Forum on the topic over at The Glom (here): Is CSR viewpoint neutral? [read post]
25 Aug 2011, 12:16 pm
Please send manuscripts or abstracts to the Program Chair (Erik Gerding, University of Colorado) at erik.gerding@colorado.edu or profgerding@gmail.com no later than September 20, 2011. [read post]
