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6 May 2025, 3:00 am
Dodd-Frank Act and Insured Depository Institution Rules Resolution Plans (Living Wills) Review the requirements for insured depository institutions resolution plans (Living Wills) as required in Title I Section 165(d) of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 and the Federal Deposit Insurance Act. [read post]
29 Apr 2025, 12:06 pm
The program has been greatly successful since its start in 2012 under the Dodd-Frank Act. [read post]
14 Jan 2025, 9:01 pm
The Act let thrifts increase their investments in areas where they had little experience, including commercial real estate and consumer loans. [read post]
26 Nov 2024, 9:05 pm
DOGE could shrink the SEC’s real estate profile by consolidating its regional offices, as the SEC recently did when it announced the closing of the Salt Lake City regional office, and by reducing leased space in the remaining offices, which would be rational if large-scale reductions in force are planned. [read post]
24 Nov 2024, 9:01 pm
Whistleblower Protection Cases In fiscal year 2024, the Division recommended, and the Commission authorized, a series of settled enforcement actions to address violations of the Dodd-Frank whistleblower protection rule, which prohibits market participants from taking any action to impede would-be whistleblowers from contacting the SEC, including where firms purported to limit customers’ ability to voluntarily contact the SEC or required employees to waive the right to a possible… [read post]
15 Nov 2024, 8:14 am
AI Accountability in Government (SB 896) Senator Bill Dodd introduced SB 896 to bring AI oversight into state agencies. [read post]
24 Sep 2024, 9:01 pm
In fiscal years 2021 through 2024, we will have shed 299,000 usable square feet from the SEC’s real estate footprint. [read post]
19 Sep 2024, 9:05 pm
” Congress enacted new regulatory regimes to address significant changes in the past, such as the Dodd-Frank Wall Street Reform and Consumer Protection Act that was passed in 2010 in response to banking practices that led to the Great Recession. [read post]
17 Sep 2024, 11:29 am
. ************************ In 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) endowed the SEC with almost absolute discretion as to whether to bring its enforcement actions in federal court or in administrative proceedings. [read post]
24 Jun 2024, 9:01 pm
Good afternoon.[1] I appreciate the opportunity to speak with you again today as part of the Corp Fin Workshop. [read post]
15 May 2024, 11:15 am
For real estate funds, there 658 registered advisers with over $1.1 trillion in gross assets for the 5,215 real estate funds. [read post]
1 May 2024, 11:04 am
ESTATES AND TRUSTS 15. [read post]
2 Apr 2024, 9:05 pm
Under Federal Reserve System regulations and the Dodd-Frank Act, large banks must regularly conduct stress tests and report the results of such tests. [read post]
12 Mar 2024, 3:36 am
The SEC has also established a specialized registration form and tailored disclosure requirements for certain real estate companies. [read post]
22 Jan 2024, 9:01 pm
I am honored to be delivering the Alan B. [read post]
18 Dec 2023, 10:00 pm
Also review new private market data for real estate and labor & employment practitioners. [read post]
7 Dec 2023, 1:30 am
Non-Bank Lenders Are Playing an Increasingly Important Role in Commercial Real Estate Financing The increased regulations and capital requirements imposed on banks by Dodd-Frank and Basel III have resulted in less availability of commercial real estate financing by traditional bank lenders. [read post]
15 Nov 2023, 6:26 am
The Securities and Exchange Commission filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over fiscal year 2022, including 501 original, or “stand-alone,” enforcement actions, an 8 percent increase over the prior fiscal year. [read post]
14 Nov 2023, 9:01 pm
The Securities and Exchange Commission announced that it filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over fiscal year 2022, including 501 original, or “stand-alone,” enforcement actions, an 8 percent increase over the prior fiscal year. [read post]
28 Sep 2023, 9:22 am
Created as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the CFPB’s powers include the authority to issue rules barring unfair, deceptive, or abusive acts that target consumers. [read post]
