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24 Sep 2024, 9:01 pm by renholding
In fiscal years 2021 through 2024, we will have shed 299,000 usable square feet from the SEC’s real estate footprint. [read post]
19 Sep 2024, 9:05 pm by Anagha Vasudevarao
” Congress enacted new regulatory regimes to address significant changes in the past, such as the Dodd-Frank Wall Street Reform and Consumer Protection Act that was passed in 2010 in response to banking practices that led to the Great Recession. [read post]
17 Sep 2024, 11:29 am by Kevin LaCroix
. ************************ In 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) endowed the SEC with almost absolute discretion as to whether to bring its enforcement actions in federal court or in administrative proceedings. [read post]
24 Jun 2024, 9:01 pm by renholding
Good afternoon.[1] I appreciate the opportunity to speak with you again today as part of the Corp Fin Workshop. [read post]
15 May 2024, 11:15 am by Doug Cornelius
For real estate funds, there 658 registered advisers with over $1.1 trillion in gross assets for the 5,215 real estate funds. [read post]
2 Apr 2024, 9:05 pm by Brian Connor
Under Federal Reserve System regulations and the Dodd-Frank Act, large banks must regularly conduct stress tests and report the results of such tests. [read post]
12 Mar 2024, 3:36 am by Jeffrey T. Dinwoodie
  The SEC has also established a specialized registration form and tailored disclosure requirements for certain real estate companies. [read post]
18 Dec 2023, 10:00 pm by Sherica Celine
Also review new private market data for real estate and labor & employment practitioners. [read post]
7 Dec 2023, 1:30 am by Sherica Celine
Non-Bank Lenders Are Playing an Increasingly Important Role in Commercial Real Estate Financing The increased regulations and capital requirements imposed on banks by Dodd-Frank and Basel III have resulted in less availability of commercial real estate financing by traditional bank lenders. [read post]
15 Nov 2023, 6:26 am by jeffreynewmanadmin
The Securities and Exchange Commission filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over fiscal year 2022, including 501 original, or “stand-alone,” enforcement actions, an 8 percent increase over the prior fiscal year. [read post]
14 Nov 2023, 9:01 pm by renholding
The Securities and Exchange Commission announced that it filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over fiscal year 2022, including 501 original, or “stand-alone,” enforcement actions, an 8 percent increase over the prior fiscal year. [read post]
28 Sep 2023, 9:22 am by Amy Howe
Created as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the CFPB’s powers include the authority to issue rules barring unfair, deceptive, or abusive acts that target consumers. [read post]
20 Sep 2023, 8:30 am by Doug Cornelius
This time it was the real estate company CBRE that had a bad provision. [read post]
19 Sep 2023, 12:39 pm by Kate Reeves
Coming on the heels of a similar action announced on September 8, the order once again affirms the Commission’s dedication to defending whistleblowers, whose reports have brought over $5 billion to the agency since the beginning of the SEC’s Dodd-Frank Whistleblower Program. [read post]
30 Jul 2023, 9:01 pm by renholding
Since these regulations were enacted, however, thousands of international whistleblowers have used Dodd-Frank to report corrupt activities worldwide. [read post]
26 Jul 2023, 9:05 pm by renholding
This trend also persists to the end of our sample period, even though the PfP-related requirements of the Troubled Asset Relief Program have long expired, and the compensation-related provisions of Dodd-Frank remain unimplemented. [read post]
20 Jul 2023, 10:44 am by Marcia Delgadillo
July 20, 2023 Clients, Friends, and Associates: As we end the second quarter and enter the summer season, we would like to highlight recent industry news that we found to be both interesting and impactful. [read post]
13 Jul 2023, 6:59 pm by Sabrina I. Pacifici
With such longevity in mind, the law firm of Grant Morris and Dodds offers clients guidance about tortoise-estate planning, among other legal matters. [read post]