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7 Jul 2011, 5:21 am
One thing to realize is that the definition of “private fund” actually comes from Section 402 of Dodd-Frank, not from the wishes of the SEC. [read post]
9 May 2011, 10:49 am
TLA handles personal injury, real estate, estate planning, divorce, bankruptcy, criminal law. [read post]
24 Aug 2012, 4:23 pm
Because it is authorized under Title X of Dodd-Frank, it is not subject to the Jan. 21, 2013 final rule deadline for rules under Title XIV of Dodd-Frank. [read post]
27 Feb 2022, 7:46 am
Currently, reports on Form PF for large private equity fund managers (usually including real estate and private credit within this category) are filed annually and for hedge funds quarterly. [read post]
10 Jul 2013, 6:23 am
Dodd-Frank moved thousands of small retail investment advisers from the SEC to state registration. [read post]
10 Jul 2013, 6:23 am
Dodd-Frank moved thousands of small retail investment advisers from the SEC to state registration. [read post]
10 Nov 2010, 6:00 am
Small business owners may find a new way of banking, thanks to a little-known amendment to the Dodd-Frank Wall Street Reform and Consumer Protection Act . [read post]
6 Dec 2010, 8:51 am
In general, private funds include hedge funds, private equity funds, liquidity funds, real estate funds and securitized asset funds. [read post]
5 Jun 2012, 5:00 am
Real estate funds are not explicitly exempt from registration. [read post]
5 May 2017, 6:00 am
House Panel Approves Plan to Undo Parts of Dodd-Frank Financial Law by Rachel Witkowski The House Financial Services Committee launched a Republican-supported rollback of Obama-era financial regulations, voting 34-26 along party lines Thursday for a plan to undo significant parts of the 2010 Dodd-Frank law. [read post]
25 Feb 2016, 9:56 am
A separate discussion draft bill would exempt certain commercial real estate loans from the risk retention requirements. [read post]
22 Nov 2019, 12:53 pm
The Dodd-Frank Act requires the CFPB to conduct an assessment of each “significant rule” adopted by the Bureau. [read post]
21 Feb 2014, 9:00 am
Tags: Dodd-Frank Act, The Inbox, Whistleblowers [read post]
17 Dec 2013, 8:33 am
Good Intentions In passing the Dodd-Frank Wall Street Reform and Consumer Protection Act, Congress created the Consumer Financial Protection Bureau (CFPB). [read post]
21 Aug 2013, 3:23 am
L 11-148), and the Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub. [read post]
8 Aug 2013, 5:07 am
Regardless, Section 404 of Dodd-Frank required the SEC to gather the data so the Financial Stability Oversight Council could assess systemic risk. [read post]
21 May 2018, 6:05 am
With the statutory changes from Dodd-Frank, the Securities and Exchange Commission started gathering basic information about private fund managers and their funds on Form ADV. [read post]
4 Dec 2013, 9:13 am
For real estate funds, the big question is whether the mortgage debt on the subsidiary assets is counted in the borrowing limit. [read post]
24 Apr 2017, 7:49 am
Next up is raising the debt ceiling, tax reform and Dodd-Frank appeal. [read post]
14 Aug 2011, 10:14 am
Acting on a Dodd-Frank mandate, the SEC adopted regulations requiring that hedge fund and private fund advisers with $150 million assets under management register with the Commission. [read post]