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27 Feb 2017, 5:00 am
Effective March 1, 2017, first-in-kind regulations issued by the New York Department of Financial Services (New York DFS) will begin to affect a wide array of both depository and non-depository financial institutions. [read post]
25 Jan 2010, 12:27 pm
At the same time, these approaches must preserve an integrated financial services market and not create regulatory arbitrage through an uneven playing field.The Board is armed with a mandate from the G-20 to promote globally consistent financial regulation as the US and the EU prepare major reform legislation. [read post]
19 May 2020, 2:00 am
In other words, at a time when financial health is more relevant than ever, workplaces may face challenges in maintaining, let alone adding, important financial health benefits. [read post]
31 Jul 2012, 1:15 pm
At the same time, capital markets became increasingly dominated by financial institutions and other institutional investors. [read post]
3 Dec 2010, 5:33 am
For the third time in three years, Next Financial Group has been fined by the Financial Industry Regulatory Authority (FINRA). [read post]
18 Mar 2023, 8:21 am
First and foremost, I would argue that if one looks at long-term historical patterns in real interest rates (as Paul Schmelzing, Barbara Rossi and I have), major shocks — for example, the big drop after the 2008 financial crisis — tend to fade over time. [read post]
28 Apr 2010, 5:00 am
For example, assume F makes payments under a variable interests rate note (i.e., the interest rate under the note may increase from time to time). [read post]
19 Apr 2021, 9:03 pm
In times of economic distress, financial regulators often help decide who receives taxpayer-backed financial assistance. [read post]
13 Jan 2017, 7:42 am
Here are some questions to help you decide if it’s time to make a change: Does your financial advisor understand your financial goals? [read post]
5 Jan 2009, 4:33 am
As the New Year begins, Wall Street has a a brief chance to cure itself of the madness that led to the collapse of our financial system and which has inspired not merely a national but a global crisis of confidence, Michael Lewis and David Einhorn write in The New York Times. [read post]
15 Aug 2011, 2:38 pm
Dov Solomon and Odelia Minnes have posted Non-Recourse, No Down Payment and the Mortgage Meltdown: Lessons from Undercapitalization on SSRN with the following abstract: The recent global financial crisis, sparked by developments in the American mortgage market, provides a timely... [read post]
16 Apr 2009, 11:17 am
A quick time out for a bit of promotion. [read post]
12 May 2011, 11:20 pm
Temporary leaders tapped by the president are increasingly responsible for the vast overhaul of financial regulations, raising concerns that their decisions will prove more vulnerable to political pressure than permanent leaders insulated by Senate confirmation to a fixed term, The New York Times reports. [read post]
3 Mar 2008, 9:41 am
As Olivier Sarkozy prepares to move to the Carlyle Group from UBS, the Swiss bank is wasting little time in shifting personnel inside its financial institutions group to fill that gap. [read post]
2 Jun 2010, 5:20 pm
Daniel Alpert's viewpoint article in today's New York Times details the gaps left by House and Senate financial reform bills -- unanswered questions to be addressed in the conference process and by agencies charged with implementing the legislation, which is... [read post]
25 Dec 2008, 9:53 am
These can be empty words for those struggling to cope with challenging financial times. [read post]
10 May 2024, 2:06 pm
During this time, perpetrators managed to transfer $8.5 million from stolen external accounts into SoFi’s accounts undetected, with $2.5 million withdrawn before the issue was identified. [read post]
9 Apr 2021, 10:49 am
Whether or not you are indeed struggling financially, it is important to do a realistic assessment of your financial situation and how prepared you and your family are for the future. [read post]
8 Oct 2014, 3:36 am
As a family law practitioner one of the most common explanations, given by new clients, as to why they have remained in an unhealthy and often times oppressive marriage is the feeling of being financially trapped due to the unknown financial consequences if they leave the marriage . [read post]
22 Mar 2010, 8:23 am
Scott McClesky has an op-ed in the Times urging the financial regulatory agencies to devise a foreign service for financial regulators. [read post]