Search for: "Franks v. State" Results 101 - 120 of 4,678
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6 Aug 2015, 1:59 pm by Jason M. Halper
The court adopted GE Energy’s argument that Dodd-Frank did not protect employees against retaliation in response to internal reporting, stating that “[u]nder Dodd-Frank’s plain language and structure, there is only one category of whistleblowers: individuals who provide information relating to a securities law violation to the SEC. [read post]
23 Apr 2018, 4:37 am by John Jascob
Jason Howard, J.D.The United States District Court for the District of New Jersey has determined that a former UBS employee's testimony before FINRA did not equate to providing information to the SEC as required by the Dodd-Frank Act’s definition of “whistleblower” (Price v. [read post]
16 May 2011, 6:32 am by Daniel O'Rielly
 In one of the first cases to analyze the preemption standard contained in the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, in Baptisa v. [read post]
25 Dec 2007, 9:05 pm
The court adopted the approach in Doe v. [read post]