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11 Nov 2022, 6:30 am
Securities and Exchange Commission, on Thursday, November 3, 2022 Tags: Dodd-Frank Act, Form N-PX, Proxy voting, Say on pay, SEC, SEC enforcement Statement by Chair Gensler on Final Amendments to Form N-PX Posted by Gary Gensler, U.S. [read post]
14 Sep 2021, 3:00 am
This Cadwalader blog recaps the contrasting views that SEC Chair Gary Gensler and SEC Commissioner Hester Peirce expressed during the meeting on market regulation, technology and new financial products. [read post]
13 Nov 2023, 11:52 am
In speeches in July and September, activist SEC Chair Gary Gensler has staked out an alleged case for SEC regulation of the new breed of Artificial Intelligence. [read post]
11 Feb 2022, 3:24 am
Even before SEC Chair Gary Gensler was officially confirmed to his current office, people were predicting that Section 13(d) reform would be high on his list of priorities. [read post]
18 May 2022, 6:32 am
Posted by Gary Gensler, U.S. [read post]
3 Nov 2022, 6:30 am
Posted by Gary Gensler, U.S. [read post]
18 May 2022, 6:32 am
Posted by Gary Gensler, U.S. [read post]
6 Oct 2021, 6:52 am
Posted by Gary Gensler, U.S. [read post]
16 Mar 2022, 3:30 am
As SEC Chair Gary Gensler pointed out in a statement, Commissioner Lee first joined the SEC’s Division of Enforcement in the Denver Regional Office in 2005, and served as Counselor to former Commissioner Kara Stein and Senior Counsel in the Complex Financial Instruments Unit. [read post]
1 Oct 2021, 3:15 am
Back in July, SEC Chair Gary Gensler indicated in a speech on the U.N. [read post]
14 Jun 2021, 9:33 am
During a speech on June 9th, 2021, newly appointed SEC chairman Gary Gensler spoke of the SEC’s role in protecting individual investors who trade securities via brokerages like Robinhood, which utilize high-speed trading platforms called wholesalers to execute these trades. [read post]
21 Mar 2012, 7:15 am
At the meeting in Washington, CFTC chairman Gary Gensler said, “This lowers risk to the markets by minimizing the time between submission and acceptance or rejection of trades for clearing. [read post]
13 Mar 2022, 11:24 am
Securities and Exchange Commission Chair Gary Gensler Tweeted about the future of ESG regulation. [read post]
7 Apr 2022, 9:01 pm
[2] See Gary Gensler, “Statement on Exchange Act 10B and Rule 9j-1” (Dec. 15, 2021), available at https://www.sec.gov/news/statement/gensler-10b-rule-9j-1-20211215 [3] See Gary Gensler, “Statement on Public Dissemination of Security-Based Swap Transactions” (Feb. 16, 2022), available at https://www.sec.gov/news/statement/gensler-public-dissemination-sbs-transactions-202202 This statement was issued on April 6, 2022, by… [read post]
21 Mar 2022, 3:31 am
The flurry of recent proposals – including on Rule 10b5-1 plans, buybacks and cyber disclosure – suggests that the floodgates are opening for Chair Gary Gensler’s regulatory agenda. [read post]
26 Jul 2012, 7:29 am
CFTC Wants Direct Access to Customer AccountsCFTC Chairman Gary Gensler announced Wednesday that the agency will seek to have direct electronic access to all bank and electronic accounts holding customer funds. [read post]
7 Nov 2022, 3:15 am
Insider trading is just one of the many topics that the SEC’s Enforcement Division is focused on right now, according to a PLI speech last week from SEC Chair Gary Gensler. [read post]
9 Jun 2022, 9:01 pm
These remarks were delivered on June 9, 2022, by Gary Gensler, chairman of the U.S. [read post]
23 Mar 2024, 6:30 am
Posted by Gary Gensler, U.S. [read post]
23 Mar 2024, 6:30 am
Posted by Gary Gensler, U.S. [read post]
