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13 Feb 2024, 9:05 pm by renholding
Chamber of Commerce, for example, has claimed that under Chair Gary Gensler the SEC launched an “unprecedented” “barrage of rulemaking. [read post]
8 Feb 2024, 9:01 pm by renholding
This statement was issued on February 8, 2024, by Gary Gensler, chair of the U.S. [read post]
1 Feb 2024, 3:30 am by Liz Dunshee
SEC Chair Gary Gensler took the opportunity to make a statement about the benefits of the settlement policy. [read post]
31 Jan 2024, 9:12 am by Unknown
At the same time, a defendant is free to give up settlement and litigate, the SEC said.In a statement, SEC Chairman Gary Gensler said entering into a settlement “is a consequential choice for both the SEC and the defendant. [read post]
30 Jan 2024, 9:04 pm by renholding
This statement was issued on January 30, 2024, by Gary Gensler, chair of the U.S. [read post]
30 Jan 2024, 11:13 am by Alyzza Austriaco
SEC Chair Gary Gensler said the rules are aimed at bringing SPAC oversight in line with that of traditional IPOs, which are the more common method of taking a company public. ( LAW360 ) IA Takes Another Swing at Banning State ESG Investment Iowa Gov. [read post]
29 Jan 2024, 6:50 am by Unknown
By Anne Sherry, J.D.After Memorial Day weekend, the U.S. securities markets will transition to T+1 settlement, said SEC Chair Gary Gensler in remarks before the European Commission. [read post]
26 Jan 2024, 6:30 am
Securities and Exchange Commission, on Thursday, January 25, 2024 Tags: IPOs, SEC, Shell Companies, SPACs, Special purpose acquisition companies Statement by Chair Gensler on Final Rules Regarding SPACs, Shell Companies, and Projections Posted by Gary Gensler, U.S. [read post]
26 Jan 2024, 6:30 am
Securities and Exchange Commission, on Thursday, January 25, 2024 Tags: IPOs, SEC, Shell Companies, SPACs, Special purpose acquisition companies Statement by Chair Gensler on Final Rules Regarding SPACs, Shell Companies, and Projections Posted by Gary Gensler, U.S. [read post]
26 Jan 2024, 4:10 am by David Lynn
Yesterday, SEC Chair Gary Gensler addressed the European Commission on the topic of a shortened settlement cycle, noting in the title of his speech that “Time is Money. [read post]
24 Jan 2024, 9:03 pm by renholding
This statement was issued on January 24, 2024, by Gary Gensler, chair of the U.S. [read post]
21 Jan 2024, 9:05 pm by renholding
J. (2019). [2] See Press Release, SEC, SEC Adopts Amendments to Modernize Rule 10b5-1 Trading Plans and Related Disclosures (Dec. 14, 2022). [3] See Gary Gensler, Chairman, SEC, Prepared Remarks Before the WSJ’s CFO Network Summit (June 7, 2021). [4] See, e.g., Jesse M. [read post]
19 Jan 2024, 6:54 am by Unknown
He had written to SEC Chair Gary Gensler last week expressing his concern that the proposal would allow NACs to prevent the land they own from being used for the production of natural resources, including fossil fuel development, mining, most logging and large-scale farming.September proposal. [read post]
17 Jan 2024, 7:31 am by Unknown
Even SEC Chair Gary Gensler had suggested that the enactment of the California laws could require the SEC to recalibrate its economic baselines for its own climate regulation. [read post]
16 Jan 2024, 11:38 am by Alyzza Austriaco
The go-ahead for some of the world’s largest financial firms, including BlackRock and Fidelity, to offer the ETFs gives the cryptocurrency industry some regulatory legitimacy—although SEC Chair Gary Gensler cautioned the approvals did not constitute an endorsement of Bitcoin—and will provide an easier way for retail and institutional investors to get exposure to the digital currency. [read post]
16 Jan 2024, 3:30 am by John Jenkins
On Friday, SEC Chair Gary Gensler issued a statement on the matter, and this excerpt summarizes the SEC’s current understanding of what happened: Based on current information, staff understands that, shortly after 4:00 pm ET on Tuesday, January 9, 2024, an unauthorized party gained access to the @SECGov X.com account by obtaining control over the phone number associated with the account. [read post]
12 Jan 2024, 8:56 am by jeffreynewmanadmin
SEC Chair Gary Gensler said” Morgan Stanley and Passi abused that trust by leaking that same information and using it to position themselves ahead of those trades. [read post]