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20 Apr 2023, 9:02 pm by The Regulatory Review Staff
SEC Chair Gary Gensler clarified that most crypto platforms already fell under the existing definition of exchange and that the proposed expansion was instead primarily targeted at U.S. [read post]
19 Apr 2023, 3:30 am by John Jenkins
Warren Davidson (R-OH) still hasn’t introduced his “Fire Gary Gensler Act of 2023. [read post]
18 Apr 2023, 6:30 am
Securities and Exchange Commission (SEC) Chair Gary Gensler issued a statement on March 12, 2023 that the SEC was “particularly focused on monitoring for market stability and identifying and prosecuting any form of misconduct that might threaten investors, capital formation, or the markets more broadly. [read post]
18 Apr 2023, 6:30 am
Securities and Exchange Commission (SEC) Chair Gary Gensler issued a statement on March 12, 2023 that the SEC was “particularly focused on monitoring for market stability and identifying and prosecuting any form of misconduct that might threaten investors, capital formation, or the markets more broadly. [read post]
17 Apr 2023, 5:00 am by Unknown
That’s the definition of an exchange—and today, most crypto trading platforms meet it,” Gensler said. [read post]
17 Apr 2023, 3:15 am by John Jenkins
Under Chairman Gary Gensler, the SEC has been cracking down on the crypto industry with renewed vigor since the 2022 market turmoil saw the collapse of big firms in the sector, crypto exchange FTX among them. [read post]
5 Apr 2023, 9:01 pm by renholding
Good afternoon, Chair Womack, Ranking Member Hoyer, and members of the Subcommittee. [read post]
4 Apr 2023, 4:05 am by David Lynn
Last week, SEC Chair Gary Gensler testified before the Subcommittee on Financial Services and General Government of the of the U.S. [read post]
31 Mar 2023, 9:00 am by Tom Clarkson
Chair Gensler indicates that his focus on enforcement will promote fairness across the private fund industry. [read post]
30 Mar 2023, 8:30 am by Silver Law Group
SEC Chair Gary Gensler offers advice on the truth about what to consider when a celebrity endorses an investment. [read post]
27 Mar 2023, 5:00 am by Unknown
The company said that it is confident in the legality of its assets and services, and even welcomes a legal process to bring clarity to its operations.The Coinbase Wells notice backs up Chair Gary Gensler’s public remarks that he wants to develop investor protection around crypto assets. [read post]
22 Mar 2023, 9:01 pm by renholding
This statement was issued on March 22, 2023, by Gary Gensler, chair of the U.S. [read post]
21 Mar 2023, 9:05 pm by Katelynn Catalano
After SEC Chair Gary Gensler expressed that the Commission may ban broker inducements, the trading platform Robinhood, which relies on payment for order flow for its revenue stream, threatened that it would challenge such a ban in court. [read post]
17 Mar 2023, 6:30 am
Securities and Exchange Commission, on Thursday, March 16, 2023 Tags: Cybersecurity, Data Privacy, investors, Regulation S-P, SEC enforcement, Transfer agents Statement by Chair Gensler on Amendments to Regulation S-P Posted by Gary Gensler, U.S. [read post]
17 Mar 2023, 6:30 am
Securities and Exchange Commission, on Thursday, March 16, 2023 Tags: Cybersecurity, Data Privacy, investors, Regulation S-P, SEC enforcement, Transfer agents Statement by Chair Gensler on Amendments to Regulation S-P Posted by Gary Gensler, U.S. [read post]
16 Mar 2023, 9:05 pm by William McDonald
SEC chair Gary Gensler noted that the “nature, scale, and impact of cybersecurity risks have grown significantly in recent decades,” and that these requirements would adapt existing legal protections to the challenges that digital stock transactions pose. [read post]
16 Mar 2023, 9:57 am by Unknown
“This proposal would help promote every part of our mission, particularly regarding investor protection and orderly markets,” Gensler said.The big picture. [read post]