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SEC Chair Testifies Before U.S. Senate Committee on Banking, Housing, and Urban Affairs
12 Sep 2023, 9:01 pm by renholding
Good morning, Chairman Brown, Ranking Member Scott, and members of the Committee. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
The Law of Algorithms--SEC Proposes Rules on "Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker- Dealers and Investment Advisers" (2023)
3 Sep 2023, 5:17 pm
“We live in an historic, transformational age with regard to predictive data analytics, and the use of artificial intelligence,” said SEC Chair Gary Gensler. [read post]
Law at the End of the Day - https://lcbackerblog.blogspot.com/
State Attorneys General appeal to SEC’s Gensler ahead of SHEIN’s expected IPO
31 Aug 2023, 5:32 am by Unknown
By Suzanne CosgroveAttorneys General of 16 states have written SEC Chair Gary Gensler to indicate their reservations about a potential initial public offering by China-backed online fashion and home-goods retailer SHEIN later this year.As a condition of being listed on a U.S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Split SEC Adopts New and Amended Rules Overhauling Private Fund Industry
30 Aug 2023, 10:00 pm
In contrast, Chairman Gary Gensler indicated that he views the Final Rules as enhancing advisers’ transparency and integrity, as well as promoting greater competition and efficiency. [read post]
Well Done - https://www.morganlewis.com/blogs/welldone
Split SEC Adopts New and Amended Rules Overhauling Private Fund Industry
30 Aug 2023, 10:00 pm
In contrast, Chairman Gary Gensler indicated that he views the Final Rules as enhancing advisers’ transparency and integrity, as well as promoting greater competition and efficiency. [read post]
ML BeneBits - https://www.morganlewis.com/blogs/mlbenebits
Split SEC Adopts New and Amended Rules Overhauling Private Fund Industry
30 Aug 2023, 10:00 pm
In contrast, Chairman Gary Gensler indicated that he views the Final Rules as enhancing advisers’ transparency and integrity, as well as promoting greater competition and efficiency. [read post]
Tech & Sourcing @ Morgan Lewis - https://www.morganlewis.com/blogs/sourcingatmorganlewis
Split SEC Adopts New and Amended Rules Overhauling Private Fund Industry
30 Aug 2023, 10:00 pm
In contrast, Chairman Gary Gensler indicated that he views the Final Rules as enhancing advisers’ transparency and integrity, as well as promoting greater competition and efficiency. [read post]
Up & Atom - https://www.morganlewis.com/blogs/upandatom
Split SEC Adopts New and Amended Rules Overhauling Private Fund Industry
30 Aug 2023, 10:00 pm
In contrast, Chairman Gary Gensler indicated that he views the Final Rules as enhancing advisers’ transparency and integrity, as well as promoting greater competition and efficiency. [read post]
As Prescribed - https://www.morganlewis.com/blogs/asprescribed
Split SEC Adopts New and Amended Rules Overhauling Private Fund Industry
30 Aug 2023, 10:00 pm
In contrast, Chairman Gary Gensler indicated that he views the Final Rules as enhancing advisers’ transparency and integrity, as well as promoting greater competition and efficiency. [read post]
Power & Pipes - https://www.morganlewis.com/blogs/powerandpipes
Weekly Roundup: August 18-24, 2023
25 Aug 2023, 6:30 am
Securities and Exchange Commission, on Thursday, August 24, 2023 Tags: advisors, Financial regulation, investors, issuers, Monetary policy, Private funds, SEC enforcement, Transparency Statement by Chair Gensler on Private Fund Advisers Posted by Gary Gensler, U.S. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Weekly Roundup: August 18-24, 2023
25 Aug 2023, 6:30 am
Securities and Exchange Commission, on Thursday, August 24, 2023 Tags: advisors, Financial regulation, investors, issuers, Monetary policy, Private funds, SEC enforcement, Transparency Statement by Chair Gensler on Private Fund Advisers Posted by Gary Gensler, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Week in Review
24 Aug 2023, 9:05 pm by Elizabeth Martinez
SEC Chair Gary Gensler acknowledged that the Commission had retreated from other proposed reforms after receiving industry comments, but he argued that the proposed changes will benefit investors and promote competition. [read post]
RegBlog - https://www.theregreview.org/
Statement by Chair Gensler on Private Fund Advisers
24 Aug 2023, 6:32 am
Posted by Gary Gensler, U.S. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Statement by Chair Gensler on Private Fund Advisers
24 Aug 2023, 6:32 am
Posted by Gary Gensler, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC tightens broker-dealer exemption from FINRA membership
24 Aug 2023, 5:47 am by Unknown
"Some of today's broker-dealers continue to rely on an exemption from national securities association registration that’s older than the cell phone era," said SEC Chair Gary Gensler. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
U.S. House of Representatives: A State of Anticipation for Climate Disclosure
24 Aug 2023, 3:25 am by David Lynn
House of Representatives sent a letter to SEC Chair Gary Gensler, urging him to “finalize and adopt a credible mandatory disclosure rule as quickly as possible. [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
SEC Chair Gensler on New Rules for Private Fund Advisers
23 Aug 2023, 9:01 pm by renholding
This statement was issued on August 23, 2023, by Gary Gensler, chair of the U.S. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
A Requiem for LIBOR: Gary Gensler Was Not a Fan
23 Aug 2023, 3:25 am by David Lynn
At the end of last month, in remarks before the Financial Stability Oversight Council, SEC Chair Gary Gensler bid a not-so-fond farewell to LIBOR, the rate that I envisioned guys in bowler hats setting each business day morning in London. [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
Anticipating the U.S. Securities and Exchange Commission’s ESG Disclosure Rules and Guidelines: How to Stay Ahead of the Game
17 Aug 2023, 1:02 pm by Matt Miller
  SEC Chairman Gary Gensler recently testified before Congress that the SEC has heard the concerns voiced by various stakeholders and constituents in the public comment process “loud and clear. [read post]
Law and the Environment - http://www.lawandenvironment.com/
SEC Chair Gensler Delivers Remarks on LIBOR Before the Financial Stability Oversight Council
15 Aug 2023, 9:01 pm by renholding
These remarks were delivered on July 28, 2023, by Gary Gensler, chair of the U.S. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/