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28 Apr 2022, 5:57 am by John Jascob
By Lene Powell, J.D.In remarks at City Week, SEC Chair Gary Gensler outlined targeted initiatives to improve transparency, resiliency, integrity, and access in fixed-income markets. [read post]
25 Jun 2021, 5:49 am
[On June 7, 2021], in remarks before the WSJ’s CFO Network Summit, SEC Chair Gary Gensler scooped the Summit with news of plans to address issues he and others have identified in Rule 10b5-1 plans. [read post]
25 Jan 2022, 3:30 am by John Jenkins
It’s no secret that rule amendments to enhance cybersecurity disclosure are on the SEC’s agenda, but in a speech yesterday at Northwestern Law School’s annual Securities Regulation Institute, SEC Chair Gary Gensler provided a little more color as to what public companies might expect to see in a rule proposal. [read post]
26 Sep 2013, 10:48 am by Felix Shipkevich
Uncertainty in CFTC: Successor to Chairman Position Remains Unclear as Gensler Nears End of Term.As reported by Reuters, there is a potential void looming over the Commodity Futures Trading Commission’s top position as current chairman Gary Gensler ‘s five year term comes to an end. [read post]
8 Jun 2012, 9:08 am by Elan Mendel
CFTC’s Gensler Touts Central Clearing BenefitsIn a speech yesterday at the Sandler O’Neill Global Exchange & Brokerage Conference, CFTC Chairman Gary Gensler spoke about the commission’s progress in implementing new rules mandated by the Dodd-Frank Act, while providing details on the gradual implementation of central clearing for over-the-counter (OTC) derivatives. [read post]
12 May 2022, 5:14 am by John Jascob
Tonkovic, J.D.SEC Chair Gary Gensler spoke on May 11 before the annual meeting of the International Swaps and Derivatives Association. [read post]
27 Sep 2013, 10:46 am by Felix Shipkevich
Gensler’s assessment of the CFTC: A SummaryChairman of the Commodity Futures Trading Commission (CFTC) Gary Gensler seemed to be overall satisfied with the CFTC’s current progress and future plans as he spoke in front of the International Group of Treasury Associations and the U.S. [read post]
30 Jul 2013, 10:38 am by Felix Shipkevich
A full transcript of Gary Gensler’s testimony can be found on the CFTC website. [read post]
4 Oct 2013, 10:34 am by Elan Mendel
CFTC Chairman Gensler Continues to Refuse to Delay Deadlines, Despite Further PushbackAccording to The Financial Times, Commodity Futures Trading Commission (CFTC) Chairman Gary Gensler is refusing to budge on the deadline for the next phase of trading rules. [read post]
14 Oct 2011, 6:08 pm by James Hamilton
It is critically important that derivatives regulatory efforts be coordinated and consistent cross-border, emphasized CFTC Chair Gary Gensler. [read post]
14 Dec 2021, 6:14 am
While Chair Gary Gensler’s newly released regulatory agenda [1] is ambitious in scope, we are disappointed with its content. [read post]
29 Oct 2021, 11:44 am
(BrokeAndBroker.com Blog)President's Working Group Report on Stablecoins (Statement by SEC Chair Gary Gensler)Prepared Remarks Before the SIFMA Annual Meeting (Statement by SEC Chair Gary Gensler)Orville Broker-Dealer Charged with Securities Fraud (DOJ Release)SEC Charges Two Additional Defendants in Pump-And-Dump Scheme (SEC Release)... [read post]
9 Sep 2011, 10:16 am by Felix Shipkevich
CFTC Chairman Gary Gensler gave a revised timetable for Dodd-Frank rulemaking that ends in the first quarter of 2012. [read post]
10 Mar 2010, 11:25 pm by By DEALBOOK
Gary Gensler, head of the Commodity Futures Trading Commission, is the leading contender to oversee the instruments that played a key role in the financial crisis. [read post]
7 Nov 2011, 6:08 pm by By BEN PROTESS and AZAM AHMED
Gary Gensler's recusal from the MF Global investigation comes at a critical juncture for the Commodity Futures Trading Commission. [read post]
14 Sep 2021, 3:18 pm by Jon Shazar - Dealbreaker
We’re sure all Gary Gensler needs to stop worrying and love payment for order flow is time. [read post]
18 Dec 2020, 7:04 am by Jon Shazar - Dealbreaker
Preet Bharara or Gary Gensler might not have much to do come Jan. 20. [read post]