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15 Dec 2023, 6:30 am
Profiting from Pollution Posted by Nathan Atkinson (University of Wisconsin), on Thursday, December 14, 2023 Tags: Clean Air Act, compliance, corporate misconduct, economic benefit, Environment Statement by Chair Gensler on PCAOB 2024 Budget Posted by Gary Gensler, U.S. [read post]
15 Dec 2023, 6:30 am
Profiting from Pollution Posted by Nathan Atkinson (University of Wisconsin), on Thursday, December 14, 2023 Tags: Clean Air Act, compliance, corporate misconduct, economic benefit, Environment Statement by Chair Gensler on PCAOB 2024 Budget Posted by Gary Gensler, U.S. [read post]
14 Dec 2023, 6:31 am
Posted by Gary Gensler, U.S. [read post]
14 Dec 2023, 6:31 am
Posted by Gary Gensler, U.S. [read post]
12 Dec 2023, 6:04 am
”Speaking to the conflict resolution portion of the PDA proposal, SEC Chair Gary Gensler noted a key similarity between the PDA proposal and Regulation BI—that firms not place their own interests ahead of those of retail investors. [read post]
11 Dec 2023, 10:19 am
SEC Chair Gary Gensler has expressed skepticism about the technology. [read post]
8 Dec 2023, 6:31 am
Posted by Gary Gensler, U.S. [read post]
8 Dec 2023, 6:31 am
Posted by Gary Gensler, U.S. [read post]
7 Dec 2023, 9:01 pm
These remarks were delivered on December 7, 2023, by Gary Gensler, chair of the U.S. [read post]
7 Dec 2023, 9:59 am
’s nascent news venture The Messenger's livestreamed event “AI: Balancing Innovation & Regulation,” SEC Chair Gary Gensler took questions from moderator Dawn Kopecki, Deputy Business & Finance Editor at The Messenger, and then from the audience during a brief Q&A session. [read post]
6 Dec 2023, 11:52 am
In a December 5, 2023 speech before an AI industry group, SEC Chair Gary Gensler suggested some of the kinds of AI-related corporate behaviors his agency is concerned about, which could prefigure the kinds of allegations that could make their way into AI-related corporate and securities lawsuits. [read post]
6 Dec 2023, 3:00 am
Beyond that though, one of our members just alerted us (and the SEC announced) that Chair Gary Gensler’s fireside chat will be available to the public virtually. [read post]
1 Dec 2023, 9:17 am
While Chair Gary Gensler suggested that the SEC not erode the investor protections embedded in the securities laws, Commissioner Hester Peirce said that regulators, however well-meaning, should not impede investors’ freedoms. [read post]
29 Nov 2023, 7:12 am
A new rule incorporating the section's text was proposed in 2011, but the proposal lay dormant until it was unanimously re-proposed during the Commission's first open meeting of 2023.SEC Chair Gary Gensler said that he was pleased to support the rule: "As directed by Congress, today's rule prohibits securitization participants—including those who sell or facilitate the sale of an asset-backed security—from engaging in transactions that involve or… [read post]
27 Nov 2023, 9:05 pm
Securities and Exchange Commission (SEC), Gary Gensler, has led the SEC on a “transparency rampage,” according to Alexander I. [read post]
21 Nov 2023, 6:02 am
Clearinghouses must abide by most of the rules starting a year from publication in the Federal Register, with an extra year for the board independence requirements (Clearing Agency Governance and Conflicts of Interest, Release No. 34-98959, November 16, 2023).In a statement, SEC Chair Gary Gensler said the rule is meant to promote board independence, consider the views of relevant stakeholders, and reduce the potential for conflicts of interest within the board and senior… [read post]
17 Nov 2023, 12:07 pm
In 2021, current SEC Chair Gary Gensler asserted that the SEC considers crypto as a security under the “Howey Test,” derived from the Supreme Court case, SEC v. [read post]
15 Nov 2023, 9:22 am
“The investing public benefits from the Division of Enforcement’s work as a cop on the beat,” said SEC Chair Gary Gensler. [read post]
14 Nov 2023, 9:01 pm
“The investing public benefits from the Division of Enforcement’s work as a cop on the beat,” said SEC Chair Gary Gensler. [read post]
14 Nov 2023, 9:04 am
” In 2022, SEC Chair Gary Gensler noted that the whistleblower program “has greatly aided the Commission’s work to protect investors. [read post]
