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14 Sep 2021, 3:18 pm by Jon Shazar - Dealbreaker
We’re sure all Gary Gensler needs to stop worrying and love payment for order flow is time. [read post]
22 Oct 2021, 10:26 am by John Jascob
By Anne Sherry, J.D.SEC Chair Gary Gensler discussed the challenges the SEC faces in adapting its tripartite mission to emerging technologies such as stablecoins, DeFi, and direct trading platforms. [read post]
21 Oct 2022, 2:52 am by Liz Dunshee
Companies and their advisors aren’t the only ones struggling to keep pace with SEC Chair Gary Gensler’s “front-loaded” rulemaking agenda – the Staff is also feeling the pressure, according to a recent report from the SEC’s inspector general and a related WSJ article. [read post]
29 Sep 2023, 7:55 am by Unknown
By Suzanne CosgroveIn testimony before the House of Representatives’ Committee on Financial Services Wednesday, SEC Chairman Gary Gensler reiterated his stance that the SEC needs to “freshen up” its rules to promote efficiency and competition in the more than $40 trillion equity markets. [read post]
12 Jan 2022, 8:24 am by John Jascob
By Elena Eyber, J.D.The top Republican on the House Financial Services Committee, Patrick McHenry (R-NC), and the top Republican on the Senate Banking Committee, Pat Toomey (R-PA), sent a letter to SEC Chair Gary Gensler raising concerns with Gensler’s decision to limit outside input on rulemakings by providing unreasonably short public comment periods. [read post]
30 May 2023, 6:30 am by Unknown
By Jay Fishman, J.D.SEC Chair Gary Gensler spoke to the Investment Company Institute (ICI) about Commission fund proposals at the ICI’s Leadership Summit held in Washington D.C. from May 23rd to May 25th. [read post]
6 Sep 2022, 12:21 pm by Race to the Bottom
SEC Chairman Gary Gensler has maintained that the majority of cryptocurrencies “meet the definition of a security and should register with the [SEC]. [read post]
8 Mar 2011, 7:56 am by By BEN PROTESS
A New Jersey congressman complains to Gary Gensler, chairman of the Commodity Futures Trading Commission, about his agency's rapid pace. [read post]
15 Jun 2011, 7:44 am by By BEN PROTESS
As Congress considers slashing the budget of the Commodity Futures Trading Commission, the agency's head, Gary Gensler, fights for extra money to deal with a widening mandate. [read post]
8 Sep 2011, 9:11 am by By BEN PROTESS
Gary Gensler, chairman of the Commodity Futures Trading Commission, announced plans to wrap up the agency's rule-writing in the first few months of 2012. [read post]
29 Jul 2021, 7:26 am by John Jascob
By Matthew Garza, J.D.Citing investor demand and the need to keep up with the times, SEC Chair Gary Gensler made a call for SEC action to propose standardized climate change disclosures by the end of this year. [read post]
8 Jun 2021, 7:10 am by John Jascob
By Anne Sherry, J.D.At yesterday's CFO Network Summit, SEC Chair Gary Gensler announced that the staff will be preparing recommendations on shoring up Rule 10b5-1 for trading plans by insiders. [read post]
2 Oct 2021, 7:52 am
Testimony Before the United States House of Representatives Committee on Financial Services by SEC Chair Gary Genslerhttps://www.sec.gov/news/testimony/gensler-2021-10-05Good afternoon, Chairwoman Waters, Ranking Member McHenry, and members of the Committee. [read post]
11 Feb 2021, 7:45 am by Scott H. Kimpel
As has been widely reported, President Biden has nominated Gary Gensler to be the next chairman of the Securities and Exchange Commission. [read post]
27 Apr 2022, 3:30 am by David Lynn
Now those issues have resurfaced in a speech that Chair Gary Gensler recently delivered to London City Week. [read post]
18 Jul 2011, 11:33 am by By DEALBOOK
Vincent McCrudden, a former trader, pleaded guilty to charges that he threatened to kill more than 40 current and former regulatory officials, including Mary Schapiro of the S.E.C. and Gary Gensler of the C.F.T.C. [read post]