Search for: "Gary Gensler"
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27 Nov 2023, 9:05 pm
Securities and Exchange Commission (SEC), Gary Gensler, has led the SEC on a “transparency rampage,” according to Alexander I. [read post]
21 Nov 2023, 6:02 am
Clearinghouses must abide by most of the rules starting a year from publication in the Federal Register, with an extra year for the board independence requirements (Clearing Agency Governance and Conflicts of Interest, Release No. 34-98959, November 16, 2023).In a statement, SEC Chair Gary Gensler said the rule is meant to promote board independence, consider the views of relevant stakeholders, and reduce the potential for conflicts of interest within the board and senior… [read post]
17 Nov 2023, 12:07 pm
In 2021, current SEC Chair Gary Gensler asserted that the SEC considers crypto as a security under the “Howey Test,” derived from the Supreme Court case, SEC v. [read post]
15 Nov 2023, 9:22 am
“The investing public benefits from the Division of Enforcement’s work as a cop on the beat,” said SEC Chair Gary Gensler. [read post]
14 Nov 2023, 9:01 pm
“The investing public benefits from the Division of Enforcement’s work as a cop on the beat,” said SEC Chair Gary Gensler. [read post]
14 Nov 2023, 9:04 am
” In 2022, SEC Chair Gary Gensler noted that the whistleblower program “has greatly aided the Commission’s work to protect investors. [read post]
13 Nov 2023, 11:52 am
In speeches in July and September, activist SEC Chair Gary Gensler has staked out an alleged case for SEC regulation of the new breed of Artificial Intelligence. [read post]
13 Nov 2023, 8:43 am
” Emmer was particularly damning when he referred to SEC Chairman Gary Gensler, calling him “ineffective and incompetent. [read post]
8 Nov 2023, 9:05 pm
ENDNOTES [1] Gary Gensler, Chair, Sec. [read post]
8 Nov 2023, 6:30 am
In announcing these changes, SEC Chairman Gary Gensler stated that the old reporting requirements did not reflect the current pace of information in the modern capital markets, and the changes to the Schedule 13D and 13G reporting rules would “reduce information asymmetries. [read post]
8 Nov 2023, 6:30 am
In announcing these changes, SEC Chairman Gary Gensler stated that the old reporting requirements did not reflect the current pace of information in the modern capital markets, and the changes to the Schedule 13D and 13G reporting rules would “reduce information asymmetries. [read post]
7 Nov 2023, 9:05 pm
To regulate artificial intelligence, or AI, it is important to look at the various, and often contradictory, settings where AI operates – and how it is treated there. [read post]
2 Nov 2023, 9:01 pm
This statement was issued on November 2, 2023, by Gary Gensler, chair of the U.S. [read post]
2 Nov 2023, 3:30 am
SEC Chair Gary Gensler is pushing an aggressive regulatory agenda that has angered American corporations and Wall Street, prompting groups such as the Chamber to challenge several rules in court. [read post]
31 Oct 2023, 2:07 pm
” Gary Gensler, Chair of the U.S. [read post]
27 Oct 2023, 6:30 am
Posted by Lindsey Stewart, Morningstar, Inc, on Thursday, October 26, 2023 Tags: Big Three, ESG, Proxy voting, SEC Remarks by Chair Gensler Before the 2023 Securities Enforcement Forum Posted by Gary Gensler, U.S. [read post]
27 Oct 2023, 6:30 am
Posted by Lindsey Stewart, Morningstar, Inc, on Thursday, October 26, 2023 Tags: Big Three, ESG, Proxy voting, SEC Remarks by Chair Gensler Before the 2023 Securities Enforcement Forum Posted by Gary Gensler, U.S. [read post]
27 Oct 2023, 6:03 am
Nelson, J.D.SEC Chair Gary Gensler joined Tom Quaadman, Executive Vice President of the CCMC, for a fireside chat on developments regarding climate disclosure regulations adopted or under consideration by the SEC, California, and European authorities at an event hosted by the U.S. [read post]
27 Oct 2023, 4:15 am
As I noted in the blog earlier this week, yesterday SEC Chair Gary Gensler participated in a program organized by the U.S. [read post]
26 Oct 2023, 6:31 am
Posted by Gary Gensler, U.S. [read post]
