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4 Oct 2022, 7:32 am by Geoff Schweller
In August, SEC Chair Gary Gensler noted that the whistleblower program “has greatly aided the Commission’s work to protect investors. [read post]
4 Oct 2022, 6:13 am by John Jascob
The SEC had argued in opposition that it did not alter the compliance date and had only stated that it would forebear enforcement for a limited time, an internal staff position that is not legally binding and which does not require notice and comment rulemaking.The district court emphasized that the SEC took a trio of actions on a single day that together amount to a suspension of the compliance date of the proxy adviser rulemaking; those actions were: (1) SEC Chair Gary Gensler… [read post]
3 Oct 2022, 3:30 pm by Gonzalo E. Mon
” SEC Chair Gary Gensler noted that the case “serves as a reminder to celebrities and others that the law requires them to disclose to the public when and how much they are paid to promote investing in securities. [read post]
3 Oct 2022, 1:16 pm by Staci Zaretsky
The post Kim Kardashian Receives Kind Words, $1.26M In Fines For Illegal Crypto Promo From SEC Chair Gary Gensler appeared first on Above the Law. [read post]
3 Oct 2022, 7:52 am by Silver Law Group
But in June of 2022, the current SEC chairman, Gary Gensler, said that Bitcoin was the only cryptocurrency he was comfortable calling a commodity. [read post]
29 Sep 2022, 9:40 am by Mark Astarita
SEC Chair Gary Gensler has directed the staff to carefully monitor developments as a result of Hurricanes Ian and Fiona. [read post]
28 Sep 2022, 3:33 am by Liz Dunshee
If complaints against the SEC’s ambitious rulemaking agenda are getting to SEC Chair Gary Gensler, then last week’s Investor Advisory Committee must have been a nice pick-me-up. [read post]
20 Sep 2022, 8:00 am by Savage Villoch Law, PLLC
Signaling the potential future of cryptocurrency regulation in the United States, Gary Gensler, the Chairman for the Securities and Exchange Commission (SEC), shared his perspective that the majority of crypto tokens are indeed securities under U.S. law while presenting at the SEC Speaks event in early September. [1] Along with the sharing his viewpoint that the majority of crypto tokens and cryptocurrency intermediaries are subject to federal securities laws and regulations,… [read post]
16 Sep 2022, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, September 16, 2022 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of September 9-15, 2022 Speech by Chair Gensler on Kennedy and Crypto Posted by Gary Gensler, U.S. [read post]
16 Sep 2022, 3:20 am by David Lynn
Yesterday, SEC Chair Gary Gensler testified before the United States Senate Committee on Banking, Housing, and Urban Affairs. [read post]
15 Sep 2022, 7:03 am by Jon Shazar - Dealbreaker
Gary Gensler’s got some new unpleasant plans for his hedge fund nemeses. [read post]
13 Sep 2022, 8:48 am by John Jascob
For example, at the federal level, the SEC during the Trump Administration added a human capital disclosure requirement for public companies, which the current Gary Gensler-led SEC could potentially expand. [read post]
8 Sep 2022, 9:01 pm by Gary Gensler
Joseph Kennedy, the first Chairman of the SEC, had a saying: “No honest business need fear the SEC. [read post]
7 Sep 2022, 9:01 pm by Paul Munter
One of the recent central themes of the Office of the Chief Accountant[1] has been that high-quality audits are foundational to the trust that underlies capital markets.[2] High-quality audits protect investors, instill shareholder confidence in the quality of the financial information, and enable public companies to raise capital efficiently.[3] The investor protection afforded by high-quality audits is as important to U.S. investors in foreign companies that participate in the U.S. capital markets… [read post]
6 Sep 2022, 12:21 pm by Race to the Bottom
SEC Chairman Gary Gensler has maintained that the majority of cryptocurrencies “meet the definition of a security and should register with the [SEC]. [read post]
6 Sep 2022, 3:13 am by Liz Dunshee
” While these comments don’t seem to be moving SEC Chair Gary Gensler to give up on these proposals, they could influence parts of the final rules. [read post]
4 Sep 2022, 11:00 pm by WNN
In his statement supporting the rule changes, SEC Chair Gary Gensler noted the program “has greatly aided the Commission’s work to protect investors. [read post]
4 Sep 2022, 9:05 pm by Richard DiNapoli
SEC Chair Gary Gensler affirmed that the SEC provides a “core bargain” to investors: investors can take their own risks as long as accurate and complete disclosure informs investment decisions. [read post]
2 Sep 2022, 6:30 am
Securities and Exchange Commission, on Sunday, August 28, 2022 Tags: Disclosure, Misconduct, SEC, SEC rulemaking, Securities regulation, Whistleblowers Statement by Chair Gensler on Final Amendments to the Whistleblower Program Posted by Gary Gensler, U.S. [read post]