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18 Jul 2011, 11:33 am by By DEALBOOK
Vincent McCrudden, a former trader, pleaded guilty to charges that he threatened to kill more than 40 current and former regulatory officials, including Mary Schapiro of the S.E.C. and Gary Gensler of the C.F.T.C. [read post]
1 Mar 2022, 6:37 am by Jon Shazar - Dealbreaker
Gary Gensler & co. are upping the ante to 'insider trading.' The post SEC Legally Allowed To Continue Harassing Elon Musk, Does So appeared first on Above the Law. [read post]
10 Feb 2011, 2:35 pm by By BEN PROTESS and MAC WILLIAM BISHOP
In the latest DealBook Portrait, Gary Gensler, chairman of the Commodity Futures Trading Commission, says he wants to bring more transparency to the murky $600 trillion derivatives market. [read post]
15 Sep 2022, 7:03 am by Jon Shazar - Dealbreaker
Gary Gensler’s got some new unpleasant plans for his hedge fund nemeses. [read post]
26 Feb 2022, 8:56 am
In a speech to the Securities Regulation Institute conference last week, Chair Gary Gensler signaled the SEC may implement more stringent cybersecurity regulations, and in the meantime, would work to enforce existing requirements. [read post]
26 Sep 2013, 10:48 am by Felix Shipkevich
Uncertainty in CFTC: Successor to Chairman Position Remains Unclear as Gensler Nears End of Term.As reported by Reuters, there is a potential void looming over the Commodity Futures Trading Commission’s top position as current chairman Gary Gensler ‘s five year term comes to an end. [read post]
16 Apr 2021, 1:32 am by Doug Cornelius
Senate votes 53-45 to confirm Gary Gensler as Biden’s SEC chiefKatanga JohnsonReuters “Gary Gensler has the perfect mix of market expertise, regulatory experience and commitment to the public interest to be an outstanding SEC Chairman,” said Barbara Roper, chief investor advocate at Washington-based Consumer Federation of… [read post]
13 Dec 2021, 3:00 am by John Jenkins
Last week, SEC Chair Gary Gensler gave a speech in which he outlined the agency’s regulatory priorities when it comes to SPACs. [read post]
24 Jan 2013, 12:47 pm by Felix Shipkevich
She was discussed as a possible alternative to chairman Gary Gensler, with whom she has often disagreed, before Barack Obama won the presidential election. [read post]
24 Jan 2013, 12:47 pm by Felix Shipkevich
She was discussed as a possible alternative to chairman Gary Gensler, with whom she has often disagreed, before Barack Obama won the presidential election. [read post]
26 Jul 2012, 8:51 pm
According to Commodity Futures Trading Commission Chairman Gary Gensler, the customers of Peregrine Financial Group, also called PFG Best, were failed by the system, which neglected to protect them. [read post]
20 May 2022, 6:21 am by John Jascob
Nelson, J.D.SEC Chair Gary Gensler’s backstory for the agency’s FY23 appropriations request is one that he could have delivered when he was chair of the CFTC—the agency is under-resourced for the size of the markets it is tasked with regulating. [read post]
19 May 2022, 6:36 am by John Jascob
., LL.M.The use of predictive data analytics and other digital engagement practices is rapidly transforming the way brokers and advisers engage with investors, but these electronic “behavioral nudges” raise important issues about the nature of investment advice and fairness in the financial markets, according to SEC Chairman Gary Gensler. [read post]
11 Sep 2012, 8:12 am by Elan Mendel
CFTC Cancels Customer Fund Protection VoteThe CFTC has cancelled an open meeting scheduled for Wednesday, September 12, after Commission Chairman Gary Gensler injured himself over the weekend. [read post]
11 Sep 2012, 8:12 am by Elan Mendel
CFTC Cancels Customer Fund Protection VoteThe CFTC has cancelled an open meeting scheduled for Wednesday, September 12, after Commission Chairman Gary Gensler injured himself over the weekend. [read post]
11 Sep 2012, 1:46 am by David Zaring
Tim Geithner finishes in his age group top 10 in a triathlon, and fellow health nut/bank semi-scourge Gary Gensler falls and cracks three ribs. [read post]
10 May 2021, 7:16 am by Scott H. Kimpel
In a wide-ranging hearing before the House Financial Services Committee on May 6, 2021, SEC Chairman Gary Gensler addressed a number of SEC regulatory priorities, including the recent short-squeeze on so-called “meme stocks,” gamification of securities trading, broker-dealer payment for order flow, and climate change disclosure. [read post]