Search for: "Gary Gensler"
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18 Jul 2011, 11:33 am
Vincent McCrudden, a former trader, pleaded guilty to charges that he threatened to kill more than 40 current and former regulatory officials, including Mary Schapiro of the S.E.C. and Gary Gensler of the C.F.T.C. [read post]
1 Mar 2022, 6:37 am
Gary Gensler & co. are upping the ante to 'insider trading.' The post SEC Legally Allowed To Continue Harassing Elon Musk, Does So appeared first on Above the Law. [read post]
4 May 2011, 10:58 am
Gary Gensler, the C.F.T.C.'s chairman, and Mary L. [read post]
9 Jun 2022, 7:02 am
Gary Gensler’s putting some teeth into best execution. [read post]
10 Feb 2011, 2:35 pm
In the latest DealBook Portrait, Gary Gensler, chairman of the Commodity Futures Trading Commission, says he wants to bring more transparency to the murky $600 trillion derivatives market. [read post]
31 Dec 1969, 4:00 pm
Gary Gensler, the chair of the U.S. [read post]
15 Sep 2022, 7:03 am
Gary Gensler’s got some new unpleasant plans for his hedge fund nemeses. [read post]
26 Feb 2022, 8:56 am
In a speech to the Securities Regulation Institute conference last week, Chair Gary Gensler signaled the SEC may implement more stringent cybersecurity regulations, and in the meantime, would work to enforce existing requirements. [read post]
26 Sep 2013, 10:48 am
Uncertainty in CFTC: Successor to Chairman Position Remains Unclear as Gensler Nears End of Term.As reported by Reuters, there is a potential void looming over the Commodity Futures Trading Commission’s top position as current chairman Gary Gensler ‘s five year term comes to an end. [read post]
4 May 2023, 6:31 am
Posted by Gary Gensler, U.S. [read post]
4 May 2023, 6:31 am
Posted by Gary Gensler, U.S. [read post]
16 Apr 2021, 1:32 am
Senate votes 53-45 to confirm Gary Gensler as Biden’s SEC chiefKatanga JohnsonReuters “Gary Gensler has the perfect mix of market expertise, regulatory experience and commitment to the public interest to be an outstanding SEC Chairman,” said Barbara Roper, chief investor advocate at Washington-based Consumer Federation of… [read post]
13 Dec 2021, 3:00 am
Last week, SEC Chair Gary Gensler gave a speech in which he outlined the agency’s regulatory priorities when it comes to SPACs. [read post]
24 Jan 2013, 12:47 pm
She was discussed as a possible alternative to chairman Gary Gensler, with whom she has often disagreed, before Barack Obama won the presidential election. [read post]
24 Jan 2013, 12:47 pm
She was discussed as a possible alternative to chairman Gary Gensler, with whom she has often disagreed, before Barack Obama won the presidential election. [read post]
26 Jul 2012, 8:51 pm
According to Commodity Futures Trading Commission Chairman Gary Gensler, the customers of Peregrine Financial Group, also called PFG Best, were failed by the system, which neglected to protect them. [read post]
9 Sep 2022, 6:31 am
Posted by Gary Gensler, U.S. [read post]
27 Jan 2022, 5:44 am
Posted by Gary Gensler, U.S. [read post]
20 May 2022, 6:21 am
Nelson, J.D.SEC Chair Gary Gensler’s backstory for the agency’s FY23 appropriations request is one that he could have delivered when he was chair of the CFTC—the agency is under-resourced for the size of the markets it is tasked with regulating. [read post]
19 May 2022, 6:36 am
., LL.M.The use of predictive data analytics and other digital engagement practices is rapidly transforming the way brokers and advisers engage with investors, but these electronic “behavioral nudges” raise important issues about the nature of investment advice and fairness in the financial markets, according to SEC Chairman Gary Gensler. [read post]
