Search for: "Gary Gensler" Results 121 - 140 of 1,267
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27 Apr 2022, 3:30 am by David Lynn
Now those issues have resurfaced in a speech that Chair Gary Gensler recently delivered to London City Week. [read post]
18 Jul 2011, 11:33 am by By DEALBOOK
Vincent McCrudden, a former trader, pleaded guilty to charges that he threatened to kill more than 40 current and former regulatory officials, including Mary Schapiro of the S.E.C. and Gary Gensler of the C.F.T.C. [read post]
1 Mar 2022, 6:37 am by Jon Shazar - Dealbreaker
Gary Gensler & co. are upping the ante to 'insider trading.' The post SEC Legally Allowed To Continue Harassing Elon Musk, Does So appeared first on Above the Law. [read post]
10 Feb 2011, 2:35 pm by By BEN PROTESS and MAC WILLIAM BISHOP
In the latest DealBook Portrait, Gary Gensler, chairman of the Commodity Futures Trading Commission, says he wants to bring more transparency to the murky $600 trillion derivatives market. [read post]
15 Sep 2022, 7:03 am by Jon Shazar - Dealbreaker
Gary Gensler’s got some new unpleasant plans for his hedge fund nemeses. [read post]
9 Jun 2022, 6:13 am by John Jascob
By John Filar AtwoodCertain elements of the national market system rules such as those related to order handling and execution have not been updated since 2005, and SEC Chair Gary Gensler intends to change that. [read post]
26 Feb 2022, 8:56 am
In a speech to the Securities Regulation Institute conference last week, Chair Gary Gensler signaled the SEC may implement more stringent cybersecurity regulations, and in the meantime, would work to enforce existing requirements. [read post]
16 Apr 2021, 1:32 am by Doug Cornelius
Senate votes 53-45 to confirm Gary Gensler as Biden’s SEC chiefKatanga JohnsonReuters “Gary Gensler has the perfect mix of market expertise, regulatory experience and commitment to the public interest to be an outstanding SEC Chairman,” said Barbara Roper, chief investor advocate at Washington-based Consumer Federation of… [read post]
13 Dec 2021, 3:00 am by John Jenkins
Last week, SEC Chair Gary Gensler gave a speech in which he outlined the agency’s regulatory priorities when it comes to SPACs. [read post]
26 Jul 2012, 8:51 pm
According to Commodity Futures Trading Commission Chairman Gary Gensler, the customers of Peregrine Financial Group, also called PFG Best, were failed by the system, which neglected to protect them. [read post]
20 May 2022, 6:21 am by John Jascob
Nelson, J.D.SEC Chair Gary Gensler’s backstory for the agency’s FY23 appropriations request is one that he could have delivered when he was chair of the CFTC—the agency is under-resourced for the size of the markets it is tasked with regulating. [read post]