Search for: "Gary Gensler"
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12 Feb 2022, 8:01 am
Posted by Gary Gensler, U.S. [read post]
27 Jul 2023, 6:32 am
Posted by Gary Gensler, U.S. [read post]
27 Jul 2023, 6:32 am
Posted by Gary Gensler, U.S. [read post]
11 Sep 2012, 1:46 am
Tim Geithner finishes in his age group top 10 in a triathlon, and fellow health nut/bank semi-scourge Gary Gensler falls and cracks three ribs. [read post]
17 May 2023, 7:10 am
By Suzanne CosgroveTracing the history of fires – real ones, like the Great Chicago Fire of 1871, and figurative flare-ups, like the global crisis of 2008, SEC Chairman Gary Gensler noted the past “is replete with times when fires in one corner of the financial system or at one financial institution spread to the broader economy. [read post]
10 May 2021, 7:16 am
In a wide-ranging hearing before the House Financial Services Committee on May 6, 2021, SEC Chairman Gary Gensler addressed a number of SEC regulatory priorities, including the recent short-squeeze on so-called “meme stocks,” gamification of securities trading, broker-dealer payment for order flow, and climate change disclosure. [read post]
17 Nov 2021, 12:32 pm
Securities and Exchange Commission (SEC) Gary Gensler has asked staff to recommend rules around ensuring principal trading firms (PTFs) are appropriately registered as dealers, calling for improved transparency in the world’s biggest bond market. [read post]
4 Aug 2021, 12:37 pm
WASHINGTON—The Securities and Exchange Commission will regulate cryptocurrency markets to the maximum extent possible using its existing authority, Chairman Gary Gensler said Tuesday, while also calling on Congress to grant the agency more scope and resources to oversee the sector. [read post]
11 Nov 2022, 8:47 am
We’re guessing Gary Gensler, et. al. suspect it’s not so good. [read post]
21 Feb 2011, 9:11 am
The Hill reports that at a leading regulator likes Dodd-Frank, but lacks the funds to do much with it: "I think Congress did very well," said Gary Gensler, chairman of the Commodity Futures Trading Commission (CFTC). [read post]
12 Nov 2021, 5:58 am
According to SEC Chair, Gary Gensler, “[w]hen it comes to climate risk disclosures, investors are raising their hands and asking for more. [read post]
17 Sep 2021, 11:41 am
The Securities and Exchange Commission’s (SEC) Chairman, Gary Gensler, recently directed the staff to present recommendations to "freshen up" and tighten some provisions in Exchange Act Rule 10b5-1. [read post]
5 Nov 2009, 1:36 pm
House Financial Services Committee Chairman Barney Frank sent a letter to Commodity Futures Trading Commission Chairman Gary Gensler and Securities and Exchange Commission Chairman Mary Schapiro seeking their input on efforts to strengthen the derivatives legislation recently approved by the... [read post]
8 Mar 2022, 6:37 am
Unsurprisingly, Gary Gensler’s idea of sensible securities regulation does not align with Uncle Carl’s. [read post]
2 Nov 2010, 2:09 pm
Commodity Futures Trading Commission Chairman Gary Gensler has appointed the Skadden, Arps, Slate, Meagher & Flom white collar partner as director of enforcement. [read post]
23 Feb 2022, 2:03 pm
Calls from Pawan Passi have been succeeded by calls from federal prosecutors and Gary Gensler. [read post]
5 Apr 2022, 11:16 am
I have been arguing for some time that investors do not want ESG to the extent progressives like SEC Chairman Gary Gensler claim. [read post]
2 Dec 2021, 3:40 am
As this Law360 article notes, SEC Chair Gary Gensler appeared with former SEC Chair Jay Clayton at the Digital Asset Compliance & Market Integrity Summit yesterday, and they expressed a rare meeting of minds when it comes to regulating digital assets. [read post]
6 Dec 2023, 3:00 am
Beyond that though, one of our members just alerted us (and the SEC announced) that Chair Gary Gensler’s fireside chat will be available to the public virtually. [read post]
30 Mar 2012, 5:12 pm
In a letter to CFTC Chair Gary Gensler, House and Senate oversight committee chairs expressed concern that the breadth of the proposed rule further defining swap dealers will result in the registration of many entities that Congress never intended to be regulated as dealers. [read post]
