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17 Nov 2021, 12:32 pm by jeffreynewmanadmin
Securities and Exchange Commission (SEC) Gary Gensler has asked staff to recommend rules around ensuring principal trading firms (PTFs) are appropriately registered as dealers, calling for improved transparency in the world’s biggest bond market. [read post]
4 Aug 2021, 12:37 pm by Tom Smith
WASHINGTON—The Securities and Exchange Commission will regulate cryptocurrency markets to the maximum extent possible using its existing authority, Chairman Gary Gensler said Tuesday, while also calling on Congress to grant the agency more scope and resources to oversee the sector. [read post]
2 Dec 2021, 3:40 am by David Lynn
As this Law360 article notes, SEC Chair Gary Gensler appeared with former SEC Chair Jay Clayton at the Digital Asset Compliance & Market Integrity Summit yesterday, and they expressed a rare meeting of minds when it comes to regulating digital assets. [read post]
12 Nov 2021, 5:58 am by John P. Anderson
According to SEC Chair, Gary Gensler, “[w]hen it comes to climate risk disclosures, investors are raising their hands and asking for more. [read post]
23 Feb 2022, 2:03 pm by Jon Shazar - Dealbreaker
Calls from Pawan Passi have been succeeded by calls from federal prosecutors and Gary Gensler. [read post]
5 Apr 2022, 11:16 am by Steve Bainbridge
I have been arguing for some time that investors do not want ESG to the extent progressives like SEC Chairman Gary Gensler claim. [read post]
8 Mar 2022, 6:37 am by Jon Shazar - Dealbreaker
Unsurprisingly, Gary Gensler’s idea of sensible securities regulation does not align with Uncle Carl’s. [read post]
5 Nov 2009, 1:36 pm
House Financial Services Committee Chairman Barney Frank sent a letter to Commodity Futures Trading Commission Chairman Gary Gensler and Securities and Exchange Commission Chairman Mary Schapiro seeking their input on efforts to strengthen the derivatives legislation recently approved by the... [read post]
2 Nov 2010, 2:09 pm by Jenna Greene
Commodity Futures Trading Commission Chairman Gary Gensler has appointed the Skadden, Arps, Slate, Meagher & Flom white collar partner as director of enforcement. [read post]
17 Sep 2021, 11:41 am by John P. Anderson
The Securities and Exchange Commission’s (SEC) Chairman, Gary Gensler, recently directed the staff to present recommendations to "freshen up" and tighten some provisions in Exchange Act Rule 10b5-1. [read post]
21 Feb 2011, 9:11 am by buslawblogger
The Hill reports that at a leading regulator likes Dodd-Frank, but lacks the funds to do much with it: "I think Congress did very well," said Gary Gensler, chairman of the Commodity Futures Trading Commission (CFTC). [read post]
1 Mar 2012, 7:24 am by Elan Mendel
CFTC Chairman Gary Gensler found himself under fire from Ag Committee members, who pressed the Chairman on the strength of various customer protections in light of the MF Global catastrophe. [read post]
30 Mar 2012, 5:12 pm by James Hamilton
In a letter to CFTC Chair Gary Gensler, House and Senate oversight committee chairs expressed concern that the breadth of the proposed rule further defining swap dealers will result in the registration of many entities that Congress never intended to be regulated as dealers. [read post]
13 Apr 2022, 8:08 am by John Jascob
The event, styled by Ceres as a “Briefing on the SEC Climate Disclosure Rule, with SEC Chair Gary Gensler,” saw Gensler and Jones offer some background on why the proposal was drafted as it was. [read post]