Search for: "Gary Gensler" Results 161 - 180 of 1,218
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30 Mar 2012, 5:12 pm by James Hamilton
In a letter to CFTC Chair Gary Gensler, House and Senate oversight committee chairs expressed concern that the breadth of the proposed rule further defining swap dealers will result in the registration of many entities that Congress never intended to be regulated as dealers. [read post]
17 Oct 2023, 7:42 am by Unknown
.), in a letter to SEC Chair Gary Gensler, accused the SEC of obstructing Congressional oversight through delays and misdirection.In June Rep. [read post]
1 Mar 2012, 7:24 am by Elan Mendel
CFTC Chairman Gary Gensler found himself under fire from Ag Committee members, who pressed the Chairman on the strength of various customer protections in light of the MF Global catastrophe. [read post]
13 Apr 2022, 8:08 am by John Jascob
The event, styled by Ceres as a “Briefing on the SEC Climate Disclosure Rule, with SEC Chair Gary Gensler,” saw Gensler and Jones offer some background on why the proposal was drafted as it was. [read post]
3 Aug 2021, 3:30 am by David Lynn
Last week, SEC Chair Gary Gensler gave a speech at a celebration for National Whistleblower Day, which commemorates the first U.S. whistleblower law that was passed unanimously on July 30, 1778. [read post]
13 Aug 2012, 8:08 am by Felix Shipkevich
LIBOR Investigation Reenergizes CFTCAs the CFTC widens its LIBOR probe in the wake of a $450 million settlement with Barclays, the agency continues to apply the active approach to regulation that has been favored by Chairman Gary Gensler since he took the helm in 2009. [read post]
13 Aug 2012, 8:08 am by Felix Shipkevich
LIBOR Investigation Reenergizes CFTCAs the CFTC widens its LIBOR probe in the wake of a $450 million settlement with Barclays, the agency continues to apply the active approach to regulation that has been favored by Chairman Gary Gensler since he took the helm in 2009. [read post]
24 May 2021, 6:35 am by John Jascob
By John Filar AtwoodSEC Chair Gary Gensler said that under his watch individual accountability will be an important part of the enforcement agenda, with the agency pursuing bars and similar relief, where appropriate. [read post]
17 Oct 2022, 6:30 am
Rulemaking Activity An Active Rulemaking Period with Gary Gensler at the Helm of the SEC Since taking office as the SEC Chair in April 2021, Gary Gensler’s SEC has been busy publishing rule proposals, targeting current hot-button areas such as issuer share repurchases, insider trading and cybersecurity as well as topics such as clawback rules and pay-versus-performance disclosure, which have been a part of the SEC agenda since the Dodd-Frank Act was enacted… [read post]
25 Aug 2011, 1:44 pm by Felix Shipkevich
CFTC to propose implementation schedules for Dodd-Frank reformAt the Office of the Chief Economist’s Conference on Commodity Markets, CFTC Chairman Gary Gensler announced that the Commission would be proposing two phased implementation timelines for new swap transaction regulations proposed under the Dodd-Frank Act. [read post]
27 Jan 2022, 3:30 am by John Jenkins
” Unfortunately, Gary Gensler didn’t provide any insight as to the timing of a rule proposal, but it clearly remains on his “to do” list. [read post]
1 Sep 2021, 6:34 am
In his remarks before the Principles for Responsible Investment “Climate and Global Financial Markets” webinar on July 28, 2021, SEC Chair Gary Gensler provided insights into what companies might expect from the SEC’s upcoming climate disclosure rules. [read post]