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24 May 2021, 6:35 am by John Jascob
By John Filar AtwoodSEC Chair Gary Gensler said that under his watch individual accountability will be an important part of the enforcement agenda, with the agency pursuing bars and similar relief, where appropriate. [read post]
3 Aug 2021, 3:30 am by David Lynn
Last week, SEC Chair Gary Gensler gave a speech at a celebration for National Whistleblower Day, which commemorates the first U.S. whistleblower law that was passed unanimously on July 30, 1778. [read post]
13 Aug 2012, 8:08 am by Felix Shipkevich
LIBOR Investigation Reenergizes CFTCAs the CFTC widens its LIBOR probe in the wake of a $450 million settlement with Barclays, the agency continues to apply the active approach to regulation that has been favored by Chairman Gary Gensler since he took the helm in 2009. [read post]
13 Aug 2012, 8:08 am by Felix Shipkevich
LIBOR Investigation Reenergizes CFTCAs the CFTC widens its LIBOR probe in the wake of a $450 million settlement with Barclays, the agency continues to apply the active approach to regulation that has been favored by Chairman Gary Gensler since he took the helm in 2009. [read post]
17 Oct 2022, 6:30 am
Rulemaking Activity An Active Rulemaking Period with Gary Gensler at the Helm of the SEC Since taking office as the SEC Chair in April 2021, Gary Gensler’s SEC has been busy publishing rule proposals, targeting current hot-button areas such as issuer share repurchases, insider trading and cybersecurity as well as topics such as clawback rules and pay-versus-performance disclosure, which have been a part of the SEC agenda since the Dodd-Frank Act was enacted… [read post]