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30 Aug 2023, 10:00 pm
In contrast, Chairman Gary Gensler indicated that he views the Final Rules as enhancing advisers’ transparency and integrity, as well as promoting greater competition and efficiency. [read post]
30 Aug 2023, 10:00 pm
In contrast, Chairman Gary Gensler indicated that he views the Final Rules as enhancing advisers’ transparency and integrity, as well as promoting greater competition and efficiency. [read post]
30 Aug 2023, 10:00 pm
In contrast, Chairman Gary Gensler indicated that he views the Final Rules as enhancing advisers’ transparency and integrity, as well as promoting greater competition and efficiency. [read post]
30 Aug 2023, 10:00 pm
In contrast, Chairman Gary Gensler indicated that he views the Final Rules as enhancing advisers’ transparency and integrity, as well as promoting greater competition and efficiency. [read post]
25 Aug 2023, 6:30 am
Securities and Exchange Commission, on Thursday, August 24, 2023 Tags: advisors, Financial regulation, investors, issuers, Monetary policy, Private funds, SEC enforcement, Transparency Statement by Chair Gensler on Private Fund Advisers Posted by Gary Gensler, U.S. [read post]
25 Aug 2023, 6:30 am
Securities and Exchange Commission, on Thursday, August 24, 2023 Tags: advisors, Financial regulation, investors, issuers, Monetary policy, Private funds, SEC enforcement, Transparency Statement by Chair Gensler on Private Fund Advisers Posted by Gary Gensler, U.S. [read post]
24 Aug 2023, 9:05 pm by Elizabeth Martinez
SEC Chair Gary Gensler acknowledged that the Commission had retreated from other proposed reforms after receiving industry comments, but he argued that the proposed changes will benefit investors and promote competition. [read post]
24 Aug 2023, 5:47 am by Unknown
"Some of today's broker-dealers continue to rely on an exemption from national securities association registration that’s older than the cell phone era," said SEC Chair Gary Gensler. [read post]
24 Aug 2023, 3:25 am by David Lynn
House of Representatives sent a letter to SEC Chair Gary Gensler, urging him to “finalize and adopt a credible mandatory disclosure rule as quickly as possible. [read post]
23 Aug 2023, 9:01 pm by renholding
This statement was issued on August 23, 2023, by Gary Gensler, chair of the U.S. [read post]
23 Aug 2023, 3:25 am by David Lynn
At the end of last month, in remarks before the Financial Stability Oversight Council, SEC Chair Gary Gensler bid a not-so-fond farewell to LIBOR, the rate that I envisioned guys in bowler hats setting each business day morning in London. [read post]
17 Aug 2023, 1:02 pm by Matt Miller
  SEC Chairman Gary Gensler recently testified before Congress that the SEC has heard the concerns voiced by various stakeholders and constituents in the public comment process “loud and clear. [read post]
14 Aug 2023, 4:58 am by Unknown
Shihara was charged with controlling person violations.In a press release at the time the SEC’s civil charges were announced, SEC Chair Gary Gensler suggested that federal securities laws are reasonably clear and that the main problem with crypto markets is noncompliance. [read post]
10 Aug 2023, 5:37 am by Unknown
By Anne Sherry, J.D.In a letter to SEC Chair Gary Gensler, House Democrats led by Sean Casten (D-Ill), Juan Vargas (D-Cal), and Kathy Castor (D-Fla) urged the Commission to finalize a rule on climate-related disclosure. [read post]
” According to SEC Chair Gary Gensler, “Whether a company loses a factory in a fire—or millions of files in a cybersecurity incident—it may be material to investors. [read post]
31 Jul 2023, 3:30 am by John Jenkins
In remarks delivered to the Financial Stability Oversight Council on Friday, SEC Chair Gary Gensler addressed the status of the agency’s proposed climate change disclosure rules. [read post]
30 Jul 2023, 8:24 pm by Sabrina I. Pacifici
Four highlights from this week: New Tool Shows if Your Car Might Be Tracking You, Selling Your Data; Crypto Sector Is Rife With ‘Fraud’ and ‘Hucksters’ Warns Gary Gensler; This Stalkerware is Spying On Thousands: Here’s What To Do; and How researchers broke ChatGPT and what it could mean for future AI development. [read post]