Search for: "General American Investors Co., Inc. v. Commissioner"
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13 Feb 2023, 7:28 am
According to Conwell, his first fund raised money from a diverse group of investors via Rule 506(c) of Regulation D and a social media campaign (Rule 506(c) allows for general solicitation in some instances). [read post]
1 Feb 2023, 9:01 pm
Before I begin, let me make my standard disclaimer – the views I express today are my own and do not necessarily represent the views of the SEC or my fellow Commissioners. [read post]
25 Apr 2014, 8:35 am
A little background from Susan Antilla at NYT Dealbook: Investors generally have not been able to use the public court system for their disputes with their stockbrokers since 1987, when the Supreme Court ruled in Shearson v. [read post]
7 Aug 2018, 9:07 am
Americas (DBTCA), a depository bank, and Deutsch Bank Securities Inc. [read post]
9 Jun 2018, 11:15 am
Group, Inc., 639 F.3d 11 (1st Cir. 2011). [read post]
18 Apr 2024, 9:01 pm
Here, I think we can draw from general principles of what I’ve called “proactive compliance. [read post]
24 Apr 2020, 11:33 am
E.U. competition commissioner Margrethe Vestager this month suggested that European governments should buy stakes in domestic tech firms to block Chinese takeovers if Chinese investors try to make purchases. [read post]
19 Apr 2008, 8:50 am
Weisman, Partner;former Managing Partner, China offices, Baker & McKenzie Mark Kirsch, Chair of Global Litigation and Dispute Resolution, Clifford Chance Stephen Denyer, International Development Partner, Allen & Overy Andrew Grech, Managing Director, Slater & Gordon Steven Mark, Legal Services Commissioner, New South Wales, Australia Osama Rahman, Ministry of Justice, United Kingdom Yours Truly Anthony… [read post]
29 Apr 2019, 7:21 am
Assn. v. [read post]
12 Dec 2017, 4:36 pm
Co-director of enforcement Stephanie Avakian touted the Cyber Unit’s second ICO enforcement action, stating: “We will continue to scrutinize the ICO market vigilantly for improper offerings that seek to sell securities to the general public without the required registration or exemption. [read post]
24 Oct 2018, 4:33 pm
But now, a year or so after the EDGAR data breach, with four (out of five) new SEC commissioners, the SEC’s interest in investigating and charging outsider trading appears to be waning and is no longer a priority. [read post]
11 Oct 2021, 8:16 am
More than 80% of the beef in the U.S. is likewise currently processed by just four companies: Cargill, Tyson Foods, JBS USA, and National Beef Packing Co. [read post]
23 Feb 2016, 7:36 am
Inc., Admin. [read post]
13 Nov 2023, 5:05 am
In StarNet Insurance Co. v. [read post]
6 Nov 2018, 10:56 am
In its ruling in Mount Lemmon Fire District v. [read post]
Guest Post: Halliburton II Price Impact Defenses Can Limit Severity on Deficient Exchange Act Claims
12 Jan 2021, 2:19 pm
According to the American Bar Association, amendments to Rule 23 “should in some ways lead to a more streamlined, predictable class action settlement process. [read post]
25 Dec 2016, 10:01 pm
Food and Drug Administration’s deputy commissioner for foods and veterinary medicine. [read post]
15 Dec 2018, 7:41 am
In Texas v. [read post]
13 Jul 2021, 5:30 am
Attorney for the District of Columbia and general counsel for the Commodity Futures Trading Commission. [read post]
7 Jul 2010, 11:07 am
(G) If a lender did not comply with section 2923.5 and a foreclosure salehas already been held, does that noncompliance affect the title to the foreclosed propertyobtained by the families or investors who may have bought the property at theforeclosure sale? [read post]
