Search for: "General Protective Committee v. SEC"
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19 Apr 2024, 9:27 am
For more information on SEC v. [read post]
6 Mar 2024, 9:01 pm
Audit committees will be required to determine what it means to have had a “severe weather event and other natural condition. [read post]
2 Feb 2024, 6:51 am
Supreme Court’s landmark decision in Trump v. [read post]
23 Jan 2024, 9:01 pm
The drug price-fixing conspiracy – which became the focus of investigations by the Department of Justice, 49 state attorney generals, and Congress– has embroiled the generic pharmaceutical industry. [read post]
22 Jan 2024, 9:01 pm
You are probably well acquainted with its successor, rule 506.[2] Prior to the adoption of former rule 146 in April 1974, the Commission did not have rules interpreting section 4(2) of the Securities Act.[3] As a result, issuers faced uncertainty in determining whether a sale of securities did not involve “any public offering” and in applying case law on the topic, including the Supreme Court’s decision in SEC v. [read post]
18 Jan 2024, 11:11 pm
V. [read post]
10 Jan 2024, 9:01 pm
See, e.g., SEC v. [read post]
4 Jan 2024, 12:50 pm
SEC. [read post]
5 Dec 2023, 9:05 pm
., LLC v. [read post]
31 Oct 2023, 6:26 am
Sec. 2. [read post]
20 Oct 2023, 2:40 pm
As discussed in our July 2021 Update, the New Marketing Rules permit the use of hypothetical performance metrics if the investment adviser follows certain requirements aimed at protecting investors. [read post]
4 Oct 2023, 12:46 pm
On October 3, the second morning of its new term, the Supreme Court of the United States (SCOTUS) heard oral arguments in the case of Consumer Financial Protection Bureau v. [read post]
28 Sep 2023, 6:56 am
ClientEarth v Shell’s Board of Directors Overseas, we saw a derivative action commenced in February 2023 by ClientEarth against Shell’s board of directors in the UK. [read post]
26 Jul 2023, 9:01 pm
A flexible, principles-based approach that allows for disclosures tailored to the issuer making them would be a better way to protect investors. [read post]
25 Jul 2023, 9:05 pm
These U.S. v. [read post]
21 Jul 2023, 4:54 am
By Lene Powell, J.D.The recent ruling in SEC v. [read post]
19 Jul 2023, 9:05 pm
SB 261 would embrace a considerably larger universe than the proposed SEC rules because it would cover all large companies, not just the public reporting ones under the SEC’s jurisdiction.[16] Most U.S. [read post]
18 May 2023, 12:54 pm
The obvious answers: protect systems from hacking and intrusion; restrict use of AI on company platforms; alert the persons such as the Audit Committee or the Risk Committee evaluating ERM (enterprise risk management) and make sure all parts of the company are included to avoid missing some risk in a functional corporate “silo”: obtain outside consulting support, perhaps direct employment of experts, and include a knowledgeable board of directors member; as… [read post]
9 May 2023, 9:01 pm
There is reason to believe the SEC’s new universal proxy Rule 14a-19 will result in more stockholder nominees being elected to the boards of public companies. [read post]
23 Apr 2023, 9:01 pm
Good morning, Chairman McHenry, Ranking Member Waters, and members of the Committee. [read post]
